23rd Nov 2007 07:00
UBS Securities LLC22 November 2007 DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader UBS Securities LLC Company dealt in BHP Billiton Limited (ISIN US0886061086) Class of relevant security to which the ADR (1:2)dealings being disclosed relate (Note 1) Date of dealing 19 NOVEMBER 2007 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class ofrelevant security dealt in (Note 2) Long Short Number (%) Number (%) (1) Relevant securities 75568 0.00 - - (2) Derivatives (other than options) - - - - (3) Options and agreements to purchase/sell 788700 0.02 482800 0.01 Total 864268 0.03 482800 0.01% (b) Interests and short positions in relevant securities of the company,other than the class dealt in (Note 2) Class of relevant security: Long Short Number Number (%) (%) (1) Relevant securities (2) Derivatives (other than options) (3) Options and agreements to purchase/sell Total (c) Rights to subscribe (Note 2) Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (US$) (Note 4) Purchase 12500 70.621Purchase 1875 70.37Purchase 225 70.434Sale 225 70.434Sale 1875 70.37Sale 500 71.15Purchase 7 70.59Purchase 40 70.67Purchase 60 70.67Purchase 93 70.59Purchase 100 70.59Purchase 100 70.67Purchase 100 70.7Purchase 100 70.69Purchase 100 70.55Purchase 100 70.61Purchase 100 70.61Purchase 100 70.61Purchase 100 70.59Purchase 100 70.61Purchase 100 70.63Purchase 100 70.62Purchase 100 70.6Purchase 100 70.57Purchase 100 70.57Purchase 100 70.62Purchase 100 70.62Purchase 100 70.62Purchase 100 70.61Purchase 100 70.59Purchase 100 70.7Purchase 100 70.7Purchase 100 70.7Purchase 100 70.59Purchase 100 70.59Purchase 100 70.6Purchase 100 70.6Purchase 100 70.6Purchase 100 70.6Purchase 100 70.61Purchase 100 70.67Purchase 100 70.69Purchase 100 70.57Purchase 100 70.58Purchase 100 70.61Purchase 100 70.61Purchase 100 70.61Purchase 100 70.61Purchase 100 70.61Purchase 100 70.6Purchase 100 70.59Purchase 100 70.6Purchase 100 70.59Purchase 100 70.59Purchase 100 70.61Purchase 100 70.62Purchase 100 70.62Purchase 100 70.62Purchase 100 70.56Purchase 100 70.56Purchase 100 70.55Purchase 200 70.7Purchase 200 70.6Purchase 200 70.7Purchase 200 70.7Purchase 200 70.61Purchase 200 70.61Purchase 300 70.59Purchase 300 70.61Purchase 300 70.61Purchase 300 70.61Purchase 300 70.61Purchase 400 70.57Purchase 400 70.7Purchase 400 70.7Purchase 400 70.7Purchase 500 70.62Purchase 500 70.61Purchase 500 70.61Purchase 700 70.59Purchase 700 70.59Sale 12500 70.621Purchase 23947 70.65Purchase 224 70.718Sale 115 71.873Sale 18496 70.38Sale 3450 70.48Sale 1700 71.845Sale 1700 71.845Sale 1400 70.63Purchase 15 71.88Sale 7547 70.283Purchase 188 70.76Purchase 11000 70.925Purchase 8300 70.137Sale 1300 70.228Purchase 17100 70.83Sale 20000 70.494Total Purchases 87874Total Sales 70808 (b) Derivatives transactions (other than options) Product name, Long/short (Note 5) Number of securities (Note 6) Price per unit (Note 4)e.g. CFD (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product name, Writing, selling, Number of Exercise Type, e.g. Expiry Option money purchasing, securities to which American,e.g. call option varying etc. the option relates price European etc. date paid/received per (Note 6) unit (Note 4) Call Purchasing 4 060 American 01/19/2008 12.2Call Purchasing 5 065 American 01/19/2008 8.9Call Purchasing 1 070 American 01/19/2008 6.8Call Purchasing 3 070 American 01/19/2008 5.5Call Purchasing 1 070 American 01/19/2008 5.8Call Purchasing 4 075 American 01/19/2008 3.5Call Purchasing 4 075 American 01/19/2008 3.4Call Purchasing 2 075 American 01/19/2008 3.4Call Purchasing 1 075 American 01/19/2008 3.7Call Purchasing 2 075 American 01/19/2008 3.7Call Purchasing 5 080 American 01/19/2008 2.6Call Purchasing 1 080 American 01/19/2008 2.1Call Purchasing 1 080 American 01/19/2008 2.1Call Purchasing 15 080 American 01/19/2008 2.25Call Purchasing 5 080 American 01/19/2008 2.2Call Purchasing 5 085 American 01/19/2008 1.25Call Purchasing 4 085 American 01/19/2008 1.36Call Purchasing 1 085 American 01/19/2008 1.2Call Purchasing 1 67.50 American 01/19/2008 6.9Call Sell 6 070 American 01/19/2008 7.3Call Sell 1 070 American 01/19/2008 6.1Call Sell 2 075 American 01/19/2008 3.7Call Sell 10 075 American 01/19/2008 3.69Call Sell 35 075 American 01/19/2008 3.7Call Sell 1 075 American 01/19/2008 3.8Call Sell 1 080 American 01/19/2008 2.6Call Sell 30 080 American 01/19/2008 2.3Call Sell 4 085 American 01/19/2008 1.8Call Sell 1 085 American 01/19/2008 1.8Call Sell 10 085 American 01/19/2008 1.35Call Sell 1 090 American 01/19/2008 1.1Call Sell 12 090 American 01/19/2008 0.9Call Sell 10 090 American 01/19/2008 0.85Call Sell 1 090 American 01/19/2008 0.7Call Sell 1 090 American 01/19/2008 0.85Call Sell 5 095 American 01/19/2008 0.55Call Sell 1 100 American 01/19/2008 0.25Call Purchasing 15 060 American 02/16/2008 13.9Call Purchasing 15 060 American 02/16/2008 13.9Call Purchasing 1 065 American 02/16/2008 9.5Call Purchasing 1 065 American 02/16/2008 9.7Call Purchasing 10 070 American 02/16/2008 7.09Call Purchasing 2 075 American 02/16/2008 4.8Call Purchasing 1 080 American 02/16/2008 3.6Call Purchasing 1 080 American 02/16/2008 3.1Call Purchasing 1 090 American 02/16/2008 1.3Call Purchasing 8 105 American 02/16/2008 0.25Call Purchasing 4 110 American 02/16/2008 0.1Call Sell 1 080 American 02/16/2008 4.1Call Sell 2 080 American 02/16/2008 3.37Call Sell 1 085 American 02/16/2008 2.3Call Sell 2 090 American 02/16/2008 1.75Call Sell 36 090 American 02/16/2008 1.6Call Sell 1 090 American 02/16/2008 1.55Call Sell 30 090 American 02/16/2008 1.5Call Sell 1 090 American 02/16/2008 1.45Call Sell 1 090 American 02/16/2008 1.4Call Sell 4 100 American 02/16/2008 0.75Call Sell 2 105 American 02/16/2008 0.6Call Purchase 3 055 American 05/17/2008 18.65Call Purchase 1 070 American 05/17/2008 9.2Call Purchase 9 075 American 05/17/2008 7.48Call Purchase 8 075 American 05/17/2008 7.6Call Purchase 6 075 American 05/17/2008 7.6Call Purchase 9 075 American 05/17/2008 7.57Call Purchase 9 075 American 05/17/2008 7.57Call Purchase 8 075 American 05/17/2008 7.6Call Purchase 8 075 American 05/17/2008 7.6Call Purchase 8 075 American 05/17/2008 7.57Call Purchase 8 075 American 05/17/2008 7.52Call Purchase 10 080 American 05/17/2008 6Call Purchase 5 080 American 05/17/2008 5.9Call Purchase 5 080 American 05/17/2008 5.9Call Purchase 2 085 American 05/17/2008 4.5Call Purchase 3 090 American 05/17/2008 3.4Call Purchase 1 090 American 05/17/2008 3.6Call Purchase 1 090 American 05/17/2008 3.6Call Purchase 5 100 American 05/17/2008 2.1Call Sell 3 050 American 05/17/2008 22.55Call Sell 1 070 American 05/17/2008 11Call Sell 9 070 American 05/17/2008 11Call Sell 1 070 American 05/17/2008 10.4Call Sell 2 070 American 05/17/2008 10.1Call Sell 4 070 American 05/17/2008 9.8Call Sell 9 070 American 05/17/2008 9.68Call Sell 8 070 American 05/17/2008 9.8Call Sell 9 070 American 05/17/2008 9.77Call Sell 9 070 American 05/17/2008 9.77Call Sell 8 070 American 05/17/2008 9.8Call Sell 8 070 American 05/17/2008 9.8Call Sell 8 070 American 05/17/2008 9.77Call Sell 8 070 American 05/17/2008 9.72Call Sell 5 070 American 05/17/2008 9.9Call Sell 2 070 American 05/17/2008 10Call Sell 5 070 American 05/17/2008 10Call Sell 1 070 American 05/17/2008 10Call Sell 32 075 American 05/17/2008 8Call Sell 32 075 American 05/17/2008 8Call Sell 1 075 American 05/17/2008 7.7Call Sell 5 075 American 05/17/2008 7.8Call Sell 1 080 American 05/17/2008 5.8Call Sell 10 080 American 05/17/2008 6.1Call Sell 1 085 American 05/17/2008 4.8Call Sell 1 085 American 05/17/2008 4.6Call Sell 2 090 American 05/17/2008 4.1Call Sell 2 090 American 05/17/2008 4.1Call Sell 2 090 American 05/17/2008 4.1Call Sell 2 090 American 05/17/2008 4.1Call Sell 2 090 American 05/17/2008 4.1Call Sell 2 090 American 05/17/2008 3.9Call Sell 4 090 American 05/17/2008 3.8Call Sell 1 095 American 05/17/2008 2.65Call Sell 2 100 American 05/17/2008 2.4Call Purchase 8 065 American 12/22/2007 8Call Purchase 3 065 American 12/22/2007 7.4Call Purchase 15 070 American 12/22/2007 4.7Call Purchase 1 070 American 12/22/2007 4.1Call Purchase 6 070 American 12/22/2007 4Call Purchase 1 070 American 12/22/2007 4.1Call Purchase 4 070 American 12/22/2007 4Call Purchase 2 070 American 12/22/2007 4Call Purchase 1 070 American 12/22/2007 4.4Call Purchase 1 070 American 12/22/2007 4.4Call Purchase 1 070 American 12/22/2007 4.4Call Purchase 1 070 American 12/22/2007 4.1Call Purchase 10 070 American 12/22/2007 4.3Call Purchase 17 070 American 12/22/2007 4.4Call Purchase 2 070 American 12/22/2007 4.4Call Purchase 5 070 American 12/22/2007 4.5Call Purchase 3 075 American 12/22/2007 2.7Call Purchase 1 075 American 12/22/2007 2.55Call Purchase 21 075 American 12/22/2007 2.2Call Purchase 10 075 American 12/22/2007 2.16Call Purchase 4 075 American 12/22/2007 2.15Call Purchase 5 075 American 12/22/2007 2.2Call Purchase 5 075 American 12/22/2007 2.25Call Purchase 2 075 American 12/22/2007 2.3Call Purchase 8 075 American 12/22/2007 2.4Call Purchase 2 075 American 12/22/2007 2.25Call Purchase 3 075 American 12/22/2007 2.3Call Purchase 2 080 American 12/22/2007 1.45Call Purchase 19 080 American 12/22/2007 1.3Call Purchase 2 080 American 12/22/2007 1.15Call Purchase 2 080 American 12/22/2007 1.18Call Purchase 2 080 American 12/22/2007 1.1Call Purchase 19 080 American 12/22/2007 1.1Call Purchase 5 080 American 12/22/2007 1.1Call Purchase 23 085 American 12/22/2007 0.65Call Purchase 5 085 American 12/22/2007 0.65Call Purchase 25 085 American 12/22/2007 0.65Call Purchase 12 090 American 12/22/2007 0.3Call Purchase 4 090 American 12/22/2007 0.25Call Sell 2 065 American 12/22/2007 7.6Call Sell 8 070 American 12/22/2007 5.7Call Sell 1 070 American 12/22/2007 4.56Call Sell 1 070 American 12/22/2007 4.2Call Sell 2 070 American 12/22/2007 4.6Call Sell 1 075 American 12/22/2007 3.2Call Sell 10 075 American 12/22/2007 3Call Sell 60 075 American 12/22/2007 2.9Call Sell 2 075 American 12/22/2007 2.9Call Sell 5 075 American 12/22/2007 2.8Call Sell 5 075 American 12/22/2007 2.8Call Sell 3 075 American 12/22/2007 2.7Call Sell 1 075 American 12/22/2007 2.7Call Sell 1 075 American 12/22/2007 2.5Call Sell 10 075 American 12/22/2007 2.25Call Sell 10 075 American 12/22/2007 2.15Call Sell 2 075 American 12/22/2007 2.1Call Sell 10 075 American 12/22/2007 2.1Call Sell 1 075 American 12/22/2007 2.4Call Sell 1 075 American 12/22/2007 2.45Call Sell 3 075 American 12/22/2007 2.4Call Sell 10 080 American 12/22/2007 1.35Call Sell 8 080 American 12/22/2007 1.35Call Sell 16 080 American 12/22/2007 1.35Call Sell 1 080 American 12/22/2007 1.25Call Sell 19 080 American 12/22/2007 1.15Call Sell 1 080 American 12/22/2007 1.05Call Sell 38 080 American 12/22/2007 1.05Call Sell 12 080 American 12/22/2007 1.05Call Sell 1 080 American 12/22/2007 1.1Call Sell 1 080 American 12/22/2007 1.05Call Sell 9 080 American 12/22/2007 1.15Call Sell 2 085 American 12/22/2007 0.55Call Sell 3 085 American 12/22/2007 0.55Call Sell 1 090 American 12/22/2007 0.28Call Purchase 28 055 American 01/19/2008 1Call Purchase 12 060 American 01/19/2008 1.55Call Purchase 10 060 American 01/19/2008 1.55Call Purchase 1 060 American 01/19/2008 1.85Call Purchase 2 065 American 01/19/2008 2.7Call Purchase 1 065 American 01/19/2008 3Call Purchase 6 070 American 01/19/2008 4.7Call Purchase 2 075 American 01/19/2008 7.7Call Purchase 8 62.50 American 01/19/2008 2.1Call Purchase 10 62.50 American 01/19/2008 2.1Call Purchase 5 62.50 American 01/19/2008 2.4Call Purchase 10 67.50 American 01/19/2008 4.2Call Sell 45 065 American 01/19/2008 3.1Call Sell 41 070 American 01/19/2008 5.1Call Sell 37 070 American 01/19/2008 5.2Call Sell 2 070 American 01/19/2008 5.3Call Sell 8 075 American 01/19/2008 7.1Call Sell 20 075 American 01/19/2008 7.2Call Sell 3 075 American 01/19/2008 8.4Call Sell 3 075 American 01/19/2008 8.2Call Sell 19 67.50 American 01/19/2008 4.3Call Sell 18 67.50 American 01/19/2008 4.4Call Sell 42 67.50 American 01/19/2008 4Call Purchase 2 065 American 02/16/2008 4Call Purchase 3 070 American 02/16/2008 5.9Call Purchase 5 070 American 02/16/2008 5.9Call Purchase 7 070 American 02/16/2008 5.9Call Purchase 8 070 American 02/16/2008 5.9Call Purchase 17 070 American 02/16/2008 5.9Call Purchase 15 52.50 American 02/16/2008 1.05Call Purchase 23 52.50 American 02/16/2008 1.05Call Sell 54 060 American 02/16/2008 2.4Call Sell 1 060 American 02/16/2008 2.6Call Sell 1 065 American 02/16/2008 3.8Call Sell 30 065 American 02/16/2008 4.2Call Sell 57 070 American 02/16/2008 6.1Call Sell 3 075 American 02/16/2008 8.7Call Sell 20 62.50 American 02/16/2008 3.1Call Sell 20 62.50 American 02/16/2008 3.1Call Sell 48 67.50 American 02/16/2008 4.9Call Sell 10 67.50 American 02/16/2008 4.9Call Sell 39 67.50 American 02/16/2008 4.9Call Sell 11 67.50 American 02/16/2008 4.9Call Purchase 2 040 American 05/17/2008 0.5Call Purchase 131 065 American 05/17/2008 6.1Call Purchase 27 065 American 05/17/2008 6.1Call Purchase 27 065 American 05/17/2008 6.1Call Purchase 51 065 American 05/17/2008 6.1Call Purchase 3 070 American 05/17/2008 8.6Call Sell 1 085 American 05/17/2008 19Call Sell 10 67.50 American 05/17/2008 7.3Call Sell 10 67.50 American 05/17/2008 7.3Call Purchase 2 055 American 12/22/2007 0.25Call Purchase 5 060 American 12/22/2007 0.6Call Purchase 20 060 American 12/22/2007 0.8Call Purchase 5 060 American 12/22/2007 0.81Call Purchase 6 065 American 12/22/2007 1.4Call Purchase 5 065 American 12/22/2007 1.55Call Purchase 20 065 American 12/22/2007 1.7Call Purchase 10 065 American 12/22/2007 1.94Call Purchase 1 065 American 12/22/2007 2Call Purchase 6 065 American 12/22/2007 1.8Call Purchase 5 065 American 12/22/2007 1.79Call Purchase 3 070 American 12/22/2007 4.11Call Purchase 1 070 American 12/22/2007 3.5Call Purchase 1 070 American 12/22/2007 3.7Call Purchase 5 075 American 12/22/2007 6Call Sell 10 055 American 12/22/2007 0.25Call Sell 5 055 American 12/22/2007 0.31Call Sell 10 060 American 12/22/2007 0.65Call Sell 10 060 American 12/22/2007 0.84Call Sell 10 060 American 12/22/2007 0.8Call Sell 18 060 American 12/22/2007 0.8Call Sell 33 060 American 12/22/2007 0.8Call Sell 33 060 American 12/22/2007 0.8Call Sell 5 060 American 12/22/2007 0.8Call Sell 5 060 American 12/22/2007 0.79Call Sell 10 065 American 12/22/2007 1.95Call Sell 10 065 American 12/22/2007 1.95Call Sell 2 065 American 12/22/2007 1.95Call Sell 1 065 American 12/22/2007 1.95Call Sell 2 065 American 12/22/2007 1.95Call Sell 10 065 American 12/22/2007 1.95Call Sell 4 065 American 12/22/2007 1.8Call Sell 1 070 American 12/22/2007 3.3Call Sell 2 070 American 12/22/2007 3.4Call Sell 10 070 American 12/22/2007 3.91Call Sell 10 070 American 12/22/2007 4Call Sell 2 070 American 12/22/2007 4Call Sell 12 070 American 12/22/2007 4Call Sell 2 075 American 12/22/2007 6.1Call Sell 2 075 American 12/22/2007 7.1Call Sell 3 075 American 12/22/2007 7.31Call Sell 3 075 American 12/22/2007 7.2Call Sell 1 085 American 12/22/2007 13.7Total purchase 201200Total sell 291000 (ii) Exercising Product name, e.g. call option Number of securities Exercise price per unit (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the person disclosing and any other person relatingto the voting rights of any relevant securities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form isreferenced. If none, this should be stated. Is a Supplemental Form 38.5(b) attached? (Note 8) YES/NO Date of disclosure 20 NOVEMBER 2007 Contact name Richard Mulcahy Telephone number 203 719 0467 Name of offeree/offeror with which connected BHP BILLITON Nature of connection (Note 9) CONNECTED ADVISOR Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
BHP Group