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EPT Disclosure

21st Aug 2008 08:49

RNS Number : 7826B
Macquarie Group Limited
21 August 2008
 



DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

Macquarie Capital Securities (Australia) Limited

 

Company dealt in

Rio Tinto Limited

 

Class of relevant security to which the dealings being disclosed relate (Note 1)

 

Ordinary shares ISIN: AU000000RIO1

Date of dealing

20 August 2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number (%)

Number (%)

(1) Relevant securities 

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

 0 0

 0 0

 (b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security:

Long

Short

Number (%)

Number (%)

(1) Relevant securities 

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

(a) Purchases and sales

See Annexure A

 (b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise

price 

Type, e.g. American, European etc.

Expiry 

date

Option money

paid/received per unit (Note 4) 

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8) YES/NO

Date of disclosure

21 August 2008

 

Contact name

Johanna Uy

 

Telephone number

+44 (0) 2030374339

 

Name of offeree/offeror with which connected

Rio Tinto Plc

 

Nature of connection (Note 9)

Connected principal trader

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

Annexure A

Purchase/sale

Number of securities

Price per security (AUD)

Purchase/sale

Number of securities

Price per security (AUD)

RIO

Purchase

50000

115.9831

RIO

Purchase

200

114.65

RIO

Purchase

233

114.69

RIO

Purchase

200

115

RIO

Purchase

33

115

RIO

Purchase

237

115.11

RIO

Purchase

232

115.12

RIO

Purchase

219

115.23

RIO

Purchase

219

115.2

RIO

Purchase

226

115.16

RIO

Purchase

18

115.49

RIO

Purchase

239

115.49

RIO

Purchase

208

115.39

RIO

Purchase

194

115.87

RIO

Purchase

186

115.8

RIO

Purchase

121

115.79

RIO

Purchase

79

115.79

RIO

Purchase

15

115.52

RIO

Purchase

75

115.52

RIO

Purchase

6

115.52

RIO

Purchase

82

115.52

RIO

Purchase

165

115.42

RIO

Purchase

164

115.41

RIO

Purchase

17

115.47

RIO

Purchase

22

115.47

RIO

Purchase

77

115.47

RIO

Purchase

1

115.54

RIO

Purchase

120

115.78

RIO

Purchase

125

115.86

RIO

Purchase

26

115.91

RIO

Purchase

20

115.91

RIO

Purchase

84

115.91

RIO

Purchase

68

115.92

RIO

Purchase

37

115.92

RIO

Purchase

12

115.92

RIO

Purchase

112

115.97

RIO

Purchase

50

115.47

RIO

Purchase

123

115.9

RIO

Purchase

119

115.84

RIO

Purchase

120

115.93

RIO

Purchase

99

115.91

RIO

Purchase

9

115.87

RIO

Purchase

105

115.88

RIO

Purchase

127

116

RIO

Purchase

128

116

RIO

Purchase

22

116.09

RIO

Purchase

102

116.09

RIO

Purchase

81

116.23

RIO

Purchase

48

116.23

RIO

Purchase

78

116.28

RIO

Purchase

68

116.28

RIO

Purchase

180

116.26

RIO

Purchase

184

116.32

RIO

Purchase

176

116.4

RIO

Purchase

205

116.67

RIO

Purchase

99

116.95

RIO

Purchase

172

117.09

RIO

Purchase

234

116.68

RIO

Purchase

75

116.6

RIO

Purchase

180

116.66

RIO

Purchase

261

116.66

RIO

Purchase

265

116.92

RIO

Purchase

235

116.93

RIO

Purchase

24

116.93

RIO

Purchase

282

116.72

RIO

Purchase

101

116.73

RIO

Purchase

106

116.73

RIO

Purchase

1

116.73

RIO

Purchase

6

116.73

RIO

Purchase

47

116.77

RIO

Purchase

261

116.78

RIO

Purchase

1

116.78

RIO

Purchase

19

116.82

RIO

Purchase

58

116.82

RIO

Purchase

30

116.82

RIO

Purchase

46

116.82

RIO

Purchase

189

116.82

RIO

Purchase

1

116.82

RIO

Purchase

285

116.57

RIO

Purchase

8

116.57

RIO

Purchase

37

116.57

RIO

Purchase

319

116.51

RIO

Purchase

317

116.41

RIO

Purchase

101

116.41

RIO

Purchase

30

116.27

RIO

Purchase

20

116.27

RIO

Purchase

303

116.27

RIO

Purchase

56

116.22

RIO

Purchase

376

116.22

RIO

Purchase

398

116.35

RIO

Purchase

487

116.62

RIO

Purchase

527

116.62

RIO

Purchase

1

116.34

RIO

Purchase

448

116.34

RIO

Purchase

46

116.52

RIO

Purchase

64

116.52

RIO

Purchase

61

116.52

RIO

Purchase

436

116.52

RIO

Purchase

669

116.49

63778

RIO

Sale

50000

115.2205

RIO

Sale

13778

116.1736

63778

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMSEASWFSASELA

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