11th Jan 2008 12:40
Macquarie Group Limited11 January 2008 DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) Part 2 of 2 1. KEY INFORMATION Name of exempt principal trader Macquarie Bank LimitedCompany dealt in BHP Billiton LimitedClass of relevant security to which the Ordinary shares ISIN: AU000000BHP4dealings being disclosed relate (Note 1) Date of dealing 10 January 2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class ofrelevant security dealt in (Note 2) Long Short Number Number (%) (%) (1) Relevant securities 6,791,860 0.20% (2) Derivatives (other than options) 985,610 0.02% (3) Options and agreements to purchase/sell 7,822,062 0.23% Total 988,610 14,613,922 0.02% 0.44% (b) Interests and short positions in relevant securities of the company,other than the class dealt in (Note 2) Class of relevant security: Long Short Number Number (%) (%) (1) Relevant securities (2) Derivatives (other than options) (3) Options and agreements to purchase/sell Total (c) Rights to subscribe (Note 2) Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4) See Part 2 - Annexure A (b) Derivatives transactions (other than options) Product name, Long/short (Note 5) Number of securities (Note 6) Price per unit (Note 4) e.g. CFDSee Part 2 - Annexure B (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product name, Writing, Number of securities Exercise Type, e.g. Expiry Option money selling, to which the option American,e.g. call option purchasing, relates (Note 6) price European etc. date paid/received varying etc. per unit (Note 4) (ii) Exercising Product name, e.g. call option Number of securities Exercise price per unit (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4) Stock Borrow 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the person disclosing and any other person relatingto the voting rights of any relevant securities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form isreferenced. If none, this should be stated. Is a Supplemental Form 38.5(b) attached? (Note 8) YES/NO Date of disclosure 11 January 2008 Contact name Johanna Uy Telephone number +44 (0) 2030374339 Name of offeree/offeror with which connected Rio Tinto PlcNature of connection (Note 9) Connected principal trader Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk Annexure A Buy Sell Exec Quantity Exec Price BUY 300.00 39.05 BUY 800.00 39.05 BUY 1000.00 38.98 BUY 300.00 39.05 BUY 300.00 39.05 BUY 311.00 39.05 BUY 475.00 39.05 BUY 2506.00 39.05 BUY 200.00 39.06 BUY 20.00 39.05 BUY 50.00 39.06 BUY 525.00 39.05 BUY 311.00 39.05 BUY 20.00 39.05 BUY 2500.00 39.06 BUY 397.00 39.05 BUY 3759.00 39.04 BUY 249.00 39.06 BUY 01.00 39.06 BUY 700.00 39.06 BUY 1300.00 39.06 BUY 4000.00 39.05 BUY 4977.00 39.07 BUY 1000.00 39.05 BUY 974.00 39.03 BUY 2142.00 39.04 BUY 1860.00 39.04 BUY 1000.00 39.04 BUY 3000.00 39.04 BUY 1000.00 39.04 BUY 650.00 38.95 BUY 1325.00 39.00 BUY 288.00 39.00 BUY 4035.00 39.00 BUY 2496.00 39.05 BUY 2482.00 39.05 BUY 14.00 39.05 BUY 1117.00 39.18 BUY 2198.00 39.18 BUY 2829.00 39.10 BUY 2171.00 39.10 BUY 600.00 38.94 BUY 06.00 38.94 BUY 394.00 38.94 BUY 489.00 38.97 BUY 06.00 38.97 BUY 06.00 38.97 BUY 300.00 38.97 BUY 14.00 38.97 BUY 163.00 38.97 BUY 826.00 39.00 BUY 3982.00 39.08 BUY 827.00 39.08 BUY 300.00 38.88 BUY 197.00 38.88 BUY 41.00 38.88 BUY 1491.00 38.89 BUY 409.00 38.88 BUY 294.00 38.88 BUY 250.00 38.88 BUY 2984.00 39.00 BUY 2485.00 39.00 BUY 1989.00 38.92 BUY 497.00 38.92 BUY 195.00 38.91 BUY 69.00 38.91 BUY 100.00 38.91 BUY 1520.00 38.91 BUY 371.00 38.91 BUY 1722.00 38.91 BUY 3977.00 38.90 BUY 600.00 38.87 BUY 891.00 38.87 BUY 1580.00 38.85 BUY 499.00 38.91 BUY 48.00 38.91 BUY 20.00 38.91 BUY 20.00 38.91 BUY 106.00 38.91 BUY 82.00 38.91 BUY 146.00 38.91 BUY 300.00 38.91 BUY 20.00 38.91 BUY 360.00 38.91 BUY 79.00 38.91 BUY 20.00 38.91 BUY 912.00 38.91 BUY 01.00 38.91 BUY 400.00 38.91 BUY 01.00 38.91 BUY 200.00 38.91 BUY 620.00 38.91 BUY 56.00 38.93 BUY 249.00 38.93 BUY 1137.00 38.97 BUY 3899.00 38.97 BUY 497.00 38.97 BUY 79.00 38.97 BUY 4667.00 38.99 BUY 401.00 39.11 BUY 994.00 39.11 BUY 364.00 39.11 BUY 598.00 39.11 BUY 561.00 39.14 BUY 634.00 39.14 BUY 720.00 39.09 BUY 1669.00 39.09 BUY 1000.00 39.14 BUY 01.00 39.14 BUY 330.00 39.14 BUY 252.00 39.14 BUY 2271.00 39.14 BUY 4973.00 38.95 BUY 3978.00 38.95 BUY 2100.00 38.96 BUY 423.00 38.93 BUY 196.00 38.93 BUY 341.00 38.93 BUY 99.00 38.93 BUY 636.00 38.90 BUY 97.00 38.83 BUY 79.00 38.85 BUY 500.00 39.02 BUY 300.00 39.10 BUY 500.00 39.15 BUY 1800.00 39.20 BUY 1000.00 39.00 BUY 109.00 39.00 BUY 20.00 39.04 BUY 20.00 39.04 BUY 274.00 39.04 BUY 77.00 39.04 BUY 500.00 39.06 BUY 1000.00 39.08 BUY 200.00 38.88 BUY 160.00 38.86 BUY 33.00 38.86 BUY 107.00 38.86 BUY 320.00 38.86 BUY 480.00 38.86 BUY 200.00 38.99 BUY 100.00 38.93 BUY 311.00 38.98 BUY 689.00 38.98 BUY 700.00 39.14 BUY 100.00 38.85 BUY 600.00 38.85 BUY 2500.00 38.98 BUY 8248.00 39.04 BUY 500.00 39.04 BUY 600.00 39.04 BUY 652.00 39.04 BUY 5000.00 39.11 BUY 222.00 39.11 BUY 4778.00 39.11 BUY 3130.00 39.16 BUY 2708.00 39.16 BUY 1768.00 39.16 BUY 759.00 39.16 BUY 10000.00 39.12 BUY 1000.00 39.16 BUY 635.00 39.16 BUY 700.00 39.02 BUY 1500.00 38.98 BUY 41.00 38.98 BUY 562.00 39.03 BUY 865.00 39.03 BUY 2245.00 39.03 BUY 319.00 39.03 BUY 1009.00 39.03 BUY 1982.00 38.98 BUY 15.00 38.98 BUY 1462.00 38.98 BUY 2947.00 38.92 BUY 2053.00 38.92 BUY 5000.00 38.92 BUY 5472.00 38.94 BUY 2182.00 38.94 BUY 2346.00 38.94 BUY 10000.00 39.00 BUY 215575.00 38.99 BUY 261151.00 00.01 BUY 100.00 68.21 BUY 2400.00 68.21 BUY 100.00 67.90 BUY 2400.00 67.90 BUY 100.00 70.22 BUY 200.00 70.22 BUY 200.00 70.22 BUY 200.00 70.22 BUY 100.00 70.22 BUY 1700.00 70.22 BUY 2300.00 70.14 BUY 200.00 70.14 BUY 100.00 69.76 BUY 100.00 69.76 BUY 30.00 69.76 BUY 100.00 69.77 BUY 100.00 69.77 BUY 300.00 69.77 BUY 100.00 69.77 BUY 100.00 69.77 BUY 700.00 69.81 BUY 700.00 69.81 BUY 300.00 69.81 BUY 70.00 69.81 BUY 1000.00 69.81 BUY 200.00 69.81 BUY 100.00 69.81 BUY 100.00 69.81 BUY 100.00 69.81 BUY 100.00 69.81 BUY 600.00 69.81 BUY 100.00 69.81 BUY 2052.00 67.98 BUY 4550.00 67.69 BUY 9300.00 67.55 BUY 13200.00 67.22 BUY 2500.00 66.75 SELL -1768.00 39.16 SELL -759.00 39.16 SELL -253.00 39.02 SELL -220.00 39.02 SELL -1527.00 39.02 SELL -82.00 39.00 SELL -1982.00 38.98 SELL -759.00 38.88 SELL -28.00 38.88 SELL -20.00 38.88 SELL -30.00 38.88 SELL -69.00 38.88 SELL -94.00 38.88 SELL -991.00 38.88 SELL -09.00 38.88 SELL -108.00 38.87 SELL -4863.00 38.87 SELL -232.00 38.93 SELL -352.00 38.93 SELL -1566.00 38.93 SELL -190.00 38.93 SELL -643.00 38.93 SELL -4974.00 38.99 SELL -1292.00 38.95 SELL -193.00 38.95 SELL -1193.00 38.95 SELL -307.00 38.95 SELL -3018.00 38.93 SELL -368.00 38.93 SELL -1586.00 38.93 SELL -1427.00 38.89 SELL -573.00 38.89 SELL -900.00 38.91 SELL -201.00 38.91 SELL -130.00 38.91 SELL -1243.00 38.91 SELL -355.00 38.91 SELL -33.00 38.91 SELL -48.00 38.91 SELL -352.00 38.91 SELL -150.00 38.91 SELL -150.00 38.91 SELL -415.00 38.91 SELL -461.00 38.90 SELL -2261.00 38.88 SELL -2709.00 38.88 SELL -52.00 38.85 SELL -4576.00 38.85 SELL -244.00 38.86 SELL -496.00 38.84 SELL -01.00 38.84 SELL -3977.00 38.92 SELL -345.00 38.92 SELL -09.00 38.92 SELL -352.00 38.92 SELL -786.00 38.92 SELL -2571.00 38.93 SELL -92.00 38.93 SELL -01.00 38.93 SELL -319.00 38.93 SELL -729.00 38.95 SELL -731.00 38.95 SELL -733.00 38.96 SELL -1492.00 39.00 SELL -1670.00 39.09 SELL -321.00 39.09 SELL -1991.00 39.09 SELL -258.00 39.11 SELL -1245.00 39.11 SELL -398.00 39.10 SELL -996.00 39.10 SELL -90.00 39.11 SELL -1493.00 39.11 SELL -1493.00 39.11 SELL -996.00 39.11 SELL -1991.00 39.11 SELL -1439.00 39.11 SELL -229.00 39.11 SELL -332.00 39.11 SELL -668.00 39.11 SELL -1991.00 39.10 SELL -1493.00 39.10 SELL -100.00 39.11 SELL -500.00 39.11 SELL -359.00 39.11 SELL -364.00 39.11 SELL -14.00 39.11 SELL -4884.00 39.11 SELL -102.00 39.11 SELL -1358.00 39.12 SELL -680.00 39.13 SELL -3000.00 39.10 SELL -2000.00 38.91 SELL -851.00 38.93 SELL -1458.00 38.95 SELL -167.00 38.95 SELL -28.00 38.95 SELL -2347.00 38.95 SELL -944.00 38.99 SELL -04.00 38.88 SELL -750.00 38.98 SELL -1000.00 39.00 SELL -500.00 39.07 SELL -500.00 39.12 SELL -500.00 39.07 SELL -330.00 39.07 SELL -1170.00 39.07 SELL -103.00 39.06 SELL -1997.00 39.06 SELL -241.00 38.96 SELL -459.00 38.96 SELL -500.00 39.08 SELL -858.00 38.90 SELL -3142.00 38.90 SELL -282.00 39.10 SELL -218.00 39.10 SELL -700.00 39.10 SELL -1000.00 38.91 SELL -1101.00 39.01 SELL -1399.00 39.01 SELL -2000.00 39.05 SELL -500.00 39.16 SELL -1000.00 39.17 SELL -2500.00 39.13 SELL -537.00 39.09 SELL -195.00 39.10 SELL -200.00 39.06 SELL -240.00 39.06 SELL -260.00 39.06 SELL -10000.00 39.00 SELL -10000.00 39.03 SELL -1770.00 39.08 SELL -100.00 39.08 SELL -27.00 39.08 SELL -8103.00 39.08 SELL -10000.00 39.13 SELL -1282.00 39.07 SELL -01.00 39.06 SELL -01.00 39.06 SELL -8716.00 39.06 SELL -250.00 39.02 SELL -5000.00 39.02 SELL -2936.00 39.02 SELL -1814.00 39.02 SELL -273.00 38.97 SELL -4999.00 38.87 SELL -1237.00 38.97 SELL -125.00 38.97 SELL -765.00 38.97 SELL -50.00 38.97 SELL -650.00 38.97 SELL -404.00 38.97 SELL -456.00 38.97 SELL -840.00 38.97 SELL -5200.00 38.94 SELL -574.00 38.87 SELL -352.00 38.87 SELL -1911.00 38.87 SELL -2164.00 38.87 SELL -1000.00 39.10 SELL -4000.00 39.10 SELL -185.00 39.08 SELL -3978.00 39.08 SELL -833.00 39.08 SELL -04.00 39.08 SELL -10000.00 39.09 SELL -217130.00 38.99 SELL -130620.00 38.35 SELL -5000.00 00.01 SELL -2890.00 67.88 SELL -99000.00 68.08 SELL -13000.00 68.40 SELL -5000.00 68.50 SELL -5000.00 68.69 236039.00 OTC sale to custodian at market. Total 276493.00 TOTAL BUY 974959 TOTAL SELL -698466 Annexure B Type BuySell Exec Quantity Exec Price CFDS BUY 750.00 38.98 CFDS BUY 1000.00 39.00 CFDS BUY 500.00 39.07 CFDS BUY 1170.00 39.07 CFDS BUY 500.00 39.12 CFDS BUY 500.00 39.07 CFDS BUY 330.00 39.07 CFDS BUY 103.00 39.06 CFDS BUY 1997.00 39.06 CFDS BUY 459.00 38.96 CFDS BUY 241.00 38.96 CFDS BUY 500.00 39.08 CFDS BUY 858.00 38.90 CFDS BUY 3142.00 38.90 CFDS BUY 282.00 39.10 CFDS BUY 218.00 39.10 CFDS BUY 700.00 39.10 CFDS BUY 1000.00 38.91 CFDS SELL -500.00 39.02 CFDS SELL -300.00 39.10 CFDS SELL -500.00 39.15 CFDS SELL -1800.00 39.20 CFDS SELL -1000.00 39.00 CFDS SELL -109.00 39.00 CFDS SELL -77.00 39.04 CFDS SELL -274.00 39.04 CFDS SELL -20.00 39.04 CFDS SELL -20.00 39.04 CFDS SELL -500.00 39.06 CFDS SELL -1000.00 39.08 CFDS SELL -200.00 38.88 CFDS SELL -160.00 38.86 CFDS SELL -33.00 38.86 CFDS SELL -107.00 38.86 CFDS SELL -320.00 38.86 CFDS SELL -480.00 38.86 CFDS SELL -200.00 38.99 CFDS SELL -100.00 38.93 CFDS SELL -689.00 38.98 CFDS SELL -311.00 38.98 CFDS SELL -700.00 39.14 CFDS SELL -100.00 38.85 CFDS SELL -600.00 38.85 Total 4150.00 Annexure C Call/Put Buy Sell Exec Quantity Exec Price Strike Amer/Euro Expiry Call Option BUY 16534.00 00.05 145.00 European 20080124 Call Option BUY 16000.00 00.05 145.00 European 20080124 Call Option BUY 2000.00 00.59 150.00 European 20080327 Put Option BUY 276.00 56.94 70.00 European 24/01/2008 Put Option BUY 01.00 56.48 70.00 European 24/01/2008 Put Option BUY 107.00 00.01 21.09 European 30/06/2010 Put Option SELL -5000.00 00.76 110.00 European 20080327 Call Option SELL -100000.00 00.03 150.00 European 20080124 Call Option SELL -1000.00 00.03 150.00 European 20080124 Put Option SELL -100000.00 00.06 110.00 European 20080124 Put Option SELL -10000.00 02.05 130.00 European 20080327 Call Option SELL -10000.00 00.60 150.00 European 20080327 Call Option SELL -3400.00 00.62 150.00 European 20080327 Call Option SELL -1357.00 02.85 110.00 European 20080124 Call Option SELL -907.00 02.85 110.00 European 20080124 Put Option SELL -1000.00 22.07 105.00 European 24/01/2008 Put Option SELL -33.00 22.09 105.00 European 24/01/2008 Put Option SELL -153.00 22.09 105.00 European 24/01/2008 Put Option SELL -153.00 22.09 105.00 European 24/01/2008 Put Option SELL -101.00 22.09 105.00 European 24/01/2008 Put Option SELL -168.00 22.09 105.00 European 24/01/2008 Put Option SELL -155.00 22.09 105.00 European 24/01/2008 Put Option SELL -64.00 22.09 105.00 European 24/01/2008 Put Option SELL -173.00 22.09 105.00 European 24/01/2008 Put Option SELL -500.00 66.90 63.00 European 19/05/2016 Put Option SELL -117.00 00.01 49.61 European 30/06/2017 Put Option SELL -119.00 00.01 45.50 European 29/06/2012 Put Option SELL -119.00 00.01 45.50 European 29/06/2012 Put Option SELL -107.00 00.01 45.50 European 29/06/2012 Put Option SELL -179.00 00.01 45.50 European 29/06/2012 Put Option SELL -119.00 00.01 45.50 European 29/06/2012 Total -200006.00 This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
BHP Group