23rd Apr 2008 11:52
Credit Suisse Securities (Eur) Ltd23 April 2008 FORM 38.5 (b) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader Credit Suisse Securities (Europe) Limited Company dealt in Rio Tinto Plc Class of relevant security to which the dealings being Ordinary Sharesdisclosed relate (Note 1) Date of dealing 22-Apr-2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) Long Short Number (%) Number (%)(1) Relevant securities 1193436 0.119 123381 0.012(2) Derivatives (other than options)(3) Options and agreements to purchase/sell 27200 0.003Total 1220636 0.122 123381 0.012 (b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) Class Of Relevant Security : Ordinary Shares Long Short(1) Relevant Securities(2) Derivatives (other than options)(3) Options and agreements to purchase/sellTotal (c) Rights to subscribe (Note 2) Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4)Buy 159 63.495 (GBP)Buy 157 63.45 (GBP)Buy 157 63.19 (GBP)Buy 157 63.49 (GBP)Buy 157 63.42 (GBP)Buy 157 63.45 (GBP)Buy 157 63.45 (GBP)Buy 157 63.49 (GBP)Buy 145 62.9 (GBP)Buy 112 63.42 (GBP)Buy 103 63.4 (GBP)Buy 100 63.19 (GBP)Buy 92 63.355 (GBP)Buy 89 63.545 (GBP)Buy 88 63.52 (GBP)Buy 88 63.225 (GBP)Buy 87 63.425 (GBP)Buy 86 63.495 (GBP)Buy 85 63.545 (GBP)Buy 83 63.635 (GBP)Buy 82 63.315 (GBP)Buy 78 63.54 (GBP)Buy 78 63.48 (GBP)Buy 78 63.41 (GBP)Buy 78 63.42 (GBP)Buy 78 63.59 (GBP)Buy 78 63.55 (GBP)Buy 78 63.59 (GBP)Buy 78 63.41 (GBP)Buy 78 63.46 (GBP)Buy 78 63.55 (GBP)Buy 78 63.46 (GBP)Buy 78 63.47 (GBP)Buy 77 63.415 (GBP)Buy 73 63.51 (GBP)Buy 72 63.4 (GBP)Buy 62 62.98 (GBP)Buy 57 63.19 (GBP)Buy 57 63.435 (GBP)Buy 57 63.25 (GBP)Buy 56 63.25 (GBP)Buy 54 63.4 (GBP)Buy 53 63.03 (GBP)Buy 53 63.38 (GBP)Buy 50 63.38 (GBP)Buy 47 63.09 (GBP)Buy 47 63.56 (GBP)Buy 47 63.55 (GBP)Buy 46 63.08 (GBP)Buy 46 63.15 (GBP)Buy 46 63.53 (GBP)Buy 46 63.31 (GBP)Buy 46 63.56 (GBP)Buy 46 63.33 (GBP)Buy 45 63.26 (GBP)Buy 45 63.53 (GBP)Buy 45 63.265 (GBP)Buy 45 63.31 (GBP)Buy 44 63.5 (GBP)Buy 44 63.335 (GBP)Buy 44 63.52 (GBP)Buy 43 63.53 (GBP)Buy 42 63.59 (GBP)Buy 42 63.46 (GBP)Buy 42 63.52 (GBP)Buy 42 63.53 (GBP)Buy 42 63.53 (GBP)Buy 42 63.445 (GBP)Buy 42 63.52 (GBP)Buy 41 63.335 (GBP)Buy 41 63.175 (GBP)Buy 39 63.27 (GBP)Buy 39 63.25 (GBP)Buy 39 63.06 (GBP)Buy 39 63.2 (GBP)Buy 37 63.03 (GBP)Buy 35 63.14 (GBP)Buy 34 63.55 (GBP)Buy 34 63.33 (GBP)Buy 32 63.5 (GBP)Buy 32 63.26 (GBP)Buy 31 63.565 (GBP)Buy 31 63.53 (GBP)Buy 31 63.52 (GBP)Buy 30 63.49 (GBP)Buy 27 63.435 (GBP)Buy 26 63.19 (GBP)Buy 25 63.19 (GBP)Buy 25 63.24 (GBP)Buy 25 63.24 (GBP)Buy 24 63.44 (GBP)Buy 24 63.44 (GBP)Buy 21 63.53 (GBP)Buy 21 63.53 (GBP)Buy 19 63.4 (GBP)Buy 13 62.9 (GBP)Buy 12 63.145 (GBP)Buy 12 63.26 (GBP)Buy 12 63.53 (GBP)Buy 12 63.55 (GBP)Buy 12 63.5 (GBP)Buy 12 63.33 (GBP)Buy 11 63.85 (GBP)Buy 11 63.49 (GBP)Buy 11 63.53 (GBP)Buy 11 63.51 (GBP)Buy 11 63.53 (GBP)Buy 9 63.305 (GBP)Buy 4 63.06 (GBP)Buy 3 63.38 (GBP)Buy 1 63.85 (GBP)Sell 3230 63.85 (GBP)Sell 3000 63.15 (GBP)Sell 2937 63.15 (GBP)Sell 2884 63.15 (GBP)Sell 2874 63.15 (GBP)Sell 2619 63.15 (GBP)Sell 2500 63.61 (GBP)Sell 2500 63.61 (GBP)Sell 2500 63.61 (GBP)Sell 2381 63.15 (GBP)Sell 2185 63.61 (GBP)Sell 2185 63.61 (GBP)Sell 2185 63.61 (GBP)Sell 2126 63.15 (GBP)Sell 2126 63.15 (GBP)Sell 2120 63.85 (GBP)Sell 2120 63.85 (GBP)Sell 2000 63.15 (GBP)Sell 2000 63.61 (GBP)Sell 1918 63.15 (GBP)Sell 1862 63.15 (GBP)Sell 1808 63.15 (GBP)Sell 1800 63.4 (GBP)Sell 1794 63.15 (GBP)Sell 1605 63.15 (GBP)Sell 1497 63.61 (GBP)Sell 1477 63.15 (GBP)Sell 1474 63.61 (GBP)Sell 1437 63.45 (GBP)Sell 1407 63.15 (GBP)Sell 1395 63.15 (GBP)Sell 1360 63.15 (GBP)Sell 1337 63.15 (GBP)Sell 1263 63.15 (GBP)Sell 1218 63.5 (GBP)Sell 1206 63.15 (GBP)Sell 1150 63.45 (GBP)Sell 1150 63.45 (GBP)Sell 1150 63.45 (GBP)Sell 1137 63.15 (GBP)Sell 1003 63.61 (GBP)Sell 964 63.15 (GBP)Sell 874 63.15 (GBP)Sell 764 63.6 (GBP)Sell 750 63.6 (GBP)Sell 701 63.15 (GBP)Sell 698 63.63 (GBP)Sell 673 63.15 (GBP)Sell 666 63.15 (GBP)Sell 611 63.39 (GBP)Sell 609 63.11 (GBP)Sell 600 63.61 (GBP)Sell 600 63.61 (GBP)Sell 600 63.61 (GBP)Sell 600 63.65 (GBP)Sell 599 63.15 (GBP)Sell 595 63.15 (GBP)Sell 558 63.85 (GBP)Sell 547 63.51 (GBP)Sell 542 63.85 (GBP)Sell 536 63.33 (GBP)Sell 536 63.07 (GBP)Sell 500 63.61 (GBP)Sell 500 63.56 (GBP)Sell 500 63.15 (GBP)Sell 500 63.61 (GBP)Sell 450 63.45 (GBP)Sell 450 63.45 (GBP)Sell 450 63.45 (GBP)Sell 450 63.45 (GBP)Sell 450 63.45 (GBP)Sell 450 63.45 (GBP)Sell 450 63.45 (GBP)Sell 450 63.45 (GBP)Sell 450 63.45 (GBP)Sell 450 63.45 (GBP)Sell 450 63.45 (GBP)Sell 450 63.45 (GBP)Sell 450 63.45 (GBP)Sell 450 63.45 (GBP)Sell 450 63.45 (GBP)Sell 450 63.45 (GBP)Sell 450 63.45 (GBP)Sell 450 63.45 (GBP)Sell 450 63.45 (GBP)Sell 450 63.45 (GBP)Sell 450 63.46 (GBP)Sell 450 63.45 (GBP)Sell 450 63.45 (GBP)Sell 450 63.45 (GBP)Sell 450 63.45 (GBP)Sell 450 63.46 (GBP)Sell 450 63.45 (GBP)Sell 450 63.45 (GBP)Sell 450 63.45 (GBP)Sell 450 63.45 (GBP)Sell 450 63.45 (GBP)Sell 450 63.45 (GBP)Sell 450 63.45 (GBP)Sell 450 63.45 (GBP)Sell 450 63.45 (GBP)Sell 450 63.45 (GBP)Sell 443 63.46 (GBP)Sell 416 63.15 (GBP)Sell 407 63.45 (GBP)Sell 402 63.06 (GBP)Sell 402 63.44 (GBP)Sell 400 63.06 (GBP)Sell 381 63.15 (GBP)Sell 357 63.45 (GBP)Sell 328 63.85 (GBP)Sell 328 63.52 (GBP)Sell 327 63.15 (GBP)Sell 315 63.61 (GBP)Sell 315 63.61 (GBP)Sell 315 63.62 (GBP)Sell 300 63.54 (GBP)Sell 300 63.51 (GBP)Sell 300 63.46 (GBP)Sell 300 63.58 (GBP)Sell 293 63.46 (GBP)Sell 283 63.45 (GBP)Sell 281 63.45 (GBP)Sell 268 63.09 (GBP)Sell 268 63.61 (GBP)Sell 268 63.12 (GBP)Sell 262 63.5 (GBP)Sell 260 63.41 (GBP)Sell 257 63.45 (GBP)Sell 256 63.05 (GBP)Sell 243 63.46 (GBP)Sell 242 63.57 (GBP)Sell 240 63.11 (GBP)Sell 221 63.28 (GBP)Sell 207 63.45 (GBP)Sell 205 63.11 (GBP)Sell 204 63.15 (GBP)Sell 204 63.5 (GBP)Sell 200 63.5 (GBP)Sell 200 63.45 (GBP)Sell 200 63.61 (GBP)Sell 200 63.51 (GBP)Sell 199 63.45 (GBP)Sell 195 63.53 (GBP)Sell 193 63.46 (GBP)Sell 192 63.15 (GBP)Sell 173 63.15 (GBP)Sell 173 63.15 (GBP)Sell 165 63.23 (GBP)Sell 159 63.41 (GBP)Sell 158 63.16 (GBP)Sell 158 63.16 (GBP)Sell 158 63.62 (GBP)Sell 158 63.22 (GBP)Sell 157 63.55 (GBP)Sell 157 63.55 (GBP)Sell 157 63.55 (GBP)Sell 157 63.6 (GBP)Sell 157 63.85 (GBP)Sell 157 63.45 (GBP)Sell 157 63.43 (GBP)Sell 154 63.24 (GBP)Sell 148 63.71 (GBP)Sell 140 63.33 (GBP)Sell 138 63.53 (GBP)Sell 126 63.15 (GBP)Sell 120 63.59 (GBP)Sell 120 63.11 (GBP)Sell 116 63.15 (GBP)Sell 116 63.16 (GBP)Sell 113 63.42 (GBP)Sell 103 63.5 (GBP)Sell 102 63.85 (GBP)Sell 102 63.71 (GBP)Sell 100 63.33 (GBP)Sell 100 63.07 (GBP)Sell 100 63.44 (GBP)Sell 100 63.15 (GBP)Sell 94 63.505 (GBP)Sell 93 63.45 (GBP)Sell 93 63.51 (GBP)Sell 93 63.46 (GBP)Sell 88 63.51 (GBP)Sell 79 63.14 (GBP)Sell 78 63.51 (GBP)Sell 78 63.59 (GBP)Sell 78 63.49 (GBP)Sell 78 63.56 (GBP)Sell 78 63.65 (GBP)Sell 78 63.57 (GBP)Sell 78 63.75 (GBP)Sell 78 63.68 (GBP)Sell 78 63.55 (GBP)Sell 78 63.53 (GBP)Sell 78 63.46 (GBP)Sell 78 63.67 (GBP)Sell 75 63.51 (GBP)Sell 72 63.11 (GBP)Sell 63 63.15 (GBP)Sell 58 63.41 (GBP)Sell 57 63.45 (GBP)Sell 54 63.73 (GBP)Sell 47 63.41 (GBP)Sell 45 63.25 (GBP)Sell 45 63.61 (GBP)Sell 45 63.265 (GBP)Sell 45 63.39 (GBP)Sell 45 63.52 (GBP)Sell 45 63.52 (GBP)Sell 45 63.3 (GBP)Sell 44 63.05 (GBP)Sell 44 63.27 (GBP)Sell 44 63.5 (GBP)Sell 44 63.64 (GBP)Sell 43 63.46 (GBP)Sell 43 63.67 (GBP)Sell 43 63.85 (GBP)Sell 42 63.55 (GBP)Sell 42 63.55 (GBP)Sell 35 63.08 (GBP)Sell 33 63.61 (GBP)Sell 32 63.27 (GBP)Sell 32 63.05 (GBP)Sell 32 63.25 (GBP)Sell 31 63.45 (GBP)Sell 29 63.15 (GBP)Sell 24 63.15 (GBP)Sell 20 63.85 (GBP)Sell 20 63.58 (GBP)Sell 19 63.63 (GBP)Sell 18 63.51 (GBP)Sell 16 63.12 (GBP)Sell 13 63.61 (GBP)Sell 12 63.25 (GBP)Sell 12 63.45 (GBP)Sell 12 63.05 (GBP)Sell 12 63.27 (GBP)Sell 10 63.39 (GBP)Sell 8 63.43 (GBP)Sell 7 63.45 (GBP)Sell 4 63.5 (GBP)Sell 4 63.535 (GBP)Sell 1 63.15 (GBP)TOTAL BUYS:129561 TOTAL SELLS:129561 (b) Derivatives transactions (other than options) Product name, e.g. CFD Long/short (Note 5) Number of securities (Note 6) Price per unit (Note 4) (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product Writing, selling, Number of securities to Exercise Type, e.g. Expiry Option money paid/name,e.g. call purchasing, varying which the option relates price American, date received per unitoption etc. (Note 6) European etc. (Note 4) (ii) Exercising Product name, e.g. call option Number of securities Exercise price per unit (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the persondisclosing and any other person relating to the voting rights of any relevantsecurities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which anyderivative referred to on this form is referenced. If none, this should bestated. Is a Supplemental Form 38.5(b) attached? (Note 8) No Date of disclosure 23-Apr-2008 09:54:28 Contact name Collins,Carolyn Telephone number 44 20 7888 0241 Name of offeree/offeror with which connected Rio Tinto Plc Nature of connection (Note 9) ADVISOR Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at http://www.thetakeoverpanel.org.uk/. This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Rio Tinto