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4FORM 38.5 (b)
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
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WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
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BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
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(Rule 38.5(b) of the Takeover Code)
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1. KEY INFORMATION
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Name of exempt principal trader
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Credit Suisse Equities (Australia) Limited
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Company dealt in
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BHP Billiton Limited
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Class of relevant security to which the dealings being disclosed relate (Note 1)
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Ordinary Shares
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Date of dealing
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12-09-2008
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2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
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(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
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Long
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Short
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Number
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(%)
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Number
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(%)
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(1) Relevant securities
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10976564
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0.327
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(2) Derivatives (other than options)
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(3) Options and agreements to purchase/sell
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Total
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10976564
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0.327
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(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
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Class Of Relevant Security : Ordinary Shares
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Long
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Short
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(1) Relevant Securities
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(2) Derivatives (other than options)
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(3) Options and agreements to purchasesell
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Total
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(c) Rights to subscribe (Note 2)
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Class of relevant security:
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Details
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3. DEALINGS (Note 3)
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(a) Purchases and sales
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Purchase/sale
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Number of securities
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Price per unit (Note 4)
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|
Purchase
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13,100
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36.00
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Purchase
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12,000
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36.00
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Purchase
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1,681
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36.00
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Purchase
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20,949
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36.00
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Purchase
|
709
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36.00
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|
Purchase
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186
|
36.00
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|
Purchase
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3,039
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36.00
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Purchase
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8,039
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36.00
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Purchase
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11,795
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36.00
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Purchase
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7,885
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35.47
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Purchase
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6,340
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35.30
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Purchase
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2,500
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35.29
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|
Purchase
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246
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35.29
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Purchase
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20
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35.29
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|
Purchase
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89
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35.26
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Purchase
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5,000
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35.26
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Purchase
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2,086
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35.26
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Purchase
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75
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35.26
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Purchase
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200
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35.26
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Purchase
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1,181
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35.26
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Purchase
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492
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35.29
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Purchase
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1,683
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35.29
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Purchase
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5
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35.29
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Purchase
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163
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35.29
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Purchase
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86
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35.29
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Purchase
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132
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35.29
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Purchase
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7,500
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35.29
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Purchase
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300
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35.29
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Purchase
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423
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35.29
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Purchase
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14,216
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35.29
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Purchase
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300
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35.26
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Purchase
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3,000
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35.26
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Purchase
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3,963
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35.26
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Purchase
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3,192
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35.20
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Purchase
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4,300
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35.20
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Purchase
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266
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35.20
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Purchase
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400
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35.20
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Purchase
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300
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35.20
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Purchase
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5
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35.20
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Purchase
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250
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35.20
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Purchase
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216
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35.20
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Purchase
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250
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35.13
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Purchase
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300
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35.13
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Purchase
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47
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35.13
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Purchase
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474
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35.13
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Purchase
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10,331
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35.15
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Purchase
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159
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35.21
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Purchase
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19
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35.21
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Purchase
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13
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35.21
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Purchase
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4,809
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35.21
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Purchase
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2,887
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35.23
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Purchase
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400
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35.23
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Purchase
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1,713
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35.23
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Purchase
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10,000
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35.25
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Purchase
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680
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35.24
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Purchase
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581
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35.24
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Purchase
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1,000
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35.24
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Purchase
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438
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35.24
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Purchase
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107
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35.24
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Purchase
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519
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35.24
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Purchase
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999
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35.24
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Purchase
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228
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35.24
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Purchase
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400
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35.24
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Purchase
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48
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35.24
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Purchase
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9,483
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35.15
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Purchase
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186
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35.15
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Purchase
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3,957
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35.12
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Purchase
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1
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35.12
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Purchase
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1
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35.12
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Purchase
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1
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35.12
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Purchase
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100
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35.12
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Purchase
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940
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35.12
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Purchase
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10,000
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35.20
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Purchase
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1,538
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35.29
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Purchase
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9,297
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35.29
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Purchase
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2,000
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35.29
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Purchase
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2,000
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35.29
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Purchase
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12
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35.29
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Purchase
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153
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35.29
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Purchase
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14,401
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35.30
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Purchase
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1
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35.30
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Purchase
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598
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35.30
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Purchase
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2,672
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35.29
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Purchase
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10,000
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35.29
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Purchase
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995
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35.29
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Purchase
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250
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35.29
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Purchase
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570
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35.29
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Purchase
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2
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35.29
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Purchase
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77
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35.29
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Purchase
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434
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35.29
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Purchase
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10,279
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35.30
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Purchase
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21
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35.30
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Purchase
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4,700
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35.30
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Purchase
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18,944
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35.30
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Purchase
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11,056
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35.30
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Purchase
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3,191
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35.33
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Purchase
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1,000
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35.33
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Purchase
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3
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35.33
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Purchase
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406
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35.33
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Purchase
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400
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35.33
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Purchase
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2,057
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35.37
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Purchase
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2,558
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35.36
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Purchase
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4,000
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35.36
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Purchase
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36
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35.36
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Purchase
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400
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35.36
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Purchase
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268
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35.36
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Purchase
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431
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35.35
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Purchase
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3,896
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35.40
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Purchase
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6,873
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35.40
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Purchase
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1,500
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35.40
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Purchase
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897
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35.40
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Purchase
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13,153
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35.40
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Purchase
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3,994
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35.40
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Purchase
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500
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35.40
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Purchase
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4,187
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35.40
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Purchase
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1,903
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35.43
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Purchase
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1,000
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35.43
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Purchase
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2,000
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35.43
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Purchase
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7,023
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35.46
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Purchase
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2,500
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35.45
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Purchase
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200
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35.45
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Purchase
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277
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35.45
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Purchase
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200
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35.43
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Purchase
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22
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35.43
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Purchase
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4,875
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35.43
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Purchase
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5,000
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35.40
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Purchase
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3,303
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35.39
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Purchase
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497
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35.39
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Purchase
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4,177
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35.30
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Purchase
|
800
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35.30
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Purchase
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23
|
35.30
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Sale
|
-2
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35.13
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Sale
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-203,800
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35.29
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TOTAL BUYS: 372933
TOTAL SELLS: 203802
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(b) Derivatives transactions (other than options)
|
|
Product name, e.g. CFD
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Long/short (Note 5)
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Number of securities (Note 6)
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Price per unit (Note 4)
|
|
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(c) Options transactions in respect of existing securities
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(i) Writing, selling, purchasing or varying
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Product name,e.g. call option
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Writing, selling, purchasing, varying etc.
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Number of securities to which the option relates (Note 6)
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Exercise price
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Type, e.g. American, European etc.
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Expiry date
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Option money paid/received per unit (Note 4)
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(ii) Exercising
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Product name, e.g. call option
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Number of securities
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Exercise price per unit (Note 4)
|
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|
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(d) Other dealings (including new securities) (Note 3)
|
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Nature of transaction (Note 7)
|
Details
|
Price per unit (if applicable) (Note 4)
|
|
|
|
|
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|
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|
|
4. OTHER INFORMATION
|
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Agreements, arrangements or understandings relating to options or derivatives
|
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Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
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Is a Supplemental Form 38.5(b) attached? (Note 8) No
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Date of disclosure
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15-09-2008
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Contact name
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Simon Crawley; Philipp Abelbeck
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Telephone number
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44 20 7888 5416
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Name of offeree/offeror with which connected
|
Rio Tinto Plc
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Nature of connection (Note 9)
|
ADVISOR
|
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Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk.
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