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EPT Disclosure

16th Oct 2008 11:36

RNS Number : 9981F
Citigroup GM Australia Pty Ltd
16 October 2008
 



DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

Citigroup Global Markets Australia Pty Limited

 

Company dealt in

Rio Tinto Ltd

 

Class of relevant security to which the dealings being disclosed relate (Note 1)

 

Ord/Equity

Date of dealing

15 October 2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number (%)

Number (%)

(1) Relevant securities 

699,750   (0.15%)

 124,792 (0.03%)

(2) Derivatives (other than options)

(0.00%)

(0.00%)

(3) Options and agreements to purchase/sell

523,189 (0.11%)

 2,908,773 (0.64%)

Total

1,222,939 (0.26%)

 3,033,565 (0.67%)

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security: 

Long

Short

Convertible 

Number (%)

Number (%)

(1) Relevant securities 

(0.00%)

(0.00%)

(2) Derivatives (other than options)

(0.00%)

(0.00%)

(3) Options and agreements to purchase/sell

(0.00%)

(0.00%)

Total

(0.00%)

(0.00%)

  Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchase

Number of securities

Price per unit (Note 4)

AUD (unless stated)

54311

82.800003

50000

78.599999

16024

82.800003

12819

82.800003

10000

79.300003

8012

82.800003

8012

82.800003

8012

82.800003

2374

78.5

1500

78.309998

1272

78

1272

78

981

78.5

795

79.559998

780

78.300003

773

79.709999

773

79.709999

715

78

523

77.699997

502

78.160004

500

78

495

79.5

495

79.5

492

78.169998

492

78.389999

492

78.440002

492

78.389999

492

79.480003

492

79.519997

492

79.519997

492

79.599999

492

79.279999

467

78.300003

457

78.5

442

79.139999

416

79.419998

415

78.699997

397

79.559998

397

79.559998

380

77.650002

380

77.660004

357

78.150002

328

78.660004

326

77.699997

323

78.639999

318

78.669998

314

78.5

314

79.400002

307

78.300003

298

78.449997

287

79.18

286

78.360001

281

79.57

277

78.449997

275

79.629997

274

78.68

273

78.68

266

78.809998

266

78.809998

266

78.660004

266

78.660004

259

78.080002

259

78.080002

258

78.150002

258

78.760002

255

79.480003

253

78.550003

253

78.739998

241

78.290001

235

79.449997

224

79.07

223

78.169998

216

78.230003

210

77.699997

210

78.790001

210

78.790001

208

78.910004

200

78.589996

194

78.32

186

78.949997

186

78.949997

185

78.300003

185

78.32

180

79.400002

179

78.639999

179

78.639999

169

78.639999

167

79.150002

163

78.519997

161

78.50708

154

78.589996

154

79.449997

151

78.879997

151

78.830002

151

78.800003

148

78

147

79.470001

140

79.449997

138

78.709999

137

79.029999

137

79.029999

137

78.900002

137

78.68

136

78.489998

136

78.489998

136

78.68

131

79.019997

131

79.019997

130

78.739998

127

78.599999

127

78.599999

126

79.480003

122

77.889999

122

78.279999

122

78.279999

122

78.690002

122

78.690002

122

79

120

78.730003

119

79.559998

118

79.480003

117

79.559998

116

78.410004

115

78.440002

115

78.440002

114

78.43

113

78.449997

111

78.120003

111

78.120003

110

78.690002

109

78.32

108

78.230003

107

78.889999

103

78.57

100

78.43

99

78.190002

99

78.739998

99

78.980003

99

78.980003

98

78.860001

93

78.5

92

79.059998

92

78.5

90

78.290001

86

78.43

86

78.900002

86

78.900002

86

79.25

86

79.209999

85

78.32

84

78.230003

83

78.830002

83

78.830002

79

78.940002

79

78.940002

79

79.230003

78

78.599999

78

78.970001

78

79.209999

78

79.199997

78

79.230003

76

78.769997

76

78.489998

76

78.489998

75

78.910004

75

78.809998

75

78.290001

74

79.470001

73

79.010002

73

79.010002

73

79.470001

73

79.199997

72

79.080002

72

79.279999

72

79.419998

72

79.339996

72

79.389999

71

78.809998

71

78.760002

71

78.760002

70

78

68

78.870003

68

78.699997

68

78.699997

68

79.050003

67

78.900002

67

78.519997

66

79.07

65

78.82

65

78.82

64

78.910004

64

78.910004

64

79.480003

64

79.480003

64

79.480003

64

79.25

63

78.379997

63

79.480003

63

79.480003

63

79.480003

63

78.169998

63

78.169998

62

78.949997

62

78.949997

61

79.629997

59

78.800003

59

78.800003

59

78.879997

59

78.879997

59

78.489998

59

78.870003

57

78.339996

55

79.059998

55

78.610001

54

78.82

54

78.82

54

78.169998

53

78.589996

53

79.470001

53

79.470001

53

78.599999

52

79.389999

52

78.339996

51

78.839996

51

78.800003

51

79.440002

50

79.150002

49

78.919998

49

78.919998

48

79.050003

47

78.75

47

78.75

47

78.949997

47

78.949997

47

79.25

47

79.199997

46

78

46

79.580002

46

79.580002

46

78.93

44

78.620003

44

79.239998

43

78.309998

43

79.220001

43

79.209999

43

79.239998

43

78.169998

42

78.830002

42

78.830002

42

78.910004

42

79.080002

42

79.480003

41

78.879997

41

78.970001

41

78.970001

41

78.910004

41

78.910004

41

78.910004

41

79.480003

41

79.199997

40

79.400002

39

79.290001

39

78.290001

38

78.959999

38

79.059998

37

78.980003

37

78.980003

36

78.660004

36

78.660004

36

78.489998

36

78.489998

36

79.080002

36

79.059998

35

78.449997

34

78.910004

34

78.519997

34

78.519997

34

78.5

34

78.730003

34

78.830002

33

79.150002

33

78.75

33

78.730003

32

79.150002

32

79.150002

32

79.150002

32

78.300003

32

78.57

31

78.370003

31

79.019997

31

78.510002

31

78.300003

30

78.370003

30

78.82

30

78.910004

29

79.139999

29

78.489998

29

79.449997

28

78.449997

28

79.559998

28

79.010002

28

78.379997

28

78.599999

28

78.980003

28

78.940002

28

79.480003

28

78.610001

27

78.300003

27

78.620003

27

79.559998

27

79.559998

27

78.699997

27

79.349999

27

78.510002

26

79.529999

26

79.529999

26

78.699997

26

78.699997

25

79.529999

25

79.139999

25

79.150002

25

79.150002

25

79.150002

25

78.769997

25

78.769997

25

78.769997

24

78.660004

24

79.019997

23

77.699997

23

79.629997

23

79.650002

23

79.230003

23

78.660004

23

78.660004

23

78.660004

22

79.650002

22

79.650002

22

79.650002

22

79.150002

22

79.230003

22

78.669998

22

78.669998

22

78.75

22

78.75

22

78.230003

21

78.599999

21

78.669998

21

78.75

21

78.75

21

78.68

21

78.68

21

78.730003

20

77.849999

20

79.220001

20

78.68

20

78.68

20

78.300003

19

78.360001

19

78.360001

19

78.360001

19

79.709999

19

79.709999

19

79.230003

19

79.230003

19

78.730003

19

78.559998

19

78.559998

19

78.559998

19

78.559998

19

78.18

18

78.279999

18

78.360001

18

78.360001

18

79.709999

18

78.370003

18

78.830002

18

78.830002

18

78.830002

18

78.989998

18

78.989998

18

78.989998

18

78.989998

18

78.959999

18

78.809998

18

78.809998

18

78.43

18

78.559998

17

79.529999

17

79.709999

17

78.761177

17

78.830002

17

78.830002

17

78.910004

17

78.910004

17

78.910004

17

78.989998

17

78.959999

17

78.959999

17

78.959999

17

78.959999

17

78.300003

16

78.610001

16

79.150002

16

79.150002

16

79.150002

16

78.82

16

78.68

16

78.540001

16

78.510002

16

78.669998

16

78.910004

16

78.910004

15

79.559998

15

79.150002

15

79.150002

15

79.150002

15

79.150002

15

79.150002

15

79.150002

15

79.150002

15

78.82

15

78.82

15

78.82

15

78.82

15

78.82

15

78.760002

15

78.760002

15

78.760002

15

78.760002

15

78.760002

15

78.5

15

78.739998

15

78.739998

15

78.739998

15

78.739998

15

78.739998

14

79.150002

14

78.760002

13

79.57

13

79.57

13

78.769997

13

78.440002

13

78.440002

13

78.440002

13

78.440002

13

78.440002

13

78.440002

13

78.440002

13

78.730003

13

78.910004

13

78.290001

12

79.150002

12

78.440002

12

78.440002

12

78.510002

12

78.510002

12

78.300003

11

77.699997

11

79.449997

10

79.709999

10

78.599999

10

78.599999

10

78.599999

10

78.599999

10

78.599999

10

78.599999

10

78.599999

10

78.599999

10

78.599999

10

78.730003

10

78.610001

10

78.18

9

78

9

78

9

79.639999

9

78.18

8

79.709999

8

78.669998

8

79.470001

8

79.470001

7

78.949997

7

78.949997

7

79.019997

7

79.480003

7

78.510002

6

79.57

6

79.57

6

78.370003

6

78.370003

6

78.699997

6

78.959999

5

79.519997

5

79.519997

5

79.5

5

79.5

5

78.769997

5

78.690002

5

78.910004

5

78.699997

5

78.699997

5

78.949997

5

78.290001

4

78.010002

4

78.360001

4

79.519997

4

79.620003

4

79.620003

4

79.5

4

78.769997

4

78.769997

4

78.660004

4

78.660004

4

78.68

4

78.690002

4

78.690002

4

78.760002

4

78.68

4

78.68

4

78.989998

4

78.989998

4

78.699997

3

78.010002

3

78.010002

3

78.010002

3

78.010002

3

78.010002

3

79.620003

3

79.620003

3

79.709999

3

79.709999

3

79.709999

3

79.709999

3

79.150002

3

79.150002

3

79.150002

3

79.150002

3

79.150002

3

79.150002

3

78.660004

3

78.660004

3

78.68

3

78.68

3

78.68

3

78.760002

3

78.760002

3

78.760002

3

78.68

3

78.68

3

78.68

3

78.830002

3

78.830002

3

78.830002

3

78.919998

3

78.989998

3

78.989998

3

78.959999

3

78.959999

3

78.699997

3

78.699997

3

78.730003

3

78.809998

3

78.809998

3

78.809998

3

78.809998

3

78.809998

3

78.809998

3

78.949997

3

78.169998

2

77.699997

2

79.709999

2

79.230003

2

79.230003

2

79.230003

2

79.230003

2

79.239998

2

79.239998

2

79.239998

2

79.239998

2

79.239998

2

79.239998

2

79.150002

2

79.150002

2

79.150002

2

79.150002

2

78.370003

2

78.699997

2

78.839996

2

78.830002

2

78.830002

2

78.919998

2

78.919998

2

78.919998

2

78.919998

2

78.919998

2

78.910004

2

78.959999

2

78.959999

2

78.959999

2

78.959999

2

78.699997

2

78.730003

2

78.730003

2

78.730003

2

78.730003

2

78.949997

2

78.510002

2

78.169998

2

78.230003

2

78.290001

1

78.379997

1

78.300003

1

77.620003

1

78.610001

1

78.620003

1

78.589996

1

78.580002

1

78.57

1

78.440002

1

78.400002

1

78.389999

1

78.389999

1

78.379997

1

78.150002

1

78.150002

1

77.889999

1

77.879997

1

77.849999

1

77.639999

1

77.900002

1

77.900002

1

78.150002

1

78.150002

1

78.010002

1

78.290001

1

78.279999

1

78.279999

1

78.269997

1

78.279999

1

78.279999

1

78.510002

1

78.510002

1

78.550003

1

78.620003

1

78.629997

1

78.629997

1

78.629997

1

78.629997

1

78.629997

1

78.620003

1

78.620003

1

78.620003

1

78.620003

1

78.620003

1

78.620003

1

78.620003

1

78.620003

1

78.620003

1

78.620003

1

78.620003

1

78.620003

1

78.620003

1

78.57

1

78.540001

1

78.540001

1

78.550003

1

78.529999

1

78.519997

1

78.540001

1

78.550003

1

78.550003

1

78.440002

1

78.43

1

78.419998

1

78.419998

1

78.389999

1

78.379997

1

78.379997

1

78.389999

1

78.370003

1

78.639999

1

78.669998

1

78.690002

1

78.690002

1

78.75

1

78.800003

1

78.800003

1

78.940002

1

78.949997

1

79.190002

1

79.18

1

79.18

1

79.18

1

79.18

1

79

1

79

1

79

1

79

1

79

1

78.989998

1

78.959999

1

79.169998

1

79.169998

1

79.080002

1

79.089996

1

79.449997

1

79.449997

1

79.449997

1

79.449997

1

79.449997

1

79.449997

1

79.449997

1

79.449997

1

79.540001

1

79.529999

1

79.419998

1

79.559998

1

79.480003

1

79.480003

1

79.470001

1

79.480003

1

79.470001

1

79.419998

1

79.709999

1

79.650002

1

79.650002

1

79.650002

1

79.650002

1

79.650002

1

79.650002

1

79.68

1

79.669998

1

79.669998

1

79.669998

1

79.669998

1

79.669998

1

79.650002

1

79.589996

1

79.580002

1

79.57

1

79.559998

1

79.550003

1

79.540001

1

79.529999

1

79.529999

1

79.519997

1

79.519997

1

79.580002

1

79.580002

1

79.57

1

79.57

1

79.550003

1

79.540001

1

79.529999

1

79.519997

1

79.519997

1

79.519997

1

79.510002

1

79.529999

1

79.529999

1

79.529999

1

79.639999

1

79.639999

1

79.650002

1

79.650002

1

79.650002

1

79.650002

1

79.639999

1

79.580002

1

79.580002

1

79.580002

1

79.589996

1

79.589996

1

79.650002

1

79.650002

1

79.639999

1

79.650002

1

79.650002

1

79.650002

1

79.589996

1

79.589996

1

79.57

1

79.57

1

79.559998

1

79.57

1

79.580002

1

79.580002

1

79.32

1

79.32

1

79.32

1

79.32

1

79.309998

1

79.309998

1

79.32

1

79.309998

1

79.300003

1

79.25

1

79.239998

1

79.239998

1

79.230003

1

79.230003

1

79.230003

1

79.220001

1

79.230003

1

79.220001

1

79.230003

1

79.230003

1

79.230003

1

79.239998

1

79.239998

1

79.239998

1

79.239998

1

79.239998

1

79.150002

1

79.150002

1

79.169998

1

79.169998

1

79.169998

1

79.169998

1

79.160004

1

79.150002

1

79.150002

1

79.150002

1

79.150002

1

79.150002

1

79.160004

1

79.580002

1

79.57

1

79.57

1

79.559998

1

79.559998

1

79.559998

1

79.555

1

79.555

1

79.559998

1

79.559998

1

79.470001

1

79.470001

1

79.470001

1

79.459999

1

79.459999

1

79.5

1

79.5

1

79.510002

1

79.199997

1

79.199997

1

79.209999

1

79.209999

1

79.220001

1

79.220001

1

79.220001

1

79.220001

1

79.230003

1

79.230003

1

79.230003

1

79.230003

1

79.230003

1

79.230003

1

79.230003

1

79.230003

1

79.050003

1

79.050003

1

79.050003

1

79.089996

1

79.089996

1

79.089996

1

79.089996

1

79.07

1

79.07

1

79.07

1

79.07

1

79.059998

1

79.029999

1

79.019997

1

79.029999

1

79.029999

1

79.029999

1

78.910004

1

78.910004

1

78.910004

1

78.910004

1

78.900002

1

78.889999

1

78.889999

1

78.82

1

78.82

1

78.800003

1

78.800003

1

78.790001

1

78.769997

1

78.769997

1

78.970001

1

78.940002

1

78.800003

1

78.800003

1

78.800003

1

78.800003

1

78.800003

1

78.800003

1

78.800003

1

78.809998

1

78.800003

1

78.790001

1

78.779999

1

78.760002

1

78.75

1

78.75

1

78.75

1

78.739998

1

78.739998

1

78.730003

1

78.68

1

78.669998

1

78.669998

1

78.669998

1

78.660004

1

78.660004

1

78.650002

1

78.540001

1

78.529999

1

78.519997

1

78.519997

1

78.519997

1

78.519997

1

78.440002

1

78.43

1

78.419998

1

78.410004

1

78.410004

1

78.410004

1

78.389999

1

78.370003

1

78.360001

1

78.370003

1

78.360001

1

78.360001

1

78.400002

1

78.400002

1

78.400002

1

78.400002

1

78.400002

1

78.400002

1

78.580002

1

78.57

1

78.660004

1

78.660004

1

78.669998

1

78.669998

1

78.599999

1

78.599999

1

78.75

1

78.760002

1

78.760002

1

78.739998

1

78.699997

1

78.660004

1

78.669998

1

78.660004

1

78.660004

1

78.639999

1

78.629997

1

78.629997

1

78.699997

1

78.699997

1

78.739998

1

78.790001

1

78.790001

1

78.75

1

78.669998

1

78.669998

1

78.910004

1

78.910004

1

78.910004

1

78.839996

1

78.800003

1

78.830002

1

78.830002

1

78.910004

1

78.910004

1

78.940002

1

78.940002

1

78.93

1

78.989998

1

78.989998

1

78.989998

1

79

1

78.970001

1

78.959999

1

78.959999

1

78.949997

1

78.949997

1

78.900002

1

78.699997

1

78.529999

1

78.529999

1

78.529999

1

78.540001

1

78.82

1

78.82

1

78.68

1

78.68

1

78.669998

1

78.660004

1

78.639999

1

78.639999

1

78.699997

1

78.699997

1

78.699997

1

78.709999

1

78.709999

1

78.709999

1

78.709999

1

78.709999

1

78.709999

1

78.730003

1

78.730003

1

78.889999

1

78.879997

1

78.879997

1

78.889999

1

78.889999

1

78.900002

1

78.900002

1

78.900002

1

78.910004

1

78.910004

1

78.910004

1

78.910004

1

78.910004

1

78.970001

1

78.949997

1

78.949997

1

78.949997

1

79.050003

1

79.050003

1

79.449997

1

79.449997

1

79.449997

1

79.449997

1

79.449997

1

79.449997

1

79.449997

1

79.480003

1

79.470001

1

79.470001

1

79.440002

1

79.440002

1

79.209999

1

79.220001

1

79.209999

1

79.199997

1

79

1

78.949997

1

78.959999

1

78.949997

1

78.940002

1

78.93

1

78.809998

1

78.57

1

78.559998

1

78.300003

1

78.300003

1

78.290001

1

78.32

1

78.32

1

78.410004

1

78.410004

1

78.410004

1

78.410004

1

78.410004

1

78.410004

1

78.410004

1

78.459999

1

78.559998

1

78.169998

1

78.18

1

78.25

1

77.720001

1

77.720001

1

78.300003

1

78.43

1

78.43

1

78.459999

1

78.459999

1

78.459999

1

78.440002

Total

220,167

 

Sales

Number of securities

Price per unit (Note 4)

AUD (unless stated)

-1

78.379997

-1

78.300003

-1

77.620003

-1

78.599999

-1

78.519997

-1

78.5

-1

78.5

-1

78.5

-1

78.379997

-1

78.279999

-1

78.279999

-1

78.279999

-1

78.300003

-1

78.120003

-1

78.120003

-1

77.809998

-1

77.610001

-1

77.620003

-1

77.550003

-1

77.699997

-1

77.699997

-1

78.080002

-1

78.080002

-1

78.010002

-1

78.300003

-1

78.32

-1

78.099999

-1

78.099999

-1

78.099999

-1

78.099999

-1

78.470001

-1

78.510002

-1

78.529999

-1

78.589996

-1

78.589996

-1

78.599999

-1

78.599999

-1

78.599999

-1

78.599999

-1

78.599999

-1

78.599999

-1

78.599999

-1

78.599999

-1

78.599999

-1

78.599999

-1

78.599999

-1

78.599999

-1

78.599999

-1

78.610001

-1

78.620003

-1

78.620003

-1

78.620003

-1

78.580002

-1

78.519997

-1

78.519997

-1

78.519997

-1

78.519997

-1

78.519997

-1

78.519997

-1

78.529999

-1

78.540001

-1

78.419998

-1

78.419998

-1

78.349999

-1

78.349999

-1

78.349999

-1

78.349999

-1

78.349999

-1

78.349999

-1

78.349999

-1

78.650002

-1

78.660004

-1

78.660004

-1

78.660004

-1

78.669998

-1

78.709999

-1

78.809998

-1

78.75

-1

78.849999

-1

78.849999

-1

78.849999

-1

78.860001

-1

78.870003

-1

78.75

-1

78.910004

-1

79.010002

-1

78.910004

-1

78.919998

-1

79.010002

-1

78.959999

-1

78.949997

-1

78.970001

-1

79

-1

79.089996

-1

79.080002

-1

79.059998

-1

79.059998

-1

79.059998

-1

79.129997

-1

79.129997

-1

79.129997

-1

79.129997

-1

79.129997

-1

79.129997

-1

79.129997

-1

79.129997

-1

79.43

-1

79.110001

-1

79.110001

-1

79.43

-1

79.43

-1

79.489998

-1

79.489998

-1

79.5

-1

79.5

-1

79.510002

-1

79.510002

-1

79.589996

-1

79.5

-1

79.510002

-1

79.510002

-1

79.510002

-1

79.610001

-1

79.669998

-1

79.599999

-1

79.68

-1

79.519997

-1

79.519997

-1

79.580002

-1

79.519997

-1

79.519997

-1

79.519997

-1

79.580002

-1

79.519997

-1

79.519997

-1

79.519997

-1

79.519997

-1

79.519997

-1

79.519997

-1

79.519997

-1

79.559998

-1

79.559998

-1

79.519997

-1

79.519997

-1

79.5

-1

79.5

-1

79.529999

-1

79.620003

-1

79.629997

-1

79.629997

-1

79.639999

-1

79.620003

-1

79.580002

-1

79.580002

-1

79.580002

-1

79.589996

-1

79.580002

-1

79.650002

-1

79.650002

-1

79.650002

-1

79.639999

-1

79.580002

-1

79.580002

-1

79.57

-1

79.580002

-1

79.57

-1

79.57

-1

79.57

-1

79.57

-1

79.230003

-1

79.230003

-1

79.230003

-1

79.230003

-1

79.230003

-1

79.230003

-1

79.230003

-1

79.230003

-1

79.230003

-1

79.230003

-1

79.230003

-1

79.230003

-1

79.230003

-1

79.230003

-1

79.230003

-1

79.230003

-1

79.230003

-1

79.230003

-1

79.150002

-1

79.150002

-1

79.160004

-1

79.160004

-1

79.139999

-1

79.110001

-1

79.150002

-1

79.150002

-1

79.150002

-1

79.559998

-1

79.550003

-1

79.550003

-1

79.550003

-1

79.550003

-1

79.550003

-1

79.550003

-1

79.550003

-1

79.550003

-1

79.550003

-1

79.470001

-1

79.400002

-1

79.480003

-1

79.5

-1

79.5

-1

79.5

-1

79.5

-1

79.5

-1

79.150002

-1

79.150002

-1

79.190002

-1

79.190002

-1

79.190002

-1

79.190002

-1

79.220001

-1

79.230003

-1

79.059998

-1

79.059998

-1

79.059998

-1

79.080002

-1

79.080002

-1

79.059998

-1

79.059998

-1

79.050003

-1

79.059998

-1

79.07

-1

79.07

-1

79.019997

-1

79.019997

-1

79.019997

-1

79.019997

-1

78.889999

-1

78.900002

-1

78.879997

-1

78.879997

-1

78.849999

-1

78.839996

-1

78.800003

-1

78.800003

-1

78.790001

-1

78.790001

-1

78.790001

-1

78.82

-1

78.82

-1

78.910004

-1

78.82

-1

78.82

-1

78.860001

-1

78.860001

-1

78.860001

-1

78.949997

-1

78.790001

-1

78.82

-1

78.800003

-1

78.760002

-1

78.639999

-1

78.639999

-1

78.639999

-1

78.629997

-1

78.629997

-1

78.5

-1

78.5

-1

78.5

-1

78.550003

-1

78.550003

-1

78.510002

-1

78.510002

-1

78.510002

-1

78.510002

-1

78.510002

-1

78.510002

-1

78.510002

-1

78.510002

-1

78.519997

-1

78.510002

-1

78.510002

-1

78.349999

-1

78.349999

-1

78.349999

-1

78.349999

-1

78.349999

-1

78.360001

-1

78.360001

-1

78.360001

-1

78.360001

-1

78.360001

-1

78.360001

-1

78.360001

-1

78.370003

-1

78.370003

-1

78.379997

-1

78.389999

-1

78.389999

-1

78.389999

-1

78.449997

-1

78.510002

-1

78.660004

-1

78.660004

-1

78.610001

-1

78.589996

-1

78.760002

-1

78.75

-1

78.769997

-1

78.730003

-1

78.639999

-1

78.669998

-1

78.650002

-1

78.650002

-1

78.650002

-1

78.629997

-1

78.620003

-1

78.620003

-1

78.75

-1

78.779999

-1

78.739998

-1

78.739998

-1

78.68

-1

78.709999

-1

78.910004

-1

78.769997

-1

78.769997

-1

78.919998

-1

78.93

-1

78.93

-1

78.93

-1

78.989998

-1

78.949997

-1

78.949997

-1

78.959999

-1

78.800003

-1

78.699997

-1

78.650002

-1

78.529999

-1

78.529999

-1

78.540001

-1

78.529999

-1

78.510002

-1

78.510002

-1

78.639999

-1

78.639999

-1

78.639999

-1

78.639999

-1

78.699997

-1

78.709999

-1

78.720001

-1

78.699997

-1

78.709999

-1

78.699997

-1

78.75

-1

78.75

-1

78.75

-1

78.809998

-1

78.82

-1

78.830002

-1

78.830002

-1

78.839996

-1

78.82

-1

78.870003

-1

78.870003

-1

78.870003

-1

78.879997

-1

78.970001

-1

78.940002

-1

79.050003

-1

79.050003

-1

79.419998

-1

79.43

-1

79.43

-1

79.43

-1

79.43

-1

79.440002

-1

79.440002

-1

79.470001

-1

79.389999

-1

79.389999

-1

79.220001

-1

79.209999

-1

79.209999

-1

79.190002

-1

78.800003

-1

78.800003

-1

78.800003

-1

78.800003

-1

78.800003

-1

78.800003

-1

78.75

-1

78.5

-1

78.410004

-1

78.300003

-1

78.330002

-1

78.330002

-1

78.330002

-1

78.339996

-1

78.349999

-1

78.400002

-1

78.400002

-1

78.400002

-1

78.400002

-1

78.419998

-1

78.559998

-1

78.169998

-1

78.230003

-1

77.720001

-1

77.720001

-1

78.300003

-1

78.32

-1

78.32

-1

78.339996

-1

78.410004

-1

78.449997

-1

78.410004

-2

79.519997

-2

79.529999

-2

79.639999

-2

79.630966

-2

79.580002

-2

79.650002

-2

79.239998

-2

79.239998

-2

79.150002

-2

79.150002

-2

79.5

-2

79.5

-2

79.199997

-2

79.230003

-2

79.050003

-2

78.769997

-2

78.660004

-2

78.699997

-2

78.669998

-2

78.830002

-2

78.910004

-2

78.910004

-2

78.989998

-2

78.949997

-2

78.5

-2

78.639999

-2

78.699997

-2

78.709999

-2

78.730003

-2

78.949997

-2

79.050003

-2

79.279999

-2

79.389999

-2

79.470001

-2

79.199997

-2

78.650002

-2

78.32

-2

78.43

-3

79.57

-3

79.57

-3

79.25

-3

78.169998

-3

78.169998

-4

79.230003

-5

77.57

-5

78.949997

-5

78.949997

-6

79.57

-6

79.57

-7

78

-7

78

-7

79.57

-8

79.150002

-8

78.510002

-8

78.699997

-9

78

-10

77.809998

-10

79.150002

-10

79.220001

-10

79.220001

-10

78.730003

-11

78.050003

-11

79.230003

-11

78.730003

-11

79.419998

-12

78.980003

-12

78.699997

-13

78.599999

-13

79.57

-13

79.239998

-13

79.059998

-13

78.769997

-13

78.68

-13

78.690002

-13

78.760002

-13

78.68

-13

78.830002

-13

78.919998

-13

78.5

-13

79.339996

-14

79.519997

-14

79.620003

-14

79.580002

-14

79.709999

-14

79.150002

-14

79.5

-14

79.5

-14

78.660004

-14

78.989998

-14

78.959999

-14

78.489998

-14

78.699997

-14

78.949997

-15

79.580002

-15

79.580002

-15

78.75

-15

78.489998

-15

79.07

-15

79.050003

-15

78.57

-15

78.269997

-16

79.580002

-16

78.849999

-16

78.510002

-16

78.510002

-16

78.510002

-16

78.75

-16

78.75

-16

78.510002

-16

79.080002

-16

79.279999

-16

79.419998

-16

79.339996

-16

79.389999

-16

79.470001

-16

79.199997

-16

78.43

-17

79.5

-17

78.629997

-17

78.519997

-17

78.519997

-17

78.57

-17

78.449997

-18

78.300003

-18

78.660004

-18

78.660004

-18

78.489998

-18

78.489998

-18

78.809998

-18

78.809998

-18

79.209999

-18

79.199997

-18

79.230003

-18

79.230003

-18

78.449997

-19

78.010002

-19

79.25

-19

79.209999

-19

78.18

-19

78.18

-19

78.410004

-20

78.330002

-20

78

-20

77.610001

-20

78.970001

-20

78.900002

-21

78.830002

-21

78.830002

-21

78.970001

-21

78.410004

-22

77.610001

-23

78.739998

-23

78.760002

-23

78.400002

-24

79.019997

-24

78.800003

-24

78.760002

-24

78.760002

-24

78.919998

-25

78.620003

-25

78

-25

78

-25

77.800003

-25

78.769997

-25

78.980003

-25

78.919998

-26

78.769997

-26

78.830002

-26

78.489998

-27

78.300003

-27

78.82

-27

78.82

-27

79.349999

-27

78.650002

-28

79.050003

-28

78.449997

-28

78.830002

-28

78.900002

-28

78.989998

-28

78.940002

-29

79.160004

-29

78.800003

-29

78.830002

-29

78.879997

-29

78.900002

-29

78.900002

-29

79.419998

-30

78.290001

-30

78

-30

78

-30

78.239998

-30

78.800003

-30

78.879997

-31

78.660004

-31

78.949997

-31

78.949997

-31

79.019997

-31

79.019997

-31

78.510002

-31

78.510002

-32

78.82

-32

78.910004

-32

78.910004

-33

78.82

-34

78.93

-34

78.699997

-34

78.699997

-34

78.519997

-34

78.5

-35

78.5

-36

79.010002

-36

78.660004

-36

78.489998

-36

79.080002

-36

79.059998

-37

78.120003

-37

78.120003

-37

78.120003

-37

79.010002

-37

78.980003

-37

78.279999

-38

78

-38

78.970001

-38

79.059998

-39

79.019997

-39

78.940002

-39

78.900002

-39

79.290001

-39

78.449997

-40

78.050003

-40

78

-40

78.940002

-40

79.400002

-41

78.239998

-41

78.900002

-41

78.970001

-41

79.199997

-42

78.620003

-42

78.290001

-42

79.059998

-42

78.830002

-42

78.510002

-42

79.080002

-43

78.629997

-43

78.449997

-43

78.660004

-43

79.339996

-43

79.220001

-43

79.209999

-43

79.239998

-44

78.620003

-44

78.519997

-44

79.239998

-45

78.940002

-46

79.580002

-46

78.809998

-46

79.050003

-47

78.080002

-47

78.75

-47

79.25

-47

79.220001

-49

78.980003

-49

78.919998

-49

78.489998

-50

78

-50

78

-50

78

-50

78.279999

-50

79.160004

-50

79.150002

-50

79.150002

-50

79.559998

-50

78.980003

-50

78.489998

-50

79.389999

-51

78.870003

-51

79.07

-51

79.440002

-52

78.400002

-53

78.599999

-53

79.019997

-53

79.050003

-54

78.82

-54

79.279999

-55

79.199997

-56

79.080002

-56

79.419998

-56

79.389999

-57

78.269997

-59

78.800003

-59

78.510002

-59

78.639999

-59

78.879997

-59

78.489998

-59

78.699997

-60

77.629997

-60

78.639999

-60

78.639999

-60

79.209999

-60

79.199997

-60

79.230003

-61

78.690002

-61

78.690002

-61

79.230003

-61

79.25

-62

79.449997

-62

78.949997

-63

78.379997

-64

78.910004

-64

78.410004

-65

78.82

-66

78.599999

-66

78.239998

-66

78.699997

-67

78.519997

-67

79.25

-67

79.209999

-68

79.029999

-68

78.879997

-68

78.699997

-69

79.029999

-71

78.790001

-71

78.760002

-72

78.279999

-72

79.580002

-73

79.150002

-73

79.010002

-75

78.879997

-75

78.949997

-75

78.739998

-75

78.989998

-76

78.769997

-76

78.489998

-77

78.599999

-78

79.5

-78

78.949997

-79

78.940002

-83

79.230003

-83

78.830002

-84

78.510002

-86

78.75

-86

78.68

-86

78.900002

-87

78.699997

-87

78.489998

-88

78.769997

-88

78.830002

-88

78.910004

-89

79.650002

-89

78.760002

-89

78.669998

-90

78.599999

-90

78.599999

-90

78.989998

-90

78.330002

-91

79.630966

-91

79.709999

-91

78.82

-92

78.959999

-93

79.150002

-93

79.449997

-93

78.370003

-93

78.660004

-93

78.610001

-94

79.529999

-94

79.5

-94

78.949997

-94

78.559998

-96

78.790001

-97

78.360001

-97

79.559998

-97

78.699997

-98

78.900002

-99

78.190002

-99

78.739998

-99

78.980003

-100

78

-100

78

-100

78

-100

78

-102

78.510002

-103

78.580002

-105

78.410004

-106

78.080002

-106

78.080002

-106

79.470001

-107

79.019997

-107

78.739998

-107

78.699997

-110

78.809998

-110

78.809998

-111

78.239998

-111

78.120003

-111

78.949997

-112

78.300003

-113

78.610001

-114

78

-114

78.790001

-115

78.440002

-115

78.440002

-116

78.300003

-118

79.480003

-118

79.480003

-120

79.5

-120

78.730003

-120

78.730003

-121

79.089996

-121

78.839996

-122

78.279999

-122

78.690002

-123

78.779999

-125

78

-125

79.279999

-126

79.480003

-126

79.480003

-127

78.800003

-127

78.599999

-127

78.599999

-130

79.220001

-130

78.739998

-131

79.019997

-136

78.489998

-137

79.029999

-138

78.690002

-140

79.449997

-146

79.5

-146

78.449997

-147

79.470001

-147

79.470001

-148

78.269997

-151

78.900002

-151

78.790001

-154

79.449997

-155

78.699997

-157

78.709999

-163

78.519997

-164

78.419998

-166

78.410004

-167

79.150002

-167

79.150002

-173

79.559998

-174

79.559998

-179

78.639999

-184

79.150002

-185

78

-186

78.949997

-189

78.75

-192

78.660004

-193

79.580002

-194

78.32

-194

78.32

-200

78.050003

-200

78

-203

78.620003

-208

78.599999

-208

78.910004

-208

78.910004

-210

78.790001

-210

77.730003

-210

77.699997

-210

77.800003

-211

79.709999

-216

78.230003

-216

78.230003

-218

78.599999

-221

78.300003

-223

78.169998

-223

78.169998

-226

78.309998

-235

79.449997

-236

79.589996

-239

79.519997

-247

78.309998

-248

78.239998

-249

79.150002

-250

78.040001

-250

78

-253

79.519997

-255

79.480003

-255

79.480003

-259

78.080002

-266

78.809998

-266

78.660004

-273

78.68

-273

78.68

-274

78.309998

-275

79.639999

-281

79.709999

-281

79.709999

-282

78.239998

-287

79.199997

-290

79.5

-297

78

-300

78.290001

-300

78.449997

-300

78.360001

-328

78.709999

-352

78.330002

-391

78.620003

-397

79.559998

-413

78.239998

-427

78.239998

-437

78.599999

-454

78.599999

-458

78.269997

-467

78.300003

-481

78.834999

-492

78.169998

-492

79.519997

-494

79.449997

-495

79.5

-495

79.5

-500

78

-511

78.239998

-529

78.330002

-559

78.300003

-572

78.620003

-575

78.290001

-600

79.199997

-655

78.239998

-723

78.620003

-773

79.709999

-780

78.300003

-825

78.860001

-862

78

-926

78.239998

-1000

78.029999

-1000

78.010002

-1021

79.260002

-1272

78

-1314

79.449997

-1431

78.239998

-1434

78.290001

-1454

78.699997

-1500

78.309998

-1739

79.5

-2250

78

-2600

79.400002

-3099

78.32

-4892

78.239998

-5000

78.239998

-5012

78.239998

-8012

82.800003

-8569

78.239998

-12916

78.5

-16024

82.800003

-16145

78.5

-25000

115

-54311

82.800003

-64400

79.580002

Total

293,065

(b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

(C = call option;

 P = put option)

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise

Price (AUD) 

Type, e.g. American, European etc.

Expiry 

date

Option money

paid/received per unit (AUD) (Note 4) 

P

Purchasing

-5000

77

A

20081030

3.8

C

Selling

-50

80

E

20090423

16.1

C

Selling

-70

58.592

A

20120628

36.85

C

Selling

-200

80

E

20090423

16.1

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

P

25000

115

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

NONE

Is a Supplemental Form 38.5(b) attached? (Note 8) YES

Date of disclosure

16 October 2008

 

Contact name

Pavla Trskova

 

Telephone number

02890 409544

 

Name of offeree/offeror with which connected

BHP Billiton plc

 

Nature of connection (Note 9)

Corporate Broker/Financial Advisor

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

SUPPLEMENTAL FORM 38.5(b)

DETAILS OF OPEN POSITIONS 

(This form should be attached to Form 38.5(b))

OPEN POSITIONS (Note 1)

Product name,

e.g. call option

Written or purchased

Number of securities to which the option or derivative relates

Exercise price (Note 2)

Type, e.g. American, European etc.

Expiry date

P

purchased

104000

72

A

20081218

P

purchased

90000

37.6132

E

20091001

P

purchased

50979

77.94

E

20100219

P

purchased

40000

38.5842

E

20091201

P

purchased

30588

78.5

E

20110630

P

purchased

20000

43.3704

E

20100628

P

purchased

20000

43.3704

E

20100628

P

purchased

10000

89

E

20100809

P

purchased

6789

77.8

E

20090630

P

purchased

6646

95.75

E

20100629

P

purchased

6646

138.11

E

20120416

P

purchased

6528

77.2

E

20110627

P

purchased

6415

75.22

E

20100524

P

purchased

6415

82.55

E

20100517

P

purchased

6268

95.75

E

20100628

P

purchased

6000

95.7

E

20120905

P

purchased

5810

98.22

E

20120912

P

purchased

5428

78.5

E

20110630

P

purchased

5000

78.5

E

20110630

P

purchased

5000

78.46

A

20090924

P

purchased

5000

110

A

20081218

P

purchased

4886

68.66

A

20090924

P

purchased

4850

75

A

20111222

P

purchased

4420

80

A

20111222

P

purchased

4320

122

A

20081218

P

purchased

3801

72

A

20081218

P

purchased

3388

120

A

20081030

P

purchased

3188

84

A

20081218

P

purchased

2994

121

A

20081127

P

purchased

2862

68

A

20101223

P

purchased

2591

77

A

20081030

C

purchased

2591

78.46

A

20090924

P

purchased

2248

77

A

20111222

C

purchased

2000

138

A

20081030

P

written

1976

74

A

20081218

C

written

1936

116

A

20081030

P

written

1917

84

A

20081030

P

written

1592

85

A

20081030

P

written

1370

82

A

20090326

C

written

1273

105

A

20081030

C

written

1273

110

A

20081030

C

written

1188

94

A

20081030

C

written

1152

90

A

20081030

C

written

1152

85

A

20090326

C

written

1152

86

A

20090326

C

written

1152

98

A

20081030

P

written

1132

50

A

20081218

C

written

1000

104

A

20081030

C

written

1000

82

A

20081127

P

written

873

96

A

20081030

C

written

869

85

A

20111222

C

written

725

122

A

20081218

C

written

561

105

A

20081127

C

written

561

95

A

20090326

P

written

514

141.69

A

20130627

C

written

514

56.89

A

20090924

P

written

464

129.41

A

20121220

P

written

464

128.75

A

20130228

P

written

422

127.31

A

20130228

P

written

422

124.35

A

20130228

P

written

405

143.31

A

20130627

P

written

400

141.79

A

20110630

P

written

392

141.69

A

20110630

P

written

388

139.04

A

20130627

P

written

388

141.75

A

20130627

P

written

365

130

A

20081218

P

written

332

139.59

A

20130627

P

written

332

130.34

A

20121220

P

written

330

128.71

A

20110224

P

written

302

92.66

A

20110728

P

written

302

93.6

A

20110728

C

written

296

65

E

20090326

P

written

290

94.02

A

20110728

P

written

290

131.2

A

20130328

P

written

268

140.36

A

20130627

P

written

266

78.5

E

20110630

P

written

208

78.5

E

20110630

P

written

208

78.5

E

20110630

P

written

203

78.5

E

20110630

P

written

203

98.22

E

20120912

P

written

191

98.22

E

20120912

P

written

191

95.7

E

20120905

P

written

191

95.7

E

20120905

P

written

191

94.08

A

20110728

P

written

177

135.22

A

20110412

C

written

160

65

A

20081127

P

written

159

95.75

E

20100628

P

written

141

95.75

E

20100628

P

written

138

135.38

A

20130725

P

written

117

82.55

E

20100517

P

written

115

82.55

E

20100517

P

written

107

136.18

A

20130627

P

written

99

75.22

E

20100524

P

written

90

75.22

E

20100524

P

written

88

137

A

20130328

P

written

88

77.2

E

20110627

P

written

87

77.2

E

20110627

C

written

81

75

E

20090924

P

written

79

131.14

A

20121011

P

written

78

131.96

A

20130205

P

written

77

98.1

A

20100625

P

written

71

138.11

E

20120416

P

written

-70

138.11

E

20120416

P

written

-70

95.75

E

20100629

P

written

-191

95.75

E

20100629

P

written

-191

77.8

E

20090630

P

written

-203

77.8

E

20090630

P

written

-208

89

E

20100809

P

written

-270

89

E

20100809

P

written

-290

138

A

20130228

C

written

-302

59.227

A

20130627

P

written

-332

89.4361

A

20110207

P

written

-388

137.5

A

20130725

C

written

-391

88

E

20091215

P

written

-422

90

E

20081218

P

written

-464

83.22

A

20111007

P

written

-514

43.3704

E

20100628

P

written

-561

43.3704

E

20100628

P

written

-600

43.3704

E

20100628

P

written

-732

43.3704

E

20100628

P

written

-945

105.3

A

20110523

P

written

-1000

78.5

E

20110630

P

written

-1152

78.5

E

20110630

C

written

-1152

95

A

20081218

P

written

-1273

85.0735

A

20110228

P

written

-1290

153.6

A

20130107

P

written

-1948

99.8

A

20110428

P

written

-2000

174.48

A

20130521

C

written

-2491

66

E

20091215

P

written

-2591

160.932

A

20121128

C

written

-2995

95

E

20090326

P

written

-3640

73.8533

A

20101229

C

written

-5000

85

A

20100623

P

written

-5000

38.5842

E

20091201

P

written

-5000

38.5842

E

20091201

P

written

-5000

119

A

20120711

P

written

-5000

85.04

A

20110328

C

written

-5000

80

E

20090423

P

written

-5000

115.61

A

20120613

P

written

-5000

164.66

A

20121227

C

written

-6415

110

A

20081218

P

written

-6646

96.12

A

20110623

P

written

-8000

99.12

A

20120425

P

written

-9000

88.07

A

20110623

P

written

-10000

109.19

A

20120530

P

written

-10000

97.272

A

20120828

P

written

-11987

92.64

A

20110624

P

written

-12000

119.75

A

20120628

P

written

-12300

88.6

A

20120327

P

written

-15000

77.94

E

20100219

P

written

-20000

77.94

E

20100219

P

written

-24189

116.82

A

20120711

P

written

-33000

37.6132

E

20091001

P

written

-44000

37.6132

E

20091001

P

written

-50000

94.91

A

20110623

C

written

-50000

115

E

20090326

C

written

-55200

64

A

20090619

P

written

-61000

100

E

20081218

P

written

-75000

72

A

20081218

C

written

-75000

58.592

A

20120628

P

written

-87000

56.0324

E

20081103

P

written

-90000

74.25

E

20110727

P

written

-157000

56.1501

A

20101011

C

written

-449640

145

E

20081218

C

written

-468000

135

E

20081218

C

written

-999720

115

E

20081218

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell should also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For details of the Code's dealing disclosure requirements, see Rules 8 and 38.5 and their Notes which can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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