27th Oct 2009 10:31
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Hansen Transmissions International NV |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
26/10/2009 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
10,500 |
GBP 1.27 |
GBP 1.27 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
4,765 |
GBP 1.21 |
GBP 1.21 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
10,500 |
GBP 1.27 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
4,765 |
GBP 1.21 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
27/10/2009 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
Hansen Transmissions International NV |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
National Express Group Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
26/10/2009 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
388,532 |
GBP 3.96 |
GBP 3.88 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
519,454 |
GBP 4.00 |
GBP 3.89 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
144 |
GBP 3.94 |
|
Long Swap |
LONG |
1,352 |
GBP 3.91 |
|
Long Swap |
LONG |
1,765 |
GBP 3.93 |
|
Long Swap |
LONG |
2,832 |
GBP 3.93 |
|
Long Swap |
LONG |
4,110 |
GBP 3.91 |
|
Long Swap |
LONG |
6,894 |
GBP 3.97 |
|
Long Swap |
LONG |
118 |
GBP 3.94 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
7,187 |
GBP 3.93 |
|
Short Swap |
SHORT |
57,157 |
GBP 3.94 |
|
Short Swap |
SHORT |
28,940 |
GBP 3.94 |
|
Short Swap |
SHORT |
8,184 |
GBP 3.94 |
|
Short Swap |
SHORT |
8 |
GBP 3.93 |
|
Short Swap |
SHORT |
5,638 |
GBP 3.93 |
|
Short Swap |
SHORT |
5,216 |
GBP 3.92 |
|
Short Swap |
SHORT |
4,736 |
GBP 3.93 |
|
Short Swap |
SHORT |
2,671 |
GBP 3.94 |
|
Short Swap |
SHORT |
1,359 |
GBP 3.94 |
|
Short Swap |
SHORT |
1,352 |
GBP 3.91 |
|
Short Swap |
SHORT |
641 |
GBP 3.91 |
|
Short Swap |
SHORT |
258 |
GBP 3.93 |
|
Short Swap |
SHORT |
16,181 |
GBP 3.90 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
27/10/2009 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
National Express Group |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Stagecoach Group Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
26/10/2009 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
415,520 |
GBP 1.59 |
GBP 1.57 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
144,864 |
GBP 1.58 |
GBP 1.57 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
12 |
GBP 1.58 |
|
Long Swap |
LONG |
1 |
GBP 1.58 |
|
Long Swap |
LONG |
396 |
GBP 1.58 |
|
Long Swap |
LONG |
356 |
GBP 1.58 |
|
Long Swap |
LONG |
215 |
GBP 1.58 |
|
Long Swap |
LONG |
62 |
GBP 1.58 |
|
Long Swap |
LONG |
59 |
GBP 1.58 |
|
Long Swap |
LONG |
1,585 |
GBP 1.59 |
|
Long Swap |
LONG |
13 |
GBP 1.58 |
|
Long Swap |
LONG |
3,000 |
GBP 1.57 |
|
Long Swap |
LONG |
7 |
GBP 1.58 |
|
Long Swap |
LONG |
5 |
GBP 1.58 |
|
Long Swap |
LONG |
4 |
GBP 1.58 |
|
Long Swap |
LONG |
2 |
GBP 1.58 |
|
Long Swap |
LONG |
2 |
GBP 1.58 |
|
Long Swap |
LONG |
1 |
GBP 1.58 |
|
Long Swap |
LONG |
14 |
GBP 1.58 |
|
Long Swap |
LONG |
24,998 |
GBP 1.58 |
|
Long Swap |
LONG |
66,648 |
GBP 1.59 |
|
Long Swap |
LONG |
65,975 |
GBP 1.57 |
|
Long Swap |
LONG |
426 |
GBP 1.58 |
|
Long Swap |
LONG |
33,747 |
GBP 1.59 |
|
Long Swap |
LONG |
16,080 |
GBP 1.57 |
|
Long Swap |
LONG |
12,252 |
GBP 1.57 |
|
Long Swap |
LONG |
9,543 |
GBP 1.59 |
|
Long Swap |
LONG |
7,593 |
GBP 1.57 |
|
Long Swap |
LONG |
3,894 |
GBP 1.58 |
|
Long Swap |
LONG |
3,115 |
GBP 1.59 |
|
Long Swap |
LONG |
47,671 |
GBP 1.58 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
114 |
GBP 1.57 |
|
Short Swap |
SHORT |
16,080 |
GBP 1.58 |
|
Short Swap |
SHORT |
7,593 |
GBP 1.58 |
|
Short Swap |
SHORT |
3,000 |
GBP 1.59 |
|
Short Swap |
SHORT |
233 |
GBP 1.57 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
27/10/2009 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
National Express Group Plc |
|
Nature of connection # |
Advisor |
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