30th Apr 2008 11:15
Deutsche Bank AG30 April 2008 DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader Deutsche Securities Australia Limited Company dealt in BHP Billiton LtdClass of relevant security to which the Ordinarydealings being disclosed relate (Note 1) Date of dealing 29/04/2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class ofrelevant security dealt in (Note 2) Long Short Number Number (%) (%) (1) Relevant securities 2,376,722 -9,514,048 0.07% -0.28% (2) Derivatives (other than options) 6,378,628 -7,256,722 0.19% -0.22% (3) Options and agreements to purchase/sell 13,699,000 -3,516,000 0.41% -0.10% Total 22,454,350 -20,286,770 0.67% -0.60% (b) Interests and short positions in relevant securities of the company,other than the class dealt in (Note 2) Class of relevant security: Long Short Number Number (%) (%) (1) Relevant securities (2) Derivatives (other than options) (3) Options and agreements to purchase/sell Total (c) Rights to subscribe (Note 2) Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4) AUD $Purchase 28 43.46Purchase 10029 43.47Purchase 30030 43.48Purchase 16578 43.49Purchase 25959 43.50Purchase 8472 43.52Purchase 10000 43.54Purchase 500 43.55Purchase 1000 43.56Purchase 14323 43.59Purchase 243562 43.60Purchase 500 43.61Purchase 127 43.62Purchase 10077 43.63Purchase 20047 43.64Purchase 167 43.65Purchase 75 43.66Purchase 30312 43.67Purchase 12432 43.68Purchase 37 43.69Purchase 20000 43.70Purchase 46078 43.70Purchase 70 43.71Purchase 2047 43.72Purchase 36 43.74Purchase 239 43.75Purchase 56492 43.76Purchase 13700 43.76Purchase 1047 43.77Purchase 18000 43.77Purchase 8963 43.78Purchase 3744 43.79Purchase 6076 43.80Purchase 4391 43.82Purchase 29 43.84Purchase 285 43.85Purchase 50 43.86Purchase 270160 43.89Purchase 150000 43.93Purchase 100 43.96Purchase 4279 43.98Purchase 4279 43.99Purchase 16944 44.00Purchase 4279 44.03Purchase 5380 44.08Purchase 11564 44.09Purchase 5428 44.11Purchase 4445 44.12Purchase 8759 44.13Purchase 7484 44.14Purchase 4653 44.15Purchase 4569 44.16Purchase 25000 44.17TOTAL PURCHASE 1,142,825Sale 125000 43.12Sale 4000 43.29Sale 100 43.45Sale 20000 43.46Sale 1613 43.47Sale 829 43.49Sale 536 43.52Sale 1193 43.53Sale 1279 43.58Sale 797 43.59Sale 3804 43.60Sale 4808 43.61Sale 10000 43.62Sale 2948 43.63Sale 843 43.65Sale 493 43.66Sale 5919 43.67Sale 35845 43.68Sale 27000 43.69Sale 45312 43.70Sale 13365 43.71Sale 15395 43.72Sale 2000 43.72Sale 5604 43.74Sale 221 43.75Sale 10000 43.76Sale 6350 43.77Sale 10600 43.78Sale 40835 43.79Sale 30000 43.80Sale 28893 43.80Sale 11236 43.81Sale 2990 43.82Sale 1047 43.83Sale 2500 43.84Sale 20000 43.85Sale 18694 43.86Sale 310 43.87Sale 293269 43.89Sale 25035 43.90Sale 2965 43.91Sale 2376 43.93Sale 30900 43.93Sale 9191 43.94Sale 11877 43.95Sale 29322 44.00TOTAL SALES 917,294 (b) Derivatives transactions (other than options) Product name, Long/short (Note 5) Number of securities (Note 6) Price per unit (Note 4) e.g. CFD AUD $CFD Long 125000 43.12CFD Long 4000 43.29CFD Long 100 43.45CFD Long 1613 43.47CFD Long 829 43.49CFD Long 536 43.52CFD Long 1193 43.53CFD Long 1279 43.58CFD Long 797 43.59CFD Long 1510 43.60CFD Long 50 43.63CFD Long 843 43.65CFD Long 493 43.66CFD Long 5919 43.67CFD Long 845 43.68CFD Long 2000 43.69CFD Long 312 43.70CFD Long 15395 43.72CFD Long 2000 43.72CFD Long 5000 43.74CFD Long 221 43.75CFD Long 1350 43.77CFD Long 600 43.78CFD Long 14187 43.79CFD Long 30000 43.80CFD Long 13531 43.80CFD Long 982 43.81CFD Long 1 43.82CFD Long 217 43.83CFD Long 2500 43.84CFD Long 700 43.86CFD Long 250 43.87CFD Long 350 43.89CFD Long 1000 43.91CFD Long 30900 43.93CFD Short 28 43.46CFD Short 29 43.47CFD Short 30 43.48CFD Short 21000 43.50CFD Short 500 43.55CFD Short 1000 43.56CFD Short 5355 43.59CFD Short 1694 43.60CFD Short 500 43.61CFD Short 127 43.62CFD Short 77 43.63CFD Short 47 43.64CFD Short 40 43.65CFD Short 75 43.66CFD Short 312 43.67CFD Short 5000 43.68CFD Short 37 43.69CFD Short 20000 43.70CFD Short 5038 43.70CFD Short 70 43.71CFD Short 822 43.72CFD Short 36 43.74CFD Short 239 43.75CFD Short 1911 43.76CFD Short 13700 43.76CFD Short 1047 43.77CFD Short 18000 43.77CFD Short 188 43.78CFD Short 744 43.79CFD Short 1076 43.80CFD Short 113 43.82CFD Short 29 43.84CFD Short 285 43.85CFD Short 50 43.86CFD Short 160 43.89CFD Short 100 43.96CFD Short 200 44.13CFD Short 500 44.14CFD Short 750 44.16CFD Short 25000 44.17 (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product name, Writing, selling, Number of securities Exercise Type, e.g. Expiry Option money purchasing, varying to which the option American,e.g. call option etc. relates (Note 6) price European etc. Date paid/received per unit AUD $Put Option Purchasing 250,000 41.00 American 24/07/2008 1.85Call Option Selling 250,000 44.00 American 26/06/2008 2.68Call Option Purchasing 54,000 60.00 American 18/12/2008 1.39Call Option Purchasing 100,000 55.00 American 29/05/2008 0.03 (ii) Exercising Product name, e.g. call option Number of securities Exercise price per unit Australian Dollar $ (d) Other dealings (including new securities) (Note 3) Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the person disclosing and any other person relatingto the voting rights of any relevant securities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form isreferenced. If none, this should be stated. Is a Supplemental Form 38.5(b) attached? (Note 8) NO Date of disclosure 30/04/2008 Contact name Kelly-Jade Ledwich Telephone number 020 7545 7804 Name of offeree/offeror with which connected Rio Tinto PlcNature of connection (Note 9) Connected Advisor to Offeree This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
BHP Group