3rd Apr 2008 12:10
Credit Suisse Securities (Eur) Ltd03 April 2008 FORM 38.5 (b) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader Credit Suisse Securities (Europe) LimitedCompany dealt in Rio Tinto PlcClass of relevant security to which the dealings being Ordinary Sharesdisclosed relate (Note 1)Date of dealing 02-Apr-2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) Long Short Number (%) Number (%)(1) Relevant securities 1276163 0.128 2400 0.0002(2) Derivatives (other than options)(3) Options and agreements to purchase/sellTotal 1276163 0.128 2400 0.0002 (b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)Class Of Relevant Security : Ordinary Shares ( AU000000RIO1 Long Short)(1) Relevant Securities(2) Derivatives (other than options)(3) Options and agreements to purchase/sellTotal (c) Rights to subscribe (Note 2)Class of relevant security: Details 3. DEALINGS (Note 3)(a) Purchases and salesPurchase/sale Number of securities Price per unit (Note 4)Buy 3923 53.2 (GBP)Buy 3200 53.5 (GBP)Buy 2605 53.25 (GBP)Buy 2433 52.32 (GBP)Buy 2206 53.46 (GBP)Buy 2112 53.6 (GBP)Buy 2033 53.58 (GBP)Buy 1537 53.05 (GBP)Buy 1515 53.6 (GBP)Buy 1473 52.19 (GBP)Buy 1329 53.46 (GBP)Buy 1200 52.16 (GBP)Buy 1067 53.76 (GBP)Buy 1059 53.5 (GBP)Buy 1011 53.05 (GBP)Buy 1004 53.6 (GBP)Buy 1000 53.53 (GBP)Buy 917 53.6 (GBP)Buy 883 53.6 (GBP)Buy 868 52.79 (GBP)Buy 773 53.5 (GBP)Buy 600 53.54 (GBP)Buy 533 52.61 (GBP)Buy 480 53.5 (GBP)Buy 480 53.5 (GBP)Buy 460 52.32 (GBP)Buy 450 53.6 (GBP)Buy 420 52.17 (GBP)Buy 418 53.6 (GBP)Buy 400 53.76 (GBP)Buy 400 53.63 (GBP)Buy 386 53.6 (GBP)Buy 335 52.74 (GBP)Buy 295 53.5 (GBP)Buy 233 53.2 (GBP)Buy 226 52.19 (GBP)Buy 225 53.6 (GBP)Buy 219 52.74 (GBP)Buy 214 52.16 (GBP)Buy 213 52.16 (GBP)Buy 212 52.16 (GBP)Buy 198 53.6 (GBP)Buy 194 53.6 (GBP)Buy 194 52.6 (GBP)Buy 193 52.79 (GBP)Buy 190 52.63 (GBP)Buy 189 52.56 (GBP)Buy 189 52.54 (GBP)Buy 187 53.26 (GBP)Buy 187 53.34 (GBP)Buy 186 53.63 (GBP)Buy 186 52.75 (GBP)Buy 185 52.77 (GBP)Buy 183 53.5 (GBP)Buy 183 52.16 (GBP)Buy 183 52.75 (GBP)Buy 182 52.75 (GBP)Buy 181 52.75 (GBP)Buy 179 52.73 (GBP)Buy 178 52.73 (GBP)Buy 176 52.73 (GBP)Buy 174 52.75 (GBP)Buy 172 52.73 (GBP)Buy 171 52.75 (GBP)Buy 166 52.74 (GBP)Buy 165 52.75 (GBP)Buy 160 52.71 (GBP)Buy 160 52.79 (GBP)Buy 159 52.75 (GBP)Buy 159 53.41 (GBP)Buy 148 53.63 (GBP)Buy 147 52.16 (GBP)Buy 146 53.6 (GBP)Buy 145 52.16 (GBP)Buy 130 52.64 (GBP)Buy 122 52.77 (GBP)Buy 120 52.74 (GBP)Buy 118 52.61 (GBP)Buy 118 52.79 (GBP)Buy 118 52.77 (GBP)Buy 111 52.16 (GBP)Buy 104 52.75 (GBP)Buy 101 53.6 (GBP)Buy 101 52.16 (GBP)Buy 100 52.16 (GBP)Buy 95 52.55 (GBP)Buy 95 52.58 (GBP)Buy 95 52.6 (GBP)Buy 95 52.56 (GBP)Buy 95 52.58 (GBP)Buy 94 52.65 (GBP)Buy 94 52.64 (GBP)Buy 91 52.27 (GBP)Buy 79 52.63 (GBP)Buy 68 52.16 (GBP)Buy 60 52.75 (GBP)Buy 59 53.76 (GBP)Buy 56 53.6 (GBP)Buy 55 52.75 (GBP)Buy 55 52.77 (GBP)Buy 54 53.6 (GBP)Buy 52 53.59 (GBP)Buy 49 52.74 (GBP)Buy 48 52.07 (GBP)Buy 47 52.16 (GBP)Buy 46 52.63 (GBP)Buy 46 52.74 (GBP)Buy 45 52.16 (GBP)Buy 43 52.74 (GBP)Buy 43 52.74 (GBP)Buy 42 52.22 (GBP)Buy 40 52.62 (GBP)Buy 38 52.63 (GBP)Buy 38 53.64 (GBP)Buy 37 52.51 (GBP)Buy 35 52.07 (GBP)Buy 35 53.59 (GBP)Buy 34 52.51 (GBP)Buy 33 52.27 (GBP)Buy 33 52.61 (GBP)Buy 30 53.58 (GBP)Buy 27 52.16 (GBP)Buy 20 53.6 (GBP)Buy 20 53.6 (GBP)Buy 16 52.74 (GBP)Buy 15 52.32 (GBP)Buy 13 52.6 (GBP)Buy 13 52.6 (GBP)Buy 13 52.51 (GBP)Buy 13 51.97 (GBP)Buy 13 52.07 (GBP)Buy 13 52.51 (GBP)Buy 13 52.64 (GBP)Buy 8 52.61 (GBP)Buy 2 52.61 (GBP)Buy 1 52.16 (GBP)Buy 1 53.6 (GBP)Sell 3874 53.51 (GBP)Sell 3160 53.25 (GBP)Sell 2200 53.57 (GBP)Sell 1526 53.69 (GBP)Sell 1448 53.6 (GBP)Sell 1402 52.43 (GBP)Sell 1371 53.3 (GBP)Sell 1250 53.45 (GBP)Sell 1234 53.3 (GBP)Sell 1000 53.02 (GBP)Sell 961 52.09 (GBP)Sell 961 52.09 (GBP)Sell 885 52.88 (GBP)Sell 865 52.15 (GBP)Sell 852 52.36 (GBP)Sell 800 53.57 (GBP)Sell 715 53.63 (GBP)Sell 661 53.45 (GBP)Sell 636 53.02 (GBP)Sell 575 53.37 (GBP)Sell 550 53.49 (GBP)Sell 517 52.36 (GBP)Sell 506 52.09 (GBP)Sell 500 53.49 (GBP)Sell 475 53.64 (GBP)Sell 461 52.23 (GBP)Sell 461 52.23 (GBP)Sell 461 52.23 (GBP)Sell 461 52.23 (GBP)Sell 461 52.23 (GBP)Sell 461 52.23 (GBP)Sell 461 52.23 (GBP)Sell 402 53.45 (GBP)Sell 400 53.37 (GBP)Sell 377 53.62 (GBP)Sell 364 52.68 (GBP)Sell 364 53.49 (GBP)Sell 341 52.09 (GBP)Sell 314 53.64 (GBP)Sell 300 53.49 (GBP)Sell 282 53.51 (GBP)Sell 278 53.6 (GBP)Sell 268 53.25 (GBP)Sell 250 53.6 (GBP)Sell 217 52.43 (GBP)Sell 198 53.59 (GBP)Sell 191 52.33 (GBP)Sell 190 52.48 (GBP)Sell 190 52.37 (GBP)Sell 188 53.13 (GBP)Sell 186 53.49 (GBP)Sell 185 53.62 (GBP)Sell 167 53.6 (GBP)Sell 159 53.59 (GBP)Sell 157 53.18 (GBP)Sell 154 52.17 (GBP)Sell 150 53.64 (GBP)Sell 148 53.49 (GBP)Sell 148 53.53 (GBP)Sell 147 53.49 (GBP)Sell 139 53.45 (GBP)Sell 102 53.505 (GBP)Sell 102 53.6 (GBP)Sell 100 52.75 (GBP)Sell 95 52.12 (GBP)Sell 95 52.22 (GBP)Sell 95 52.32 (GBP)Sell 95 53.62 (GBP)Sell 95 52.28 (GBP)Sell 95 52.34 (GBP)Sell 95 52.4 (GBP)Sell 95 52.4 (GBP)Sell 92 53.5 (GBP)Sell 90 53.69 (GBP)Sell 67 52.42 (GBP)Sell 67 53.22 (GBP)Sell 64 52.23 (GBP)Sell 60 53.49 (GBP)Sell 58 53.62 (GBP)Sell 55 52.45 (GBP)Sell 53 53.2 (GBP)Sell 53 53.56 (GBP)Sell 52 53.2 (GBP)Sell 52 53.24 (GBP)Sell 52 53.2 (GBP)Sell 52 52.78 (GBP)Sell 50 53.5 (GBP)Sell 50 53.5 (GBP)Sell 50 52.58 (GBP)Sell 50 52.75 (GBP)Sell 50 52.76 (GBP)Sell 50 53.69 (GBP)Sell 50 53.71 (GBP)Sell 50 53.55 (GBP)Sell 50 53.55 (GBP)Sell 49 53.56 (GBP)Sell 49 53.08 (GBP)Sell 49 52.43 (GBP)Sell 48 53.39 (GBP)Sell 48 53.39 (GBP)Sell 47 53.5 (GBP)Sell 43 53.49 (GBP)Sell 42 52.455 (GBP)Sell 41 52.3 (GBP)Sell 40 53.49 (GBP)Sell 39 53.71 (GBP)Sell 39 52.45 (GBP)Sell 39 53.53 (GBP)Sell 37 52.58 (GBP)Sell 37 52.46 (GBP)Sell 37 53.49 (GBP)Sell 37 53.2 (GBP)Sell 37 53.24 (GBP)Sell 36 53.56 (GBP)Sell 36 53.08 (GBP)Sell 33 53.7 (GBP)Sell 31 53.69 (GBP)Sell 29 52.78 (GBP)Sell 28 53.7 (GBP)Sell 27 52.88 (GBP)Sell 26 53.22 (GBP)Sell 25 53.5 (GBP)Sell 25 53.48 (GBP)Sell 25 53.15 (GBP)Sell 25 53.15 (GBP)Sell 25 53.33 (GBP)Sell 24 52.79 (GBP)Sell 20 53.69 (GBP)Sell 18 53.5 (GBP)Sell 15 52.45 (GBP)Sell 14 53.24 (GBP)Sell 14 53.49 (GBP)Sell 14 53.2 (GBP)Sell 14 53.53 (GBP)Sell 14 53.71 (GBP)Sell 13 52.58 (GBP)Sell 13 53.08 (GBP)Sell 13 53.53 (GBP)Sell 9 53.49 (GBP)Sell 8 52.55 (GBP)Sell 5 53.7 (GBP)Sell 3 53.5 (GBP)Sell 3 53.71 (GBP)Sell 1 53.6 (GBP)Total buys:50640 Total sells:42730(b) Derivatives transactions (other than options)Product name, e.g. CFD Long/short (Note 5) Number of securities (Note 6) Price per unit (Note 4) (c) Options transactions in respect of existing securities(i) Writing, selling, purchasing or varyingProduct Writing, selling, Number of securities to Exercise Type, e.g. Expiry Option money paid/name,e.g. call purchasing, varying which the option relates price American, date received per unitoption etc. (Note 6) European etc. (Note 4) (ii) ExercisingProduct name, e.g. call option Number of securities Exercise price per unit (Note 4) (d) Other dealings (including new securities) (Note 3)Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the persondisclosing and any other person relating to the voting rights of any relevantsecurities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which anyderivative referred to on this form is referenced. If none, this should bestated. Is a Supplemental Form 38.5(b) attached? (Note 8) No Date of disclosure 03-Apr-2008 10:22:55Contact name Collins,CarolynTelephone number 44 20 7888 0241Name of offeree/offeror with which connected Rio Tinto PlcNature of connection (Note 9) ADVISOR Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at http://www.thetakeoverpanel.org.uk/. This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Rio Tinto