9th Apr 2010 11:17
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FORM 38.5(a) |
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
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WITH RECOGNISED INTERMEDIARY STATUS |
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DEALING IN A CLIENT-SERVING CAPACITY |
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(Rule 38.5(a) of the Takeover Code)) |
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1. KEY INFORMATION |
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Name of exempt principal trader |
Bank of America Merrill Lynch |
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Company dealt in |
Babcock International Group |
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Class of relevant security to which the dealings |
Common |
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being disclosed relate |
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Date of dealing |
08/04/2010 |
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2. DEALINGS |
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(a) Purchases and sales |
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Total number of securities purchased |
Highest price paid |
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Lowest price paid |
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62,531 |
GBP 6.08 |
GBP 6.04 |
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Total number of securities sold |
Highest price received |
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Lowest price received |
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17,190 |
GBP 6.07 |
GBP 6.03 |
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(b) Derivatives transactions (other than options) |
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Product name, |
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Short/Long |
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Number of securities |
Price per unit |
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eg. CFD |
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Long Swap |
LONG |
6,609 |
GBP 6.04 |
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Long Swap |
LONG |
4,268 |
GBP 6.04 |
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Long Swap |
LONG |
114 |
GBP 6.04 |
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Product name, |
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Short/Long |
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Number of securities |
Price per unit |
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eg. CFD |
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Short Swap |
SHORT |
904 |
GBP 6.07 |
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Short Swap |
SHORT |
2,839 |
GBP 6.05 |
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(c) Options transactions in respect of existing securities |
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Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option money |
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eg call option |
selling, |
securities under |
price |
American, |
date |
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purchasing, |
option |
European etc |
paid/received |
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varying etc. |
per unit |
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(ii) Exercising |
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Product name |
Number of securities under |
Exercise price |
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eg call option |
option |
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3. OTHER INFORMATION |
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Agreements, arrangements or understandings relating to options or derivatives |
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|
Full details of any agreement, arrangement or understanding between the person disclosing and any other |
|
|
person relating to the voting rights of any relevant securities under any option referred to on this form or |
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|
relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative |
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|
referred to on this form is referenced. If none, this should be stated. |
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NONE |
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Date of disclosure |
09/04/2010 |
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Contact name |
Bhavika Mistry |
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Telephone number |
+44 207 995 4747 |
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Name of offeree/offeror with whom connected |
VT Group Plc |
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Nature of connection # |
Advisor |
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FORM 38.5(a) |
|
|
|
|
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
|
(Rule 38.5(a) of the Takeover Code)) |
|
|
1. KEY INFORMATION |
|
|
Name of exempt principal trader |
Bank of America Merrill Lynch |
|
|
Company dealt in |
VT Group Plc |
|
|
Class of relevant security to which the dealings |
Common |
|
|
being disclosed relate |
|
|
Date of dealing |
08/04/2010 |
|
|
2. DEALINGS |
|
|
(a) Purchases and sales |
|
|
Total number of securities purchased |
Highest price paid |
|
Lowest price paid |
|
|
92,481 |
GBP 7.59 |
GBP 7.57 |
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Total number of securities sold |
Highest price received |
|
Lowest price received |
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70,592 |
GBP 7.58 |
GBP 7.54 |
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(b) Derivatives transactions (other than options) |
|
|
Product name, |
|
Short/Long |
|
Number of securities |
Price per unit |
|
|
eg. CFD |
|
|
|
|
Long Swap |
LONG |
1,965 |
GBP 7.59 |
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Long Swap |
LONG |
1,539 |
GBP 7.58 |
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Product name, |
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Short/Long |
|
Number of securities |
Price per unit |
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eg. CFD |
|
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|
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Short Swap |
SHORT |
1,773 |
GBP 7.57 |
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Short Swap |
SHORT |
2,429 |
GBP 7.57 |
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Short Swap |
SHORT |
7,127 |
GBP 7.57 |
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|
(c) Options transactions in respect of existing securities |
|
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option money |
|
|
eg call option |
selling, |
securities under |
price |
American, |
date |
|
|
|
purchasing, |
option |
European etc |
paid/received |
|
|
varying etc. |
per unit |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii) Exercising |
|
|
Product name |
Number of securities under |
Exercise price |
|
|
eg call option |
option |
|
|
|
|
|
|
|
|
3. OTHER INFORMATION |
|
|
Agreements, arrangements or understandings relating to options or derivatives |
|
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other |
|
|
person relating to the voting rights of any relevant securities under any option referred to on this form or |
|
|
relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative |
|
|
referred to on this form is referenced. If none, this should be stated. |
|
|
NONE |
|
|
Date of disclosure |
09/04/2010 |
|
|
Contact name |
Bhavika Mistry |
|
|
Telephone number |
+44 207 995 4747 |
|
|
Name of offeree/offeror with whom connected |
Vt Group Plc |
|
|
Nature of connection # |
Advisor |
|
|
FORM 38.5(a) |
|
|
|
|
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
|
(Rule 38.5(a) of the Takeover Code)) |
|
|
1. KEY INFORMATION |
|
|
Name of exempt principal trader |
Bank of America Merrill Lynch |
|
|
Company dealt in |
Investec Plc |
|
|
Class of relevant security to which the dealings |
Common |
|
|
being disclosed relate |
|
|
Date of dealing |
08/04/2010 |
|
|
2. DEALINGS |
|
|
(a) Purchases and sales |
|
|
Total number of securities purchased |
Highest price paid |
|
Lowest price paid |
|
|
119,476 |
GBP 5.49 |
GBP 5.43 |
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|
Total number of securities sold |
Highest price received |
|
Lowest price received |
|
|
127,976 |
GBP 5.49 |
GBP 5.44 |
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(b) Derivatives transactions (other than options) |
|
|
Product name, |
|
Short/Long |
|
Number of securities |
Price per unit |
|
|
eg. CFD |
|
|
|
|
Long Swap |
LONG |
3,503 |
GBP 5.46 |
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Long Swap |
LONG |
2,650 |
GBP 5.45 |
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Long Swap |
LONG |
770 |
GBP 5.46 |
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Product name, |
|
Short/Long |
|
Number of securities |
Price per unit |
|
|
eg. CFD |
|
|
|
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Short Swap |
SHORT |
916 |
GBP 5.44 |
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Short Swap |
SHORT |
1,021 |
GBP 5.46 |
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Short Swap |
SHORT |
1,121 |
GBP 5.46 |
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Short Swap |
SHORT |
12,365 |
GBP 5.46 |
|
|
(c) Options transactions in respect of existing securities |
|
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option money |
|
|
eg call option |
selling, |
securities under |
price |
American, |
date |
|
|
|
purchasing, |
option |
European etc |
paid/received |
|
|
varying etc. |
per unit |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii) Exercising |
|
|
Product name |
Number of securities under |
Exercise price |
|
|
eg call option |
option |
|
|
|
|
|
|
|
|
3. OTHER INFORMATION |
|
|
Agreements, arrangements or understandings relating to options or derivatives |
|
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other |
|
|
person relating to the voting rights of any relevant securities under any option referred to on this form or |
|
|
relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative |
|
|
referred to on this form is referenced. If none, this should be stated. |
|
|
NONE |
|
|
Date of disclosure |
09/04/2010 |
|
|
Contact name |
Bhavika Mistry |
|
|
Telephone number |
+44 207 995 4747 |
|
|
Name of offeree/offeror with whom connected |
Investec Plc |
|
|
Nature of connection # |
Advisor |
Related Shares:
BabcockInvestec