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EPT Disclosure

7th Oct 2009 10:59

RNS Number : 3813A
UBS AG (EPT)
07 October 2009
 



FORM 38.5(b)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

UBS AG London Branch

Company dealt in

Anglo American Plc

Class of relevant security to which the dealings being disclosed relate(Note 1)

0.54945 USD ordinary (GB00B1XZS820)

Date of dealing

06 October 2009

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in(Note 2)

Long

Short

Number (%)

Number (%)

(1) Relevant securities

109183 0.00%

879251 0.06%

(2) Derivatives (other than options)

0 0.00%

0 0.00%

(3) Options and agreements to purchase/sell

0 0.00%

0 0.00%

Total

109183 0.00%

879251 0.06%

(b) Interest and short positions in relevant securities of the company, other than the class dealt in(Note 2)

Class of relevant security:

Long

Short

Number (%)

Number (%)

(1) Relevant securities

(2) Derivatives (other than options)

(3)Options and agreements to purchase/sell

Total

(c) Rights to subscribe(Note 2)

Class of relevant security:

Details

3. DEALINGS(Note 3)

(a) Purchases and sales

Purchase/sale

Number of securities

Price per unit(Note 4)

Buy

1512

19.69500 GBP

Buy

370

19.70000 GBP

Buy

800

19.75000 GBP

Buy

1965

19.75500 GBP

Buy

807

19.76500 GBP

Buy

400

19.80500 GBP

Buy

250

19.81500 GBP

Buy

3050

19.82000 GBP

Buy

3995

19.82500 GBP

Buy

200

19.83000 GBP

Buy

680

19.83500 GBP

Buy

3549

19.84000 GBP

Buy

2528

19.84500 GBP

Buy

459

19.85000 GBP

Buy

400

19.85500 GBP

Buy

347

19.86000 GBP

Buy

2005

19.86500 GBP

Buy

242

19.87500 GBP

Buy

400

19.88000 GBP

Buy

2451

19.88500 GBP

Buy

545

19.89500 GBP

Buy

659

19.90000 GBP

Buy

1633

19.90500 GBP

Buy

6227

19.91000 GBP

Buy

2050

19.91500 GBP

Buy

7408

19.92000 GBP

Buy

917

19.92500 GBP

Buy

2100

19.93000 GBP

Buy

36

19.93500 GBP

Buy

3009

19.94000 GBP

Buy

1187

19.95000 GBP

Buy

1701

19.95500 GBP

Buy

4274

19.96000 GBP

Buy

500

19.96500 GBP

Buy

1962

19.97000 GBP

Buy

7160

19.97500 GBP

Buy

449

19.98000 GBP

Buy

400

20.01000 GBP

Buy

3003

20.02000 GBP

Buy

2213

20.02500 GBP

Buy

615

20.04000 GBP

Buy

500

20.05000 GBP

Buy

700

20.06500 GBP

Buy

2296

20.07500 GBP

Buy

1670

20.08000 GBP

Buy

447

20.09000 GBP

Buy

1400

20.09500 GBP

Buy

52

20.10000 GBP

Buy

1034

20.10500 GBP

Buy

500

20.11000 GBP

Buy

1731

20.11500 GBP

Buy

8296

20.12000 GBP

Buy

1404

20.12500 GBP

Buy

500

20.13000 GBP

Buy

169

20.15000 GBP

Buy

2833

20.15500 GBP

Buy

2395

20.16000 GBP

Buy

2567

20.17500 GBP

Buy

4224

20.18000 GBP

Buy

185

20.18500 GBP

Buy

814

20.19000 GBP

Buy

5138

20.19500 GBP

Buy

2063

20.20000 GBP

Buy

1000

20.20500 GBP

Buy

6147

20.21000 GBP

Buy

2758

20.21500 GBP

Buy

435

20.22500 GBP

Buy

300

20.23000 GBP

Buy

1189

20.25500 GBP

Buy

1831

20.26000 GBP

Buy

2827

20.26500 GBP

Buy

1466

20.27000 GBP

Buy

2000

20.27500 GBP

Buy

1003

20.28000 GBP

Buy

247

20.28500 GBP

Buy

851

20.29000 GBP

Buy

887

20.29500 GBP

Buy

4685

20.30000 GBP

Buy

12960

20.30500 GBP

Buy

7417

20.31000 GBP

Buy

8111

20.31500 GBP

Buy

2019

20.32000 GBP

Buy

2250

20.32500 GBP

Buy

2854

20.33000 GBP

Buy

3218

20.33500 GBP

Buy

7778

20.34000 GBP

Buy

6490

20.34500 GBP

Buy

6100

20.35000 GBP

Buy

6418

20.35500 GBP

Buy

2442

20.36000 GBP

Buy

122

20.36500 GBP

Buy

4257

20.37000 GBP

Buy

1832

20.37500 GBP

Buy

5579

20.38000 GBP

Buy

537

20.38500 GBP

Buy

7816

20.39000 GBP

Buy

2966

20.39500 GBP

Buy

3447

20.40000 GBP

Buy

2763

20.40500 GBP

Buy

4629

20.41000 GBP

Buy

6207

20.41500 GBP

Buy

7836

20.42000 GBP

Buy

2268

20.42500 GBP

Buy

10144

20.43000 GBP

Buy

3644

20.43500 GBP

Buy

4624

20.44000 GBP

Buy

5724

20.44500 GBP

Buy

6887

20.45000 GBP

Buy

2003

20.45500 GBP

Buy

3376

20.46000 GBP

Buy

2876

20.46500 GBP

Buy

6363

20.47000 GBP

Buy

6768

20.47500 GBP

Buy

6775

20.48000 GBP

Buy

5872

20.48500 GBP

Buy

4921

20.49000 GBP

Buy

4307

20.49500 GBP

Buy

488

20.50000 GBP

Buy

12034

20.50500 GBP

Buy

8374

20.51000 GBP

Buy

4301

20.51500 GBP

Buy

2511

20.52000 GBP

Buy

5277

20.52500 GBP

Buy

9631

20.53000 GBP

Buy

5272

20.53500 GBP

Buy

2158

20.54000 GBP

Buy

800

20.54500 GBP

Buy

1569

20.55000 GBP

Buy

400

20.55500 GBP

Buy

128

20.56500 GBP

Buy

2878

20.58000 GBP

Buy

2383

20.58500 GBP

Buy

430

20.59000 GBP

Buy

200

20.59500 GBP

Buy

1560

20.60000 GBP

Buy

3239

20.60500 GBP

Buy

968

20.61000 GBP

Buy

800

20.61500 GBP

Buy

350

20.62000 GBP

Buy

300

20.62500 GBP

Buy

1100

20.64000 GBP

Buy

1650

20.65500 GBP

Buy

3469

20.66000 GBP

Buy

2150

20.66500 GBP

Buy

2679

20.67000 GBP

Buy

7579

20.67500 GBP

Buy

300

20.68000 GBP

Buy

1972

20.69000 GBP

Buy

1782

20.70500 GBP

Buy

2276

20.71000 GBP

Buy

286

20.71500 GBP

Buy

964

20.72000 GBP

Buy

5315

20.72500 GBP

Buy

5476

20.73000 GBP

Buy

5292

20.73500 GBP

Buy

2554

20.74000 GBP

Buy

4496

20.74500 GBP

Buy

5274

20.75000 GBP

Buy

1502

20.75500 GBP

Buy

3520

20.76000 GBP

Buy

1894

20.76500 GBP

Buy

2062

20.77000 GBP

Buy

5424

20.77500 GBP

Buy

4957

20.78000 GBP

Buy

2827

20.78500 GBP

Buy

5872

20.79000 GBP

Buy

3008

20.79500 GBP

Buy

1372

20.80000 GBP

Buy

2283

20.80500 GBP

Buy

1924

20.81000 GBP

Buy

4530

20.81500 GBP

Buy

1065

20.82000 GBP

Buy

597

20.82500 GBP

Buy

419

20.84000 GBP

Buy

1253

20.85000 GBP

Buy

428

20.86500 GBP

Buy

948

20.87500 GBP

Buy

672

20.88500 GBP

Buy

1100

20.90000 GBP

Buy

200

20.90500 GBP

Buy

2118

20.92500 GBP

Buy

1278

20.93500 GBP

Buy

500

20.94000 GBP

Buy

4077

20.94500 GBP

Buy

7316

20.95000 GBP

Buy

2331

20.95500 GBP

Buy

4140

20.96000 GBP

Buy

573

20.96500 GBP

Buy

102

20.97000 GBP

Buy

3559

20.97500 GBP

Buy

113

20.98500 GBP

Buy

2093

20.99000 GBP

Buy

2548

20.99500 GBP

Buy

37961

21.00000 GBP

Buy

1900

21.01500 GBP

Buy

266

21.02000 GBP

Buy

594

21.02500 GBP

Buy

5607

21.03000 GBP

Buy

219

21.03500 GBP

Buy

2079

21.04000 GBP

Buy

1011

21.04500 GBP

Buy

737

21.05000 GBP

Buy

1976

21.05500 GBP

Buy

2629

21.06000 GBP

Buy

5582

21.06500 GBP

Buy

3914

21.07000 GBP

Buy

550

21.07500 GBP

Buy

1622

21.08000 GBP

Buy

1302

21.08500 GBP

Buy

2000

21.09000 GBP

Buy

100

21.09500 GBP

Buy

200

21.10000 GBP

Buy

381

21.11000 GBP

Buy

6280

21.12500 GBP

Buy

544

21.14000 GBP

Buy

8072

241.93025 ZAR

Sell

1887

19.70500 GBP

Sell

350

19.71000 GBP

Sell

112

19.72000 GBP

Sell

1500

19.75000 GBP

Sell

300

19.75500 GBP

Sell

1500

19.77000 GBP

Sell

667

19.79500 GBP

Sell

2600

19.80000 GBP

Sell

98

19.82000 GBP

Sell

2275

19.82500 GBP

Sell

1370

19.83000 GBP

Sell

934

19.83500 GBP

Sell

219

19.84000 GBP

Sell

1550

19.84500 GBP

Sell

200

19.85000 GBP

Sell

881

19.85500 GBP

Sell

1075

19.86000 GBP

Sell

202

19.86500 GBP

Sell

344

19.87000 GBP

Sell

2824

19.87500 GBP

Sell

4499

19.88500 GBP

Sell

2600

19.89000 GBP

Sell

1886

19.90000 GBP

Sell

1277

19.90500 GBP

Sell

1152

19.91000 GBP

Sell

3021

19.91500 GBP

Sell

2777

19.92000 GBP

Sell

2565

19.92500 GBP

Sell

2459

19.93000 GBP

Sell

2986

19.94000 GBP

Sell

293

19.94500 GBP

Sell

235

19.95000 GBP

Sell

3529

19.96000 GBP

Sell

6235

19.97000 GBP

Sell

2876

19.97500 GBP

Sell

7830

19.98000 GBP

Sell

5153

19.98500 GBP

Sell

651

20.02500 GBP

Sell

400

20.04000 GBP

Sell

200

20.05000 GBP

Sell

824

20.06000 GBP

Sell

3083

20.06500 GBP

Sell

882

20.07000 GBP

Sell

1583

20.08000 GBP

Sell

7073

20.08500 GBP

Sell

1901

20.09000 GBP

Sell

2027

20.09500 GBP

Sell

6203

20.10000 GBP

Sell

2832

20.10500 GBP

Sell

8834

20.11000 GBP

Sell

213

20.11500 GBP

Sell

2090

20.12000 GBP

Sell

237

20.13000 GBP

Sell

2751

20.14500 GBP

Sell

424

20.15500 GBP

Sell

302

20.16000 GBP

Sell

1008

20.17500 GBP

Sell

1882

20.18000 GBP

Sell

872

20.18500 GBP

Sell

3577

20.19000 GBP

Sell

1500

20.19500 GBP

Sell

7901

20.20000 GBP

Sell

1000

20.20500 GBP

Sell

2611

20.21500 GBP

Sell

743

20.22000 GBP

Sell

1262

20.22500 GBP

Sell

1000

20.23500 GBP

Sell

2020

20.26000 GBP

Sell

1287

20.26500 GBP

Sell

952

20.27000 GBP

Sell

5484

20.28000 GBP

Sell

1265

20.28500 GBP

Sell

6792

20.29000 GBP

Sell

1137

20.29500 GBP

Sell

7057

20.30000 GBP

Sell

5400

20.30500 GBP

Sell

6125

20.31000 GBP

Sell

5379

20.31500 GBP

Sell

1962

20.32000 GBP

Sell

1833

20.32500 GBP

Sell

4219

20.33000 GBP

Sell

3003

20.33500 GBP

Sell

2290

20.34000 GBP

Sell

2267

20.34500 GBP

Sell

3340

20.35000 GBP

Sell

2082

20.35500 GBP

Sell

4889

20.36000 GBP

Sell

3065

20.36500 GBP

Sell

5784

20.37000 GBP

Sell

6994

20.37500 GBP

Sell

4778

20.38000 GBP

Sell

3269

20.38500 GBP

Sell

1179

20.39000 GBP

Sell

1500

20.39500 GBP

Sell

1148

20.40000 GBP

Sell

100

20.40500 GBP

Sell

2226

20.41000 GBP

Sell

5388

20.41500 GBP

Sell

11679

20.42000 GBP

Sell

6964

20.42500 GBP

Sell

6063

20.43000 GBP

Sell

10322

20.43500 GBP

Sell

15280

20.44000 GBP

Sell

1995

20.44500 GBP

Sell

10921

20.45000 GBP

Sell

229

20.45500 GBP

Sell

564

20.46000 GBP

Sell

12207

20.47000 GBP

Sell

1870

20.47500 GBP

Sell

15065

20.48000 GBP

Sell

6043

20.48500 GBP

Sell

6909

20.49000 GBP

Sell

5978

20.49500 GBP

Sell

24630

20.50000 GBP

Sell

1571

20.50500 GBP

Sell

9499

20.51000 GBP

Sell

2041

20.51500 GBP

Sell

2508

20.52000 GBP

Sell

382

20.52500 GBP

Sell

3505

20.53000 GBP

Sell

1347

20.53500 GBP

Sell

1336

20.54000 GBP

Sell

850

20.54500 GBP

Sell

5698

20.55000 GBP

Sell

2216

20.55500 GBP

Sell

780

20.56000 GBP

Sell

200

20.58500 GBP

Sell

730

20.59000 GBP

Sell

520

20.59500 GBP

Sell

300

20.60000 GBP

Sell

961

20.60500 GBP

Sell

1002

20.61000 GBP

Sell

250

20.62000 GBP

Sell

400

20.62500 GBP

Sell

900

20.63000 GBP

Sell

1782

20.64500 GBP

Sell

7989

20.65000 GBP

Sell

3619

20.66000 GBP

Sell

1214

20.66500 GBP

Sell

5217

20.67500 GBP

Sell

1585

20.68500 GBP

Sell

408

20.70000 GBP

Sell

1875

20.71500 GBP

Sell

1590

20.72500 GBP

Sell

1219

20.73000 GBP

Sell

2338

20.73500 GBP

Sell

4931

20.74000 GBP

Sell

2682

20.75000 GBP

Sell

6939

20.75500 GBP

Sell

1676

20.76000 GBP

Sell

2068

20.76500 GBP

Sell

3438

20.77000 GBP

Sell

8408

20.77500 GBP

Sell

12194

20.78000 GBP

Sell

5737

20.78500 GBP

Sell

3681

20.79000 GBP

Sell

3070

20.79500 GBP

Sell

13408

20.80000 GBP

Sell

1287

20.80500 GBP

Sell

8093

20.81000 GBP

Sell

5395

20.81500 GBP

Sell

1148

20.82000 GBP

Sell

2189

20.82500 GBP

Sell

6783

20.83000 GBP

Sell

999

20.84500 GBP

Sell

132

20.87000 GBP

Sell

6790

20.88000 GBP

Sell

300

20.91000 GBP

Sell

1924

20.93000 GBP

Sell

6574

20.94000 GBP

Sell

363

20.94500 GBP

Sell

3819

20.95000 GBP

Sell

1107

20.96500 GBP

Sell

450

20.97500 GBP

Sell

2472

20.98000 GBP

Sell

1190

20.99000 GBP

Sell

20113

21.00000 GBP

Sell

1393

21.00500 GBP

Sell

72

21.01500 GBP

Sell

550

21.03000 GBP

Sell

250

21.03500 GBP

Sell

808

21.04000 GBP

Sell

1984

21.04500 GBP

Sell

10609

21.05000 GBP

Sell

3225

21.05500 GBP

Sell

5014

21.06000 GBP

Sell

5182

21.06500 GBP

Sell

4704

21.07000 GBP

Sell

509

21.07500 GBP

Sell

700

21.08000 GBP

Sell

958

21.08500 GBP

Sell

4409

21.09000 GBP

Sell

1968

21.09500 GBP

Sell

8321

21.10000 GBP

Sell

620

21.10500 GBP

Sell

1484

21.11500 GBP

Sell

1817

21.12500 GBP

Sell

2331

21.13000 GBP

Sell

1077

21.14500 GBP

Sell

2009

21.15000 GBP

Sell

135100

32.50000 USD

TOTAL BUY :

620398

TOTAL SALE :

779346

(b) Derivatives transactions (other than options)

Product name,

e.g. CFD

Long/short(Note 5)

Number of securities(Note 6)

Price per unit(Note 4)

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates(Note 6)

Exercise price

Type,e.g. American, European etc.

Expiry date

Option money paid/received per unit(Note 4)

(ii) Exercising

Product name, e.g. call option

Number of securities

Exercise price per unit(Note 4)

(d) Other dealings (including new securities)(Note 3)

Nature of transaction(Note 7)

Details

Price per unit (if applicable)(Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached?(Note 8) YES/NO

Date of disclosure

07 October 2009

Contact name

Stacy Otieno

Telephone number

+44 (0)20 7568 9289

Name of offeree/offeror with which connected

Anglo American Plc

Nature of connection(Note 9)

Connected Advisor

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMGCBDGCUGGGCR

Related Shares:

Anglo American
FTSE 100 Latest
Value8,328.60
Change52.94