15th Dec 2008 11:33
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
British Airways Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
12/12/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
786,678 |
GBP 1.64 |
GBP 1.58 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
1,240,753 |
GBP 1.67 |
GBP 1.58 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
132,251 |
GBP 1.58 |
|
Long Swap |
LONG |
270 |
GBP 1.60 |
|
Long Swap |
LONG |
1,482 |
GBP 1.60 |
|
Long Swap |
LONG |
2,961 |
GBP 1.61 |
|
Long Swap |
LONG |
17,328 |
GBP 1.61 |
|
Long Swap |
LONG |
18,400 |
GBP 1.61 |
|
Long Swap |
LONG |
25,586 |
GBP 1.60 |
|
Long Swap |
LONG |
38,553 |
GBP 1.60 |
|
Long Swap |
LONG |
39,672 |
GBP 1.60 |
|
Long Swap |
LONG |
50,151 |
GBP 1.60 |
|
Long Swap |
LONG |
267 |
GBP 1.60 |
|
Long Swap |
LONG |
102,886 |
GBP 1.60 |
|
Long Swap |
LONG |
211,717 |
GBP 1.61 |
|
Long Swap |
LONG |
80,835 |
GBP 1.62 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
14 |
GBP 1.59 |
|
Short Swap |
SHORT |
505,000 |
GBP 1.67 |
|
Short Swap |
SHORT |
211,717 |
GBP 1.61 |
|
Short Swap |
SHORT |
154,440 |
GBP 1.60 |
|
Short Swap |
SHORT |
117,750 |
GBP 1.63 |
|
Short Swap |
SHORT |
98,224 |
GBP 1.62 |
|
Short Swap |
SHORT |
50,151 |
GBP 1.61 |
|
Short Swap |
SHORT |
38,553 |
GBP 1.62 |
|
Short Swap |
SHORT |
287 |
GBP 1.59 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
15/12/2008 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
British Airways Plc |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Lloyds TSB Group Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
12/12/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
6,499,834 |
GBP 1.44 |
GBP 1.28 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
3,858,394 |
GBP 1.45 |
GBP 1.27 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
3,273,684 |
GBP 1.31 |
|
Long Swap |
LONG |
20,000 |
GBP 1.31 |
|
Long Swap |
LONG |
45,000 |
GBP 1.30 |
|
Long Swap |
LONG |
57,434 |
GBP 1.31 |
|
Long Swap |
LONG |
68,368 |
GBP 1.41 |
|
Long Swap |
LONG |
91,588 |
GBP 1.40 |
|
Long Swap |
LONG |
114,724 |
GBP 1.31 |
|
Long Swap |
LONG |
600,000 |
GBP 1.31 |
|
Long Swap |
LONG |
1,345,073 |
GBP 1.33 |
|
Long Swap |
LONG |
19,607 |
GBP 1.40 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
600,000 |
GBP 1.34 |
|
Short Swap |
SHORT |
19,607 |
GBP 1.41 |
|
Short Swap |
SHORT |
91,588 |
GBP 1.40 |
|
Short Swap |
SHORT |
69,724 |
GBP 1.31 |
|
Short Swap |
SHORT |
68,368 |
GBP 1.40 |
|
Short Swap |
SHORT |
57,434 |
GBP 1.29 |
|
Short Swap |
SHORT |
45,000 |
GBP 1.31 |
|
Short Swap |
SHORT |
45,000 |
GBP 1.31 |
|
Short Swap |
SHORT |
35,994 |
GBP 1.33 |
|
Short Swap |
SHORT |
20,000 |
GBP 1.32 |
|
Short Swap |
SHORT |
1,342,860 |
GBP 1.33 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
15/12/2008 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
Lloyds TSB Group Plc |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Lloyds TSB Group Plc |
|
Class of relevant security to which the |
ADR |
|
dealings being disclosed relate |
|
Date of dealing |
12/12/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
150,000 |
USD 7.79 |
USD 7.79 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option money |
|
selling, |
securities under |
price |
American, |
date |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
15/12/2008 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
Lloyds TSB Group Plc |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
HBOS Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
12/12/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
642,731 |
GBP 0.78 |
GBP 0.68 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
495,404 |
GBP 0.79 |
GBP 0.67 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
150,000 |
GBP 0.75 |
|
Long Swap |
LONG |
51,685 |
GBP 0.79 |
|
Long Swap |
LONG |
40,000 |
GBP 0.70 |
|
Long Swap |
LONG |
20,000 |
GBP 0.67 |
|
Long Swap |
LONG |
14,548 |
GBP 0.78 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
14,548 |
GBP 0.79 |
|
Short Swap |
SHORT |
20,000 |
GBP 0.68 |
|
Short Swap |
SHORT |
40,000 |
GBP 0.70 |
|
Short Swap |
SHORT |
51,685 |
GBP 0.79 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
15/12/2008 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
Lloyds TSB Group Plc |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Qantas Airways Limited |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
12/12/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
100,000 |
AUD 2.23 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
15/12/2008 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
British Airways Plc |
|
Nature of connection # |
Advisor |
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