26th Sep 2008 11:21
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
|
Name of exempt principal trader |
(GS) GOLDMAN SACHS INTERNATIONAL |
|
Company dealt in |
RIO TINTO PLC |
|
Class of relevant security to which the dealings being disclosed relate (Note 1) |
Ordinary Shares |
|
Date of dealing |
25 September 2008 |
2. DEALINGS (Note 2)
(a) Purchases and sales
|
Total number of securities purchased |
Highest price paid (Note 3) |
Lowest price paid (Note 3) |
|
290819 |
47.6275 GBP |
38.33 GBP |
|
Total number of securities sold |
Highest price received (Note 3) |
Lowest price received (Note 3) |
|
280652 |
40.33 GBP 90.0212 AUD |
36.6906 GBP 90.0212 AUD |
(b) Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short (Note 4) |
Number of securities (Note 5) |
Price per unit (Note 3) |
|
CFD |
Short |
2470 |
39.7441 GBP |
|
CFD |
Short |
1400 |
39.7441 GBP |
|
CFD |
Short |
6130 |
39.7441 GBP |
|
CFD |
Long |
40430 |
90.0212 AUD |
|
CFD |
Long |
14883 |
39.96 GBP |
|
CFD |
Long |
655 |
39.96 GBP |
|
CFD |
Long |
369 |
39.96 GBP |
|
CFD |
Long |
9000 |
39.0164 GBP |
|
CFD |
Short |
150 |
39.2792 GBP |
|
CFD |
Long |
2454 |
39.3967 GBP |
|
CFD |
Short |
2454 |
38.3399 GBP |
|
CFD |
Short |
4200 |
39.6079 GBP |
|
CFD |
Short |
5000 |
39.3249 GBP |
|
CFD |
Short |
10000 |
39.3989 GBP |
|
CFD |
Short |
5000 |
38.9317 GBP |
|
CFD |
Short |
5000 |
39.298 GBP |
|
CFD |
Short |
5000 |
38.9817 GBP |
|
CFD |
Long |
27000 |
39.90 GBP |
|
CFD |
Long |
2500 |
39.838 GBP |
|
CFD |
Short |
2500 |
39.3793 GBP |
|
CFD |
Short |
10000 |
39.3793 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 5) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 3) |
|
Call Option |
B |
300.9 |
0.0001 GBP |
European |
15/10/08 |
49.8948 GBP |
|
Call Option |
S |
270.7 |
0.0001 GBP |
European |
23/12/08 |
39.8924 GBP |
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 3) |
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
|
Date of disclosure |
26 September 2008 |
|
Contact name |
Peter Highton |
|
Telephone number |
+44-207-774-1935 |
|
Name of offeree/offeror with which connected |
BHP BILLITON PLC |
|
Nature of connection (Note 6) |
Advisor |
Notes
The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
Related Shares:
Rio Tinto