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EPT Disclosure

16th Jun 2008 11:33

RNS Number : 7781W
Deutsche Bank AG
16 June 2008
 
 
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
 
1. KEY INFORMATION
 
Name of exempt principal trader
Deutsche Securities Australia Limited
 
Company dealt in
BHP Billiton Ltd
Class of relevant security to which the dealings being disclosed relate(Note 1)
Ordinary
Date of dealing
13/06/2008
 
 
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
 
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
 
 
 
Long
Short
 
 
Number (%)
Number (%)
(1) Relevant securities
 
2,795,260 0.08%
-10,707,899 -0.32%
(2) Derivatives (other than options)
 
5,776,448 0.17%
-7,370,105 -0.22%
(3) Options and agreements to purchase/sell
 
14,231,000 0.42%
-6,403,000 -0.19%
Total
 
22,802,708 0.67%
-24,481,004 -0.73%
 
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
 
Class of relevant security:
 
Long
Short
 
 
Number (%)
Number (%)
(1) Relevant securities
 
 
 
(2) Derivatives (other than options)
 
 
 
(3) Options and agreements to purchase/sell
 
 
 
Total
 
 
 
 
(c) Rights to subscribe (Note 2)
 
Class of relevant security:
 
Details
 
 
 
3. DEALINGS (Note 3)
 
(a) Purchases and sales
 
Purchase/sale
 
Number of securities
Price per unit (Note 4)
AUD $
Purchase
485
42.35
Purchase
904
42.36
Purchase
100
42.37
Purchase
270
42.38
Purchase
769
42.39
Purchase
1249
42.40
Purchase
276
42.43
Purchase
90
42.44
Purchase
244
42.46
Purchase
648
42.47
Purchase
771
42.48
Purchase
1569
42.49
Purchase
1254
42.50
Purchase
916
42.51
Purchase
1976
42.52
Purchase
1142
42.53
Purchase
2832
42.54
Purchase
1891
42.55
Purchase
3823
42.57
Purchase
1978
42.58
Purchase
3447
42.59
Purchase
3788
42.60
Purchase
3165
42.61
Purchase
7886
42.62
Purchase
4627
42.63
Purchase
3897
42.64
Purchase
1845
42.65
Purchase
5437
42.66
Purchase
3510
42.67
Purchase
3905
42.68
Purchase
10785
42.69
Purchase
4969
42.70
Purchase
3848
42.71
Purchase
3993
42.72
Purchase
374
42.73
Purchase
170
42.74
Purchase
2081
42.75
Purchase
1053
42.76
Purchase
9175
42.77
Purchase
3467
42.78
Purchase
4144
42.79
Purchase
23301
42.80
Purchase
6847
42.81
Purchase
1963
42.82
Purchase
1220
42.83
Purchase
624
42.84
Purchase
844
42.86
Purchase
1219
42.87
Purchase
6225
42.88
Purchase
3275
42.89
Purchase
3626
42.90
Purchase
45
42.91
Purchase
974
42.93
Purchase
965
42.94
Purchase
8800
42.94
Purchase
16290
42.95
Purchase
1724
42.95
Purchase
956
42.96
Purchase
686
42.97
Purchase
1978
42.98
Purchase
1433
42.99
Purchase
2600
43.00
Purchase
7606
43.01
Purchase
2508
43.02
Purchase
2223
43.03
Purchase
579961
43.04
Purchase
1849
43.05
Purchase
3904
43.06
Purchase
990
43.07
Purchase
2215
43.08
Purchase
2336
43.09
Purchase
264
43.10
Purchase
1851
43.11
Purchase
437
43.12
Purchase
1686
43.13
Purchase
142
43.15
Purchase
5564
43.16
Purchase
2402
43.17
Purchase
1133
43.18
Purchase
2678
43.19
Purchase
2066
43.20
Purchase
307
43.21
Purchase
778
43.24
Purchase
1074
43.25
Purchase
727
43.26
Purchase
150434
44.00
TOTAL PURCHASE
969,483
 
Sale
252800
41.98
Sale
174
42.35
Sale
187
42.36
Sale
378
42.39
Sale
10104
42.40
Sale
224
42.41
Sale
553
42.43
Sale
941
42.44
Sale
96
42.45
Sale
12
42.47
Sale
1505
42.48
Sale
1082
42.49
Sale
11553
42.50
Sale
1085
42.51
Sale
2241
42.52
Sale
2466
42.53
Sale
2623
42.54
Sale
3874
42.55
Sale
2481
42.56
Sale
2239
42.57
Sale
1993
42.58
Sale
2656
42.59
Sale
3349
42.60
Sale
4205
42.61
Sale
2019
42.62
Sale
2723
42.63
Sale
996
42.64
Sale
1654
42.65
Sale
4237
42.66
Sale
5224
42.67
Sale
2532
42.68
Sale
5827
42.69
Sale
2622
42.70
Sale
4745
42.71
Sale
7245
42.72
Sale
842
42.73
Sale
2137
42.74
Sale
11225
42.75
Sale
12163
42.76
Sale
3353
42.77
Sale
43800
42.77
Sale
1421
42.78
Sale
2196
42.79
Sale
2419
42.79
Sale
16996
42.80
Sale
7633
42.81
Sale
23880
42.81
Sale
1723
42.82
Sale
10877
42.83
Sale
414
42.84
Sale
198
42.85
Sale
171
42.86
Sale
904
42.87
Sale
100
42.88
Sale
308
42.89
Sale
496
42.90
Sale
125
42.91
Sale
1617
42.92
Sale
108
42.93
Sale
715
42.94
Sale
12188
42.95
Sale
1907
42.97
Sale
81
42.98
Sale
332
42.99
Sale
5932
43.00
Sale
2430
43.01
Sale
1675
43.02
Sale
4345
43.03
Sale
414152
43.04
Sale
1905
43.05
Sale
3926
43.06
Sale
5957
43.07
Sale
1989
43.08
Sale
400
43.09
Sale
6683
43.10
Sale
1728
43.11
Sale
693
43.12
Sale
874
43.13
Sale
6226
43.14
Sale
1603
43.15
Sale
2889
43.17
Sale
28
43.18
Sale
1199
43.19
Sale
6579
43.20
Sale
1646
43.22
Sale
2144
43.24
Sale
342
43.26
Sale
150434
44.00
TOTAL SALES
1,134,753
 
(b) Derivatives transactions (other than options)
 
Product name,
e.g. CFD
Long/short (Note 5)
Number of securities (Note 6)
Price per unit (Note 4)
AUD $
CFD
Long
252800
41.98
CFD
Long
500
42.53
CFD
Long
500
42.59
CFD
Long
1034
42.61
CFD
Long
5
42.62
CFD
Long
505
42.64
CFD
Long
51
42.68
CFD
Long
1000
42.69
CFD
Long
1900
42.70
CFD
Long
8
42.71
CFD
Long
197
42.72
CFD
Long
16
42.73
CFD
Long
1229
42.74
CFD
Long
3618
42.75
CFD
Long
2382
42.76
CFD
Long
484
42.77
CFD
Long
43800
42.77
CFD
Long
2196
42.79
CFD
Long
1000
42.79
CFD
Long
4311
42.80
CFD
Long
294
42.81
CFD
Long
23880
42.81
CFD
Long
1100
42.82
CFD
Long
1000
42.83
CFD
Long
100
42.88
CFD
Long
5
42.90
CFD
Long
800
42.97
CFD
Long
2205
43.00
CFD
Long
394600
43.04
CFD
Long
600
43.10
CFD
Long
1000
43.14
CFD
Long
5000
43.20
CFD
Long
1000
43.24
CFD
Short
300
42.35
CFD
Short
1000
42.40
CFD
Short
520
42.49
CFD
Short
3000
42.57
CFD
Short
795
42.61
CFD
Short
5000
42.62
CFD
Short
1156
42.63
CFD
Short
1800
42.64
CFD
Short
100
42.69
CFD
Short
100
42.70
CFD
Short
100
42.72
CFD
Short
752
42.75
CFD
Short
1000
42.76
CFD
Short
2766
42.78
CFD
Short
2171
42.79
CFD
Short
4091
42.80
CFD
Short
4222
42.81
CFD
Short
500
42.82
CFD
Short
1000
42.83
CFD
Short
2000
42.89
CFD
Short
8800
42.94
CFD
Short
16290
42.95
CFD
Short
1200
42.95
CFD
Short
195
42.98
CFD
Short
176
42.99
CFD
Short
1005
43.00
CFD
Short
132
43.01
CFD
Short
200
43.03
CFD
Short
395603
43.04
CFD
Short
250
43.05
CFD
Short
777
43.18
CFD
Short
762
43.19
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
 
Product name,
e.g. call option
 
Writing, selling, purchasing, varying etc.
Number of securities to which the option relates (Note 6)
Exercise
price
Type, e.g. American, European etc.
Expiry
Date
Option money
paid/received per unit
AUD $
Call Option
Purchase
20,000
47.00
American
26/06/2008
0.26
Call Option
Purchase
30,000
47.00
American
26/06/2008
0.27
 
(ii) Exercising
 
Product name, e.g. call option
Number of securities
Exercise price per unit
Australian Dollar $
 
 
 
 
(d) Other dealings (including new securities) (Note 3)
 
Nature of transaction (Note 7)
 
Details
Price per unit (if applicable)(Note 4)
 
 
 
 
 
 
4. OTHER INFORMATION
 
Agreements, arrangements or understandings relating to options or derivatives
 
 
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. 
 
 
 
 
 
Is a Supplemental Form 38.5(b) attached? (Note 8) NO
 
 
Date of disclosure
16/06/2008
Contact name
Artie Movsesian
Telephone number
020 7545 7804
Name of offeree/offeror with which connected
Rio Tinto Plc
Nature of connection (Note 9)
Connected Advisor to Offeree
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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