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FORM 38.5 (b)
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
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WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
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BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
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(Rule 38.5(b) of the Takeover Code)
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1. KEY INFORMATION
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Name of exempt principal trader
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Credit Suisse Securities (Europe) Limited
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Company dealt in
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Friends Provident Group Plc
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Class of relevant security to which the dealings being disclosed relate (Note 1)
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Ordinary Shares
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Date of dealing
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30-Sep-2009
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2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
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(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
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Long
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Short
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Number
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(%)
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Number
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(%)
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(1) Relevant securities
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1592882
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0.068
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(2) Derivatives (other than options)
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(3) Options and agreements to purchase/sell
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Total
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1592882
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0.068
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(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
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Class Of Relevant Security :
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Long
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Short
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(1) Relevant Securities
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(2) Derivatives (other than options)
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(3) Options and agreements to purchase\sell
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Total
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(c) Rights to subscribe (Note 2)
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Class of relevant security:
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Details
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3. DEALINGS (Note 3)
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(a) Purchases and sales
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Purchase/sale
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Number of securities
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Price per unit (Note 4)
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Buy
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227407
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0.8395 (GBP)
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Buy
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181926
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0.832 (GBP)
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Buy
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14887
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0.836 (GBP)
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Buy
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7810
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0.8335 (GBP)
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Buy
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7147
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0.834 (GBP)
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Buy
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6720
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0.832 (GBP)
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Buy
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5391
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0.836 (GBP)
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Buy
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5231
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0.836 (GBP)
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Buy
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5187
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0.8395 (GBP)
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Buy
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4635
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0.837 (GBP)
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Buy
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4433
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0.836 (GBP)
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Buy
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3972
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0.8365 (GBP)
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Buy
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3543
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0.8355 (GBP)
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Buy
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3458
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0.837 (GBP)
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Buy
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3239
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0.836 (GBP)
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Buy
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2932
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0.836 (GBP)
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Buy
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2543
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0.836 (GBP)
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Buy
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2543
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0.8365 (GBP)
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Buy
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2543
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0.8365 (GBP)
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Buy
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2201
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0.836 (GBP)
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Buy
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1729
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0.838 (GBP)
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Buy
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1641
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0.8365 (GBP)
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Buy
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1436
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0.836 (GBP)
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Buy
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1436
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0.836 (GBP)
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Buy
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1435
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0.836 (GBP)
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Buy
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1435
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0.836 (GBP)
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Buy
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808
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0.836 (GBP)
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Buy
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588
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0.837 (GBP)
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Buy
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585
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0.836 (GBP)
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Sell
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17412
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0.835 (GBP)
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Sell
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15416
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0.836 (GBP)
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Sell
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13408
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0.8415 (GBP)
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Sell
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6916
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0.829 (GBP)
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Sell
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5403
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0.842 (GBP)
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Sell
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5187
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0.837 (GBP)
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Sell
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5187
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0.8325 (GBP)
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Sell
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5187
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0.8285 (GBP)
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Sell
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5187
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0.8285 (GBP)
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Sell
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5000
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0.834 (GBP)
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Sell
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4938
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0.836 (GBP)
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Sell
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4548
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0.832 (GBP)
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Sell
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4548
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0.832 (GBP)
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Sell
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4390
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0.8355 (GBP)
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Sell
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3458
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0.836 (GBP)
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Sell
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3458
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0.837 (GBP)
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Sell
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3458
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0.838 (GBP)
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Sell
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3458
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0.8345 (GBP)
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Sell
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3247
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0.8355 (GBP)
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Sell
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3068
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0.8435 (GBP)
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Sell
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2961
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0.8425 (GBP)
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Sell
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2764
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0.836 (GBP)
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Sell
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2752
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0.834 (GBP)
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Sell
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2737
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0.8345 (GBP)
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Sell
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2653
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0.835 (GBP)
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Sell
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2543
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0.8345 (GBP)
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Sell
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2436
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0.8335 (GBP)
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Sell
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2436
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0.8335 (GBP)
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Sell
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2378
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0.834 (GBP)
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Sell
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2299
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0.836 (GBP)
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Sell
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2158
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0.8285 (GBP)
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Sell
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1990
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0.8365 (GBP)
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Sell
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1948
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0.8355 (GBP)
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Sell
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1916
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0.8415 (GBP)
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Sell
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1729
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0.835 (GBP)
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Sell
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1729
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0.833 (GBP)
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Sell
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1729
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0.8335 (GBP)
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Sell
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1729
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0.8325 (GBP)
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Sell
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1729
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0.837 (GBP)
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Sell
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1729
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0.833 (GBP)
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Sell
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1729
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0.8355 (GBP)
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Sell
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1729
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0.825 (GBP)
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Sell
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1729
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0.834 (GBP)
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Sell
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1729
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0.836 (GBP)
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Sell
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1729
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0.8245 (GBP)
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Sell
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1729
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0.8245 (GBP)
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Sell
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1729
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0.8285 (GBP)
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Sell
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1729
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0.8275 (GBP)
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Sell
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1729
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0.829 (GBP)
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Sell
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1729
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0.828 (GBP)
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Sell
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1729
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0.828 (GBP)
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Sell
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1729
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0.835 (GBP)
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Sell
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1729
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0.833 (GBP)
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Sell
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1721
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0.84 (GBP)
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Sell
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1556
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0.8365 (GBP)
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Sell
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1542
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0.843 (GBP)
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Sell
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1504
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0.8325 (GBP)
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Sell
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1481
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0.8245 (GBP)
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Sell
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1437
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0.8345 (GBP)
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Sell
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1437
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0.8345 (GBP)
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Sell
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1437
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0.8345 (GBP)
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Sell
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1422
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0.8435 (GBP)
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Sell
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1422
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0.8435 (GBP)
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Sell
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1422
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0.8435 (GBP)
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Sell
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1362
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0.838 (GBP)
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Sell
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1300
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0.8285 (GBP)
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Sell
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1256
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0.8325 (GBP)
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Sell
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1151
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0.8345 (GBP)
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Sell
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805
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0.835 (GBP)
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Sell
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787
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0.84 (GBP)
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Sell
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694
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0.836 (GBP)
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Sell
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524
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0.84 (GBP)
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Sell
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497
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0.8425 (GBP)
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Sell
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367
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0.838 (GBP)
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Sell
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248
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0.8245 (GBP)
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Sell
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225
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0.8325 (GBP)
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Sell
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11
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0.836 (GBP)
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Total Buys: 508,841
Total Sells: 215304
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(b) Derivatives transactions (other than options)
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Product name, e.g. CFD
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Long/short (Note 5)
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Number of securities (Note 6)
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Price per unit (Note 4)
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(c) Options transactions in respect of existing securities
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(i) Writing, selling, purchasing or varying
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Product name,e.g. call option
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Writing, selling, purchasing, varying etc.
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Number of securities to which the option relates (Note 6)
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Exercise price
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Type, e.g. American, European etc.
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Expiry date
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Option money paid/received per unit (Note 4)
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(ii) Exercising
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Product name, e.g. call option
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Number of securities
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Exercise price per unit (Note 4)
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(d) Other dealings (including new securities) (Note 3)
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Nature of transaction (Note 7)
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Details
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Price per unit (if applicable) (Note 4)
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4. OTHER INFORMATION
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Agreements, arrangements or understandings relating to options or derivatives
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Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
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Is a Supplemental Form 38.5(b) attached? (Note 8) No
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Date of disclosure
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01-Oct-2009 08:35:00
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Contact name
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Eliades,Vassilis D/ Crawley, Simon
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Telephone number
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44 20 7888 6659
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Name of offeree/offeror with which connected
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Resolution Limited
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Nature of connection (Note 9)
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BROKER
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Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk.
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