15th Nov 2007 10:10
Macquarie Bank Ld15 November 2007 DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader Macquarie Capital Securities ( Australia) LimitedCompany dealt in Rio Tinto LimitedClass of relevant security to which the dealings Ordinary shares ISIN:being disclosed relate (Note 1) AU000000RIO1 Date of dealing 14 November 2007 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class of relevantsecurity dealt in (Note 2) Long Short Number (%) Number (%)(1) Relevant securities(2) Derivatives (other than options)(3) Options and agreements to purchase/sell Total 0 0 0 0 (b) Interests and short positions in relevant securities of the company, otherthan the class dealt in (Note 2) Class of relevant security: Long Short Number (%) Number (%)(1) Relevant securities(2) Derivatives (other than options)(3) Options and agreements to purchase/sell Total (c) Rights to subscribe (Note 2) Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4)See Annexure A (b) Derivatives transactions (other than options) Product Long/short (Note Number of securities (Note Price per unit (Notename, 5) 6) 4)e.g. CFD (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product Writing, Number of Exercise Type, e.g. Expiry Optionname, selling, securities to American, money purchasing, which the option European varying etc. relates (Note 6) etc.e.g. price date paid/call receivedoption per unit (Note 4) (ii) Exercising Product name, e.g. call Number of Exercise price per unit (Noteoption securities 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the persondisclosing and any other person relating to the voting rights of any relevantsecurities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which anyderivative referred to on this form is referenced. If none, this should bestated. Is a Supplemental Form 38.5(b) attached? (Note 8) YES/NO Date of disclosure 15 November 2007 Contact name Johanna Uy Telephone number +44 (0) 2030374339 Name of offeree/offeror with which connected Rio Tinto PlcNature of connection (Note 9) Connected principal trader Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk Annexure A Purchase/sale Number of securities Price per unit (AUD)Purchase 2,081 139.14Purchase 580 139.13Purchase 90 139.11Purchase 567 139.11Purchase 28 139.19Purchase 291 139.19Purchase 235 139.19Purchase 760 139.17Purchase 572 139.10Purchase 397 139.10Purchase 508 139.10Purchase 731 138.93Purchase 44 138.91Purchase 3 138.91Purchase 35 138.91Purchase 33 138.92Purchase 2 138.92Purchase 57 138.92Purchase 31 138.92Purchase 50 138.92Purchase 397 138.93Purchase 1 138.93Purchase 5 138.93Purchase 1 138.93Purchase 6 138.93Purchase 138 138.93Purchase 80 138.93Purchase 26 138.93Purchase 3 138.92Purchase 300 138.92Purchase 14 138.93Purchase 4 138.93Purchase 4 138.93Purchase 4 138.93Purchase 4 138.93Purchase 400 138.93Purchase 27 138.93Purchase 32 138.95Purchase 4 138.98Purchase 14 138.98Purchase 145 138.98Purchase 81 138.98Purchase 35 138.98Purchase 1 138.98Purchase 35 138.99Purchase 1,000 138.99Purchase 493 138.99Purchase 654 138.99Purchase 461 138.90Purchase 735 138.90Purchase 202 138.87Purchase 36 138.87Purchase 34 138.87Purchase 98 138.87Purchase 1 138.90Purchase 393 138.90Purchase 488 138.90Purchase 169 139.00Purchase 104 139.00Purchase 1 139.00Purchase 3 139.00Purchase 72 139.00Purchase 39 139.00Purchase 60 139.00Purchase 2,205 139.00Purchase 38 138.98Purchase 1 138.98Purchase 3 138.98Purchase 72 138.98Purchase 39 138.98Purchase 1 138.98Purchase 250 138.98Purchase 1,105 139.00Purchase 1,455 138.95Purchase 379 138.93Purchase 719 138.93Purchase 4 138.93Purchase 4 138.93Purchase 4 138.93Purchase 456 138.93Purchase 995 138.86Purchase 583 138.86Purchase 4 138.86Purchase 4 138.86Purchase 3 138.86Purchase 200 138.43Purchase 568 138.43Purchase 212 138.43Purchase 581 138.50Purchase 119 138.57Purchase 368 138.57Purchase 5,810 138.57Purchase 1,686 138.57Purchase 329 138.60Purchase 259 138.44Purchase 153 138.44Purchase 945 138.44Purchase 1,499 138.21Purchase 1,576 137.90Purchase 1,980 137.90Purchase 29 137.16Purchase 1,446 137.16Purchase 52 137.16Purchase 160 137.16Purchase 1,293 137.08Purchase 100 137.10Purchase 19 137.10Purchase 95 137.37Purchase 1,982 137.37Purchase 477 137.36Purchase 2,239 137.54Purchase 78 137.60Purchase 1,607 137.85Purchase 196 137.93Purchase 141 137.93Purchase 2,000 137.86Purchase 786 137.86Purchase 72 137.88Purchase 1 137.88Purchase 2,500 137.88Purchase 142 137.88Purchase 180 138.10Purchase 1,000 138.10Purchase 201 138.10Purchase 6 138.13Purchase 1,761 138.13Purchase 13 138.38Purchase 75 138.38Purchase 61 138.38Purchase 7 138.38Purchase 1 138.38Purchase 2 138.38Purchase 1 138.38Purchase 6 138.38Purchase 107 138.38Purchase 7 138.38Purchase 536 138.38Purchase 238 138.38Purchase 147 138.38Purchase 16 138.38Purchase 500 138.38Purchase 55 138.38Purchase 8 138.38Purchase 1 138.38Purchase 130 138.38Purchase 15 138.38Purchase 52 138.38Purchase 6 138.38Purchase 1,477 138.38Purchase 3,288 137.66Purchase 11,261 137.50Purchase 13,296 138.24Sale 117 138.77Sale 74 138.77Sale 166 138.86Sale 166 138.88Sale 257 138.89Sale 230 138.95Sale 164 138.91Sale 191 138.92Sale 100 138.93Sale 55 138.92Sale 36 138.90Sale 82 138.90Sale 160 138.89Sale 150 138.92Sale 137 138.93Sale 160 138.98Sale 54 138.93Sale 145 138.93Sale 14 138.93Sale 100 138.93Sale 84 139.00Sale 81 139.09Sale 91 139.11Sale 97 139.11Sale 71 139.19Sale 106 139.10Sale 10 139.11Sale 64 139.10Sale 63 139.10Sale 89 138.94Sale 130 138.91Sale 138 138.93Sale 125 138.94Sale 145 138.98Sale 93 138.99Sale 5 138.99Sale 127 138.88Sale 30 138.89Sale 49 138.89Sale 43 138.89Sale 15 138.89Sale 7 138.89Sale 34 138.87Sale 198 138.90Sale 8 139.00Sale 169 139.00Sale 94 138.99Sale 51 138.99Sale 10 138.99Sale 88 138.97Sale 253 138.95Sale 223 138.93Sale 216 138.63Sale 335 138.50Sale 299 138.58Sale 239 138.40Sale 235 138.08Sale 200 138.06Sale 79 138.06Sale 354 136.72Sale 137 137.11Sale 170 137.11Sale 301 137.25Sale 382 137.38Sale 392 137.65Sale 272 137.54Sale 461 137.71Sale 73 137.91Sale 302 137.91Sale 128 138.14Sale 468 138.14Sale 536 138.38Sale 1 137.63Sale 497 137.63Sale 1,870 137.50Sale 75,081 138.22Sale 475 138.50Sale 294 138.00Sale 26 138.60Sale 351 138.60Sale 259 138.80Sale 177 138.68Sale 205 138.72Sale 163 138.86Sale 155 138.83Sale 169 139.00Sale 184 138.85Sale 162 138.60Sale 135 138.60Sale 121 138.48Sale 122 138.48Sale 104 138.61Sale 123 138.64Sale 95 138.71Sale 104 138.89Sale 109 138.82Sale 97 138.86Sale 108 138.87Sale 148 138.90Sale 116 138.91Sale 126 138.91Sale 88 138.92Sale 92 138.90Sale 83 138.90Sale 85 138.91Sale 91 138.92Sale 73 138.93Sale 81 139.02Sale 127 138.93Sale 55 138.93Sale 50 139.00Sale 57 139.09Sale 55 139.08Sale 46 139.14Sale 61 139.11Sale 51 139.11Sale 34 139.11Sale 36 139.10Sale 62 138.90Sale 3 138.92Sale 9 138.92Sale 14 138.92Sale 4 138.92Sale 42 138.92Sale 80 138.93Sale 74 138.94Sale 81 138.98Sale 60 138.99Sale 81 138.88Sale 98 138.87Sale 122 138.90Sale 100 138.99Sale 143 138.98Sale 134 138.95Sale 126 138.93Sale 125 138.91Sale 191 138.47Sale 179 138.62Sale 153 138.44Sale 150 137.90Sale 125 138.05Sale 193 136.73Sale 165 137.12Sale 79 137.40Sale 110 137.40Sale 198 137.32Sale 226 137.59Sale 187 137.52Sale 293 137.71Sale 142 137.88Sale 100 137.88Sale 150 138.14Sale 159 138.14Sale 306 138.45Sale 353 137.60Sale 814 137.50Sale 283 137.50Purchase 11,207 138.36Sale 1,847 137.50Sale 6,588 137.50Purchase 4,435 137.50Purchase 4,000 137.50 This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Rio Tinto