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EPT Disclosure

12th Nov 2008 09:29

RNS Number : 9848H
SG Option Europe
12 November 2008
 



 

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

SG Option Europe

Company dealt in

Rio Tinto plc

Class of relevant security to which the dealings being disclosed relate (Note 1)

10p Ordinary

Date of dealing

11 November 2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number (%)

Number (%)

(1) Relevant securities 

3,218,664   0.3

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

3,218,664  0.3

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security:

Long

Short

Number (%)

Number (%)

(1) Relevant securities 

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchase/Sale

Number of Securities

Price per unit (GBP)

Purchase

30036

25.92

Purchase

33422

25.93

Purchase

714

25.97

Purchase

712

26.00

Purchase

9127

26.09

Purchase

514

26.12

Purchase

514

26.13

Purchase

660

26.16

Purchase

773

26.17

Purchase

300

26.18

Purchase

125102

26.19

Purchase

372

26.21

Purchase

2425

26.22

Purchase

861

26.23

Purchase

200

26.24

Purchase

580

26.25

Purchase

376

26.26

Purchase

925

26.27

Purchase

785

26.28

Purchase

910

26.31

Purchase

41499

26.32

Purchase

700

26.34

Purchase

516

26.36

Purchase

854

26.37

Purchase

150

26.38

Purchase

1365

26.41

Purchase

8084

26.42

Purchase

1216

26.42

Purchase

1900

26.43

Purchase

3111

26.44

Purchase

100

26.46

Purchase

660

26.48

Purchase

1537

26.50

Purchase

1422

26.52

Purchase

983

26.53

Purchase

1203

26.54

Purchase

159711

26.55

Purchase

420

26.55

Purchase

400

26.56

Purchase

1356

26.57

Purchase

755

26.58

Purchase

409

26.60

Purchase

804

26.61

Purchase

280

26.63

Purchase

731

26.64

Purchase

31768

26.64

Purchase

750

26.65

Purchase

467

26.66

Purchase

398

26.67

Purchase

280

26.68

Purchase

405

26.69

Purchase

359

26.70

Purchase

304

26.70

Purchase

402

26.71

Purchase

1444

26.72

Purchase

1260

26.73

Purchase

280

26.74

Purchase

395

26.76

Purchase

798

26.77

Purchase

383

26.83

Purchase

400

26.91

Purchase

303

26.93

Purchase

1360

26.94

Purchase

5805

26.94

Purchase

396

26.95

Purchase

1139

26.97

Purchase

15594

26.97

Purchase

644

26.99

Purchase

100

27.00

Purchase

1294

27.03

Purchase

241

27.04

Purchase

482

27.09

Purchase

414

27.10

Purchase

200

27.11

Purchase

1213

27.12

Purchase

200

27.13

Purchase

7000

27.18

Purchase

80

27.20

Purchase

1088

27.21

Purchase

331

27.24

Purchase

160

27.25

Purchase

54309

27.28

Purchase

760

27.29

Purchase

1191

27.30

Purchase

616

27.31

Purchase

984

27.32

Purchase

1122

27.33

Purchase

324

27.35

Purchase

1244

27.36

Purchase

330

27.37

Purchase

645

27.38

Purchase

898

27.39

Purchase

805

27.40

Purchase

592

27.41

Purchase

2340

27.42

Purchase

420

27.43

Purchase

668

27.44

Purchase

695

27.45

Purchase

268

27.46

Purchase

284

27.47

Purchase

2297

27.48

Purchase

359

27.50

Purchase

726

27.52

Purchase

462

27.53

Purchase

618

27.54

Purchase

618

27.55

Purchase

1220

27.58

Purchase

722

27.59

Purchase

6306

27.60

Purchase

174

27.61

Purchase

618

27.62

Purchase

200

27.65

Purchase

1243

27.66

Purchase

619

27.69

Purchase

276

27.72

Purchase

579

27.80

Purchase

323

27.84

Purchase

633

27.89

Purchase

353

27.95

Purchase

217

27.99

Purchase

253

28.24

Total Purchase

604922

 

Sale

193

25.69

Sale

2180

25.72

Sale

623

25.85

Sale

375

25.88

Sale

684

25.90

Sale

33493

25.92

Sale

368

25.99

Sale

429

26.01

Sale

368

26.02

Sale

930

26.03

Sale

14922

26.04

Sale

312

26.04

Sale

825

26.08

Sale

921

26.09

Sale

246

26.10

Sale

798

26.11

Sale

702

26.13

Sale

633

26.14

Sale

449

26.15

Sale

881

26.18

Sale

1278

26.19

Sale

1883

26.20

Sale

812

26.21

Sale

424

26.22

Sale

234

26.23

Sale

877

26.24

Sale

1316

26.25

Sale

1315

26.26

Sale

2074

26.27

Sale

314

26.28

Sale

2468

26.29

Sale

1686

26.30

Sale

436

26.31

Sale

426

26.32

Sale

426

26.33

Sale

1915

26.34

Sale

1013

26.35

Sale

660

26.36

Sale

1390

26.37

Sale

967

26.38

Sale

798

26.39

Sale

201

26.40

Sale

734

26.41

Sale

600

26.42

Sale

988

26.43

Sale

779

26.44

Sale

428

26.45

Sale

686

26.46

Sale

411

26.47

Sale

367

26.51

Sale

45599

26.51

Sale

266

26.63

Sale

628

26.66

Sale

404

26.69

Sale

397

26.70

Sale

116

26.71

Sale

282

26.80

Sale

196602

26.83

Sale

17906

26.84

Sale

415

26.85

Sale

5805

26.86

Sale

654

26.97

Sale

320

26.99

Sale

1823

27.00

Sale

1133

27.02

Sale

598

27.03

Sale

389

27.05

Sale

660

27.11

Sale

1415

27.12

Sale

660

27.13

Sale

686

27.17

Sale

100

27.21

Sale

300

27.22

Sale

46720

27.22

Sale

535

27.25

Sale

424

27.26

Sale

389

27.28

Sale

868

27.30

Sale

240

27.31

Sale

356

27.33

Sale

354

27.34

Sale

100

27.36

Sale

746

27.37

Sale

220

27.38

Sale

1459

27.43

Sale

344

27.43

Sale

336

27.45

Sale

330

27.46

Sale

1143

27.49

Sale

330

27.50

Sale

834

27.53

Sale

331

27.56

Sale

3862

27.57

Sale

200

27.62

Sale

635

27.63

Sale

314

27.64

Sale

300

27.65

Sale

282

27.66

Sale

964

27.68

Sale

651

27.70

Sale

669

27.73

Sale

506

27.77

Sale

318

27.78

Sale

648

27.81

Sale

608

27.82

Sale

203

27.83

Sale

317

27.84

Sale

739

27.86

Sale

665

27.94

Total Sale

433336

 

(b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise

price 

Type, e.g. American, European etc.

Expiry 

date

Option money

paid/received per unit (Note 4) 

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8) NO

Date of disclosure

12 October 2008

Contact name

Patrick Overmeer

Telephone number

0207 676 6885

Name of offeree/offeror with which connected

Rio Tinto

Nature of connection (Note 9)

Advisor

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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Related Shares:

Rio Tinto
FTSE 100 Latest
Value8,723.04
Change-63.42