5th Jan 2010 10:59
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Shanks Group Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
04/01/2010 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
18,750 |
GBP 1.35 |
GBP 1.35 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
20,000 |
GBP 1.34 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
9,375 |
GBP 1.35 |
|
Short Swap |
SHORT |
20,000 |
GBP 1.34 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
05/01/2010 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
Carlyle Europe Partners III Participations Sarl |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Mouchel Group Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
04/01/2010 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
5,047 |
GBP 2.65 |
GBP 2.63 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
15,695 |
GBP 2.66 |
GBP 2.62 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
3,590 |
GBP 2.65 |
|
Long Swap |
LONG |
844 |
GBP 2.64 |
|
Long Swap |
LONG |
583 |
GBP 2.64 |
|
Long Swap |
LONG |
30 |
GBP 2.65 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
106 |
GBP 2.63 |
|
Short Swap |
SHORT |
844 |
GBP 2.66 |
|
Short Swap |
SHORT |
3,864 |
GBP 2.66 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
05/01/2010 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
VT Group Plc |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
VT Group Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
04/01/2010 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
10,172 |
GBP 5.31 |
GBP 5.28 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
14,923 |
GBP 5.31 |
GBP 5.26 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
2,591 |
GBP 5.30 |
|
Long Swap |
LONG |
651 |
GBP 5.29 |
|
Long Swap |
LONG |
1,010 |
GBP 5.28 |
|
Long Swap |
LONG |
1,011 |
GBP 5.28 |
|
Long Swap |
LONG |
1,082 |
GBP 5.29 |
|
Long Swap |
LONG |
1,381 |
GBP 5.27 |
|
Long Swap |
LONG |
631 |
GBP 5.29 |
|
Long Swap |
LONG |
1,385 |
GBP 5.29 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
1 |
GBP 5.30 |
|
Short Swap |
SHORT |
5,704 |
GBP 5.26 |
|
Short Swap |
SHORT |
4,082 |
GBP 5.30 |
|
Short Swap |
SHORT |
3,630 |
GBP 5.30 |
|
Short Swap |
SHORT |
1,010 |
GBP 5.31 |
|
Short Swap |
SHORT |
63 |
GBP 5.31 |
|
Short Swap |
SHORT |
3 |
GBP 5.30 |
|
Short Swap |
SHORT |
7,670 |
GBP 5.27 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
05/01/2010 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
VT Group Plc |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Cadbury Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
04/01/2010 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
1,018,624 |
GBP 8.08 |
GBP 0.08 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
971,393 |
GBP 8.08 |
GBP 7.98 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
386 |
GBP 8.04 |
|
Long Swap |
LONG |
970 |
GBP 8.05 |
|
Long Swap |
LONG |
4,009 |
GBP 8.02 |
|
Long Swap |
LONG |
6,069 |
GBP 8.03 |
|
Long Swap |
LONG |
10,956 |
GBP 8.03 |
|
Long Swap |
LONG |
23,440 |
GBP 8.02 |
|
Long Swap |
LONG |
372,975 |
GBP 8.04 |
|
Long Swap |
LONG |
372,975 |
GBP 8.04 |
|
Long Swap |
LONG |
32 |
GBP 8.05 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
49,730 |
GBP 8.04 |
|
Short Swap |
SHORT |
99,460 |
GBP 8.04 |
|
Short Swap |
SHORT |
386 |
GBP 8.03 |
|
Short Swap |
SHORT |
49,730 |
GBP 8.04 |
|
Short Swap |
SHORT |
49,730 |
GBP 8.04 |
|
Short Swap |
SHORT |
18,552 |
GBP 8.03 |
|
Short Swap |
SHORT |
8,599 |
GBP 8.03 |
|
Short Swap |
SHORT |
6,069 |
GBP 8.03 |
|
Short Swap |
SHORT |
4,009 |
GBP 8.03 |
|
Short Swap |
SHORT |
2,226 |
GBP 8.03 |
|
Short Swap |
SHORT |
390 |
GBP 8.03 |
|
Short Swap |
SHORT |
124,325 |
GBP 8.04 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
05/01/2010 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
Hershey Trust Company |
|
Nature of connection # |
Advisor |
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