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EPT Disclosure

7th Jul 2008 10:33

RNS Number : 4391Y
Citigroup GM Australia Pty Ltd
07 July 2008
 
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
 
 
 
1. KEY INFORMATION
 
Name of exempt principal trader
Citigroup Global Markets Australia Pty Limited
Company dealt in
Rio Tinto Ltd
Class of relevant security to which the dealings being disclosed relate(Note 1)
Ord/Equity
Date of dealing
04 July 2008
 
 
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
 
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
 
 
 
Long
Short
 
 
Number (%)
Number (%)
(1) Relevant securities
 
257,132 (0.06%)
 252,126 (0.05%)
(2) Derivatives (other than options)
 
(0.00%)
(0.00%)
(3) Options and agreements to purchase/sell
 
878,481 (0.19%)
1,261,616 (0.28%)
Total
 
1,135,613 (0.25%)
1,513,742 (0.33%)
 
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
 
Class of relevant security:
 
Long
Short
Convertible
 
Number (%)
Number (%)
(1) Relevant securities
 
(0.00%)
(0.00%)
(2) Derivatives (other than options)
 
(0.00%)
(0.00%)
(3) Options and agreements to purchase/sell
 
(0.00%)
(0.00%)
Total
 
(0.00%)
(0.00%)
 

 

(c) Rights to subscribe (Note 2)
 
Class of relevant security:
 
Details
 
 
 
 
3. DEALINGS (Note 3)
 
(a) Purchases and sales
 
Purchase
 
Number of securities
Price per unit (Note 4)
AUD (unless stated)
 
21158
121.95
 
5469
125.7
 
4161
125.7
 
999
124.0559
 
250
125.44
 
250
125.44
 
208
125.03
 
190
125.03
 
170
124.65
 
168
124.88
 
165
125.45
 
165
125.45
 
118
125.03
 
116
124.8
 
86
125.41
 
82
124.88
 
77
125.03
 
59
124.8
 
50
125.41
 
41
125.49
 
41
125.48
 
41
125.46
 
41
125.42
 
41
125.46
 
41
125.46
 
41
125.45
 
41
125.45
 
41
125.42
 
41
125.37
 
41
125.42
 
41
125.45
 
41
125.35
 
41
125.36
 
41
125.35
 
41
125.46
 
41
125.45
 
41
125.35
 
41
125.42
 
40
125.42
 
40
125.49
 
39
125.32
 
37
124.09
 
37
124.09
 
37
124.09
 
37
124.07
 
37
124.07
 
37
124.07
 
37
124.07
 
37
124.07
 
37
124.07
 
37
124.07
 
37
124.07
 
37
124.07
 
37
124.04
 
37
124.04
 
37
124.04
 
37
124.04
 
37
124.04
 
37
124.04
 
37
124.04
 
37
124.04
 
37
124.04
 
37
124.04
 
37
124.04
 
37
124.04
 
37
124.04
 
37
124.02
 
37
124
 
37
124
 
37
124
 
37
124
 
37
124
 
37
124
 
37
124
 
37
124
 
37
124
 
37
124
 
37
124
 
37
124
 
37
124
 
37
124
 
37
124
 
37
124.51
 
37
124.51
 
37
124.51
 
37
124.51
 
37
124.51
 
37
124.66
 
37
124.66
 
37
124.66
 
37
124.66
 
37
124.66
 
37
124.66
 
37
124.66
 
37
124.66
 
37
124.66
 
37
124.66
 
37
124.66
 
37
124.66
 
37
124.66
 
37
124.66
 
37
124.66
 
37
124.66
 
37
124.66
 
36
124
 
36
125.37
 
36
124.63
 
36
124.6
 
36
124.74
 
36
124.74
 
36
124.74
 
36
124.74
 
36
124.74
 
36
124.74
 
36
124.74
 
36
124.74
 
36
124.74
 
36
124.68
 
36
124.68
 
36
124.68
 
36
124.68
 
36
124.68
 
36
124.68
 
36
124.65
 
36
124.68
 
36
124.68
 
36
124.68
 
36
124.68
 
36
124.68
 
36
124.68
 
36
124.68
 
36
124.68
 
35
125.03
 
33
125.12
 
33
125.12
 
32
125.35
 
26
124.6
 
26
124.66
 
26
124.74
 
26
124.68
 
25
124.66
 
23
124.65
 
21
125.03
 
21
124.07
 
18
125.46
 
15
125.03
 
15
124.07
 
13
124.74
 
13
124.65
 
11
124.6
 
11
124.66
 
10
124.6
 
10
124.74
 
10
124.68
 
9
125.36
 
9
124.68
 
5
124.22
 
5
125.03
 
5
125.03
 
5
124.65
 
5
125.4
 
5
124.68
 
4
125.03
 
3
124.5
 
1
124.01
 
1
125.49
 
1
125.4
 
1
124.6
 
1
124.65
 
1
125.13
Total
38,692
 
 
 
Sales
 
Number of securities
Price per unit (Note 4)
AUD (unless stated)
 
-1
124.01
 
-1
124.6
 
-1
125.49
 
-1
125.4
 
-1
124.65
 
-1
125.13
 
-3
124.5
 
-5
125.4
 
-5
124.68
 
-6
124.17
 
-8
125.4
 
-9
125.36
 
-9
124.68
 
-10
124.6
 
-10
124.74
 
-10
124.68
 
-11
124.6
 
-11
124.66
 
-11
125.12
 
-11
125.12
 
-11
125.12
 
-13
124.65
 
-13
124.74
 
-15
124.07
 
-18
125.46
 
-21
124.07
 
-23
124.65
 
-25
124.66
 
-26
124.6
 
-26
124.66
 
-26
124.68
 
-26
124.74
 
-32
125.35
 
-33
125.12
 
-33
125.44
 
-33
125.12
 
-36
124
 
-36
124.63
 
-36
124.6
 
-36
125.37
 
-36
124.74
 
-36
124.74
 
-36
124.74
 
-36
124.68
 
-36
124.68
 
-36
124.68
 
-36
124.68
 
-36
124.65
 
-36
124.68
 
-36
124.68
 
-36
124.68
 
-36
124.68
 
-36
124.68
 
-36
124.68
 
-36
124.68
 
-36
124.74
 
-36
124.68
 
-36
124.74
 
-36
124.74
 
-36
124.68
 
-36
124.74
 
-36
124.68
 
-36
124.74
 
-36
124.74
 
-37
125.23
 
-37
124
 
-37
124
 
-37
124
 
-37
124
 
-37
124
 
-37
124
 
-37
124
 
-37
124
 
-37
124
 
-37
124
 
-37
124
 
-37
124
 
-37
124
 
-37
124
 
-37
124
 
-37
124.04
 
-37
124.04
 
-37
124.04
 
-37
124.04
 
-37
124.04
 
-37
124.04
 
-37
124.02
 
-37
124.04
 
-37
124.04
 
-37
124.04
 
-37
124.09
 
-37
124.09
 
-37
124.09
 
-37
124.07
 
-37
124.07
 
-37
124.07
 
-37
124.07
 
-37
124.07
 
-37
124.07
 
-37
124.07
 
-37
124.07
 
-37
124.07
 
-37
124.04
 
-37
124.04
 
-37
124.04
 
-37
124.04
 
-37
124.51
 
-37
124.51
 
-37
124.51
 
-37
124.51
 
-37
124.51
 
-37
124.66
 
-37
124.66
 
-37
124.66
 
-37
124.66
 
-37
124.66
 
-37
124.66
 
-37
124.66
 
-37
124.66
 
-37
124.66
 
-37
124.66
 
-37
124.66
 
-37
124.66
 
-37
124.66
 
-37
124.66
 
-37
124.66
 
-37
124.66
 
-37
124.66
 
-39
125.32
 
-40
124.17
 
-40
125.49
 
-40
125.42
 
-41
125.49
 
-41
125.48
 
-41
125.46
 
-41
125.46
 
-41
125.46
 
-41
125.46
 
-41
125.42
 
-41
125.45
 
-41
125.45
 
-41
125.45
 
-41
125.45
 
-41
125.42
 
-41
125.42
 
-41
125.42
 
-41
125.37
 
-41
125.36
 
-41
125.35
 
-41
125.35
 
-41
125.35
 
-47
125.45
 
-50
124.17
 
-59
125.45
 
-59
125.45
 
-70
125.44
 
-119
125.4
 
-120
125.23
 
-123
125.4
 
-147
125.44
 
-154
124.17
 
-165
125.45
 
-165
125.45
 
-200
125.4
 
-250
125.44
 
-250
125.44
 
-251
125.23
 
-260
123.94
 
-300
125.4
 
-591
124
 
-700
124.8
 
-4161
125.7
 
-21158
121.95
Total
34,212
 
 
 
 (b) Derivatives transactions (other than options)
 
Product name,
e.g. CFD
Long/short (Note 5)
Number of securities (Note 6)
Price per unit (Note 4)
 
 
 
 
 
 
 
 
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
 
Product name,
e.g. call option
(C = call option;
 P = put option)
Writing, selling, purchasing, varying etc.
Number of securities to which the option relates (Note 6)
Exercise
Price (AUD)
Type, e.g. American, European etc.
Expiry
date
Option money
paid/received per unit (AUD) (Note 4)
C
Purchasing
15000
120
E
20080828
2.37
C
Purchasing
9000
120
E
20080828
2.49
C
Purchasing
4000
120
E
20080827
1.32
C
Purchasing
4000
120
E
20080827
1.52
C
Purchasing
1800
120
E
20080828
2.45
C
Selling
-130
59.365
A
20120628
77.85
C
Selling
-150
59.365
A
20120628
78.23
C
Selling
-193
59.365
A
20120628
77.52
P
Purchasing
-4000
120
A
20080925
7.5
P
Purchasing
-6000
120
A
20080925
7.5
 
 
(ii) Exercising
 
Product name, e.g. call option
Number of securities
Exercise price per unit (Note 4)
 
 
(d) Other dealings (including new securities) (Note 3)
 
Nature of transaction (Note 7)
 
Details
Price per unit (if applicable)(Note 4)
 
 
 
 
 
 
 
 
4. OTHER INFORMATION
 
Agreements, arrangements or understandings relating to options or derivatives
 
 
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. 
 
NONE
 
 
 
Is a Supplemental Form 38.5(b) attached? (Note 8) YES
 
 
Date of disclosure
07 July 2008
Contact name
Selina Campbell
Telephone number
02890 409538
Name of offeree/offeror with which connected
BHP Billiton plc
Nature of connection (Note 9)
Corporate Broker/Financial Advisor
 
 
Notes
 
The Notes on Form 38.5(b) can be viewed on the Takeover Panel’s website at www.thetakeoverpanel.org.uk
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
SUPPLEMENTAL FORM 38.5(b)
 
 
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 38.5(b))
 
 
 
 
OPEN POSITIONS(Note 1)
 
 
Product name,
e.g. call option
 
Written or purchased
 
Number of securities to which the option or derivative relates
Exercise price (Note 2)
 
Type, e.g. American, European etc.
Expiry date
P Option
Purchased
-6646
37.6132
E
20091001
P Option
Purchased
-6415
77.94
E
20100219
P Option
Purchased
-2591
38.5842
E
20091201
P Option
Purchased
-1273
78.5
E
20110630
P Option
Purchased
-1152
43.3704
E
20100628
P Option
Purchased
-1152
43.3704
E
20100628
P Option
Purchased
-561
89
E
20100809
P Option
Purchased
-514
77.8
E
20090630
P Option
Purchased
-464
95.75
E
20100629
P Option
Purchased
-422
138.11
E
20120416
P Option
Purchased
-388
77.2
E
20110627
P Option
Purchased
-332
75.22
E
20100524
P Option
Purchased
-321
155.35
E
20130516
P Option
Purchased
-302
82.55
E
20100517
P Option
Purchased
-290
95.75
E
20100628
P Option
Purchased
-254
78.6
E
20110707
P Option
Purchased
-242000
78.46
A
20090924
P Option
Purchased
-236
84.55
E
20110509
P Option
Purchased
-208
95.7
E
20120905
P Option
Purchased
-203
98.22
E
20120912
P Option
Purchased
-200000
138
A
20080925
P Option
Purchased
-191
78.5
E
20110630
P Option
Purchased
-191
78.5
E
20110630
P Option
Purchased
-140000
110
A
20081218
P Option
Purchased
-133
150.05
E
20130521
P Option
Purchased
-112000
68.66
A
20090924
P Option
Purchased
-100000
136
A
20080925
P Option
Purchased
-71000
75
A
20111222
P Option
Purchased
-57000
80
A
20111222
P Option
Purchased
-44000
72
A
20081218
P Option
Purchased
-16000
128
A
20080724
C Option
Purchased
15000
150
A
20080724
P Option
Purchased
-13000
132
A
20080828
P Option
Purchased
-5000
68
A
20101223
C Option
Purchased
2000
78.46
A
20090924
P Option
Purchased
-2000
77
A
20111222
C Option
Written
-33000
85
A
20111222
P Option
Written
39000
58
A
20080925
C Option
Written
-50000
122
A
20081218
C IWarrant
Written
-70
105
A
20081127
P Option
Written
71
141.69
A
20130627
C Option
Written
-75000
56.89
A
20090924
P Option
Written
77
129.41
A
20121220
P Option
Written
78
128.75
A
20130228
P Option
Written
79
127.31
A
20130228
P Option
Written
81
124.35
A
20130228
P Option
Written
87
143.31
A
20130627
P Option
Written
88
141.79
A
20110630
P Option
Written
88
141.69
A
20110630
P Option
Written
90
139.04
A
20130627
P Option
Written
99
141.75
A
20130627
P Option
Written
100000
132
A
20080925
P Option
Written
107
139.59
A
20130627
P Option
Written
115
130.34
A
20121220
P Option
Written
117
128.71
A
20110224
P Option
Written
130000
60
A
20080925
P Option
Written
133
150.05
E
20130521
P Option
Written
133
150.05
E
20130521
P Option
Written
135000
120
A
20080925
P Option
Written
138
92.66
A
20110728
P Option
Written
140000
130
A
20081218
P Option
Written
141
93.6
A
20110728
P Option
Written
159
94.02
A
20110728
P Option
Written
160
131.2
A
20130328
C IWarrant
Written
-175
88
E
20091215
P Option
Written
177
140.36
A
20130627
P Option
Written
191
78.5
E
20110630
P Option
Written
191
78.5
E
20110630
P Option
Written
191
78.5
E
20110630
P Option
Written
191
78.5
E
20110630
C IWarrant
Written
-200
65
A
20081127
P Option
Written
203
98.22
E
20120912
P Option
Written
203
98.22
E
20120912
P Option
Written
208
95.7
E
20120905
P Option
Written
208
95.7
E
20120905
P Option
Written
236
84.55
E
20110509
P Option
Written
236
84.55
E
20110509
P Option
Written
254
78.6
E
20110707
P Option
Written
254
78.6
E
20110707
P Option
Written
266
94.08
A
20110728
P Option
Written
268
135.22
A
20110412
P Option
Written
290
95.75
E
20100628
P Option
Written
290
95.75
E
20100628
P Option
Written
296
135.38
A
20130725
P Option
Written
302
82.55
E
20100517
P Option
Written
302
82.55
E
20100517
P Option
Written
321
155.35
E
20130516
P Option
Written
321
155.35
E
20130516
P Option
Written
330
136.18
A
20130627
P Option
Written
332
75.22
E
20100524
P Option
Written
332
75.22
E
20100524
P Option
Written
365
137
A
20130328
P Option
Written
388
77.2
E
20110627
P Option
Written
388
77.2
E
20110627
P Option
Written
392
131.14
A
20121011
P Option
Written
400
131.96
A
20130205
P Option
Written
405
98.1
A
20100625
P Option
Written
422
138.11
E
20120416
P Option
Written
422
138.11
E
20120416
P Option
Written
464
95.75
E
20100629
P Option
Written
464
95.75
E
20100629
P Option
Written
514
77.8
E
20090630
P Option
Written
514
77.8
E
20090630
P Option
Written
561
89
E
20100809
P Option
Written
561
89
E
20100809
C IWarrant
Written
-590
66
E
20091215
P Option
Written
725
138
A
20130228
P Option
Written
869
89.4361
A
20110207
P Option
Written
873
137.5
A
20130725
P Option
Written
1132
83.22
A
20111007
P Option
Written
1152
43.3704
E
20100628
P Option
Written
1152
43.3704
E
20100628
P Option
Written
1152
43.3704
E
20100628
P Option
Written
1152
43.3704
E
20100628
P Option
Written
1188
105.3
A
20110523
P Option
Written
1273
78.5
E
20110630
P Option
Written
1273
78.5
E
20110630
P Option
Written
1370
85.0735
A
20110228
P Option
Written
1592
153.6
A
20130107
P Option
Written
1936
174.48
A
20130521
P Option
Written
1976
160.932
A
20121128
C IWarrant
Written
-2000
110
A
20081218
P Option
Written
2248
73.8533
A
20101229
C IWarrant
Written
-2491
85
A
20100623
P Option
Written
2591
38.5842
E
20091201
P Option
Written
2591
38.5842
E
20091201
P Option
Written
2862
119
A
20120711
P Option
Written
2994
85.04
A
20110328
P Option
Written
3105
99.8
A
20110428
P Option
Written
3188
115.61
A
20120613
P Option
Written
3388
164.66
A
20121227
C Option
Written
-21600
140
E
20080828
P Option
Written
3801
96.12
A
20110623
P Option
Written
4320
99.12
A
20120425
P Option
Written
4420
88.07
A
20110623
P Option
Written
4886
97.272
A
20120828
C Option
Written
-29340
120
E
20080828
P Option
Written
30000
115
E
20080828
P Option
Written
30000
135
E
20080828
P Option
Written
5066
109.19
A
20120530
P Option
Written
5428
92.64
A
20110624
P Option
Written
5810
119.75
A
20120628
P Option
Written
6268
88.6
A
20120327
P Option
Written
6415
77.94
E
20100219
P Option
Written
6415
77.94
E
20100219
C IWarrant
Written
-6472
64
A
20090619
P Option
Written
6528
116.82
A
20120711
P Option
Written
6646
37.6132
E
20091001
P Option
Written
6646
37.6132
E
20091001
P Option
Written
6789
94.91
A
20110623
C SFIWarrant
Written
-14439
59.365
A
20120628
P Option
Written
30588
56.0324
E
20081103
P Option
Written
40000
74.25
E
20110727
P Option
Written
50979
56.1501
A
20101011
 
 
 
Notes
 
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell should also be given on this form.
 
2. For all prices and other monetary amounts, the currency must be stated.
 
For details of the Code’s dealing disclosure requirements, see Rules 8 and 38.5 and their Notes which can be viewed on the Takeover Panel’s website at www.thetakeoverpanel.org.uk
 
 
 
 
 
 
 
 
 
 
This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMFKOKBCBKKCOK

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