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FORM 38.5 (b)
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
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WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
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BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
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(Rule 38.5(b) of the Takeover Code)
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1. KEY INFORMATION
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Name of exempt principal trader
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Credit Suisse Sydney branch
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Company dealt in
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Rio Tinto Limited
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Class of relevant security to which the dealings being disclosed relate (Note 1)
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Ordinary Shares
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Date of dealing
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17-09-08
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2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
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(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
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Long
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Short
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Number
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(%)
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Number
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(%)
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(1) Relevant securities
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814409
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0.178
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(2) Derivatives (other than options)
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(3) Options and agreements to purchase/sell
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136300
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0.030
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Total
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136300
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0.030
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814409
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0.178
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(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
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Class Of Relevant Security : Ordinary Shares
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Long
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Short
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(1) Relevant Securities
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(2) Derivatives (other than options)
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(3) Options and agreements to purchasesell
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Total
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(c) Rights to subscribe (Note 2)
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Class of relevant security:
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Details
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3. DEALINGS (Note 3)
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(a) Purchases and sales
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Purchase/sale
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Number of securities
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Price per unit (Note 4)
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Purchase
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126
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102.27
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Purchase
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98
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102.27
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Purchase
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14
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102.30
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Purchase
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14
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102.29
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Purchase
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252
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102.37
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Purchase
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252
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102.45
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Purchase
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144
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102.34
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Purchase
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7
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102.34
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Purchase
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238
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102.31
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Purchase
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69
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102.29
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Purchase
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25
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102.29
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Purchase
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242
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102.33
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Purchase
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68
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102.30
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Purchase
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13
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102.30
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Purchase
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104
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102.30
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Purchase
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4
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102.32
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Purchase
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8
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102.32
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Purchase
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47
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102.29
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Purchase
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29
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102.30
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Purchase
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29
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102.34
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Purchase
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52
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102.23
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Purchase
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2
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102.23
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Purchase
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22
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102.23
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Purchase
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9
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102.23
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Purchase
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42
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102.23
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Purchase
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37
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102.22
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Purchase
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10
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102.22
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Purchase
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100
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102.22
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Purchase
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103
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102.35
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Purchase
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14
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102.42
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Purchase
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45
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102.43
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Purchase
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85
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102.44
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Purchase
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18
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102.45
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Purchase
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92
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102.45
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Purchase
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18
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102.47
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Purchase
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22
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102.47
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Purchase
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12
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102.47
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Purchase
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94
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102.48
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Purchase
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40
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102.50
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Purchase
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49
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102.50
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Purchase
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39
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102.47
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Purchase
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69
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102.35
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Purchase
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30
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102.36
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Purchase
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29
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102.36
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Purchase
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5
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102.35
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Purchase
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28
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102.39
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Purchase
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45
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102.35
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Purchase
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27
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102.38
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Purchase
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324
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102.39
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Purchase
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147
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102.43
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Purchase
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106
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102.30
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Purchase
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350
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105.05
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Purchase
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350
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105.34
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Purchase
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350
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105.34
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Purchase
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349
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105.10
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Purchase
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164
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105.12
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Purchase
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186
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105.12
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Purchase
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350
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105.20
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Purchase
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152
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104.97
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Purchase
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48
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104.97
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Purchase
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150
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104.97
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Purchase
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150
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105.44
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Purchase
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200
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105.44
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Purchase
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350
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105.22
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Purchase
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187
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105.48
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Purchase
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162
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105.48
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Sale
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563
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101.76
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Sale
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-563
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101.76
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Sale
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1,023
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101.95
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Sale
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-1,023
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101.95
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Sale
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-26
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101.95
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Sale
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-1,000
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101.75
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Sale
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-7
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101.76
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Sale
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-205
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101.76
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Sale
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-223
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101.77
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Sale
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-1
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101.77
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Sale
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-1
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101.77
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Sale
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-2,000
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101.90
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Sale
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-156
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101.95
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Sale
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-78
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101.95
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Sale
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-100
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101.95
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Sale
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-9
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101.95
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Sale
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-1
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101.95
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Sale
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-9
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101.95
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Sale
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-70
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101.95
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Sale
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-500
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101.95
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Sale
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-17
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101.95
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Sale
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-7
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101.96
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Sale
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-4
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101.96
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Sale
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-344
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101.89
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Sale
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-100
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101.90
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Sale
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-7
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101.90
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Sale
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-549
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101.90
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Sale
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-166
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103.90
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Sale
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-14
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103.90
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Sale
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-719
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103.90
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Sale
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-20
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103.96
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Sale
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-100
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103.96
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Sale
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-1,023
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101.95
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Sale
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-563
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101.76
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Sale
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-2,000
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101.75
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Total Buys: 6996
Total Sells: 10019
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(b) Derivatives transactions (other than options)
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Product name, e.g. CFD
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Long/short (Note 5)
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Number of securities (Note 6)
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Price per unit (Note 4)
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(c) Options transactions in respect of existing securities
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(i) Writing, selling, purchasing or varying
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Product name,e.g. call option
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Writing, selling, purchasing, varying etc.
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Number of securities to which the option relates (Note 6)
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Exercise price
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Type, e.g. American, European etc.
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Expiry date
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Option money paid/received per unit (Note 4)
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(ii) Exercising
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Product name, e.g. call option
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Number of securities
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Exercise price per unit (Note 4)
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(d) Other dealings (including new securities) (Note 3)
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Nature of transaction (Note 7)
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Details
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Price per unit (if applicable) (Note 4)
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4. OTHER INFORMATION
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Agreements, arrangements or understandings relating to options or derivatives
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Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
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Is a Supplemental Form 38.5(b) attached? (Note 8) yes
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Date of disclosure
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18-09-2008
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Contact name
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Simon Crawley; Philipp Abelbeck
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Telephone number
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44 20 7888 5416
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Name of offeree/offeror with which connected
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Rio Tinto Plc
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Nature of connection (Note 9)
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ADVISOR
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Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk.
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Product Description
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Written/Purchased
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No. of Securities
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Exercise Price
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Type
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Expiry Date
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Call Option
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PURCHASED
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5,000
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134.00
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American
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Sep 25 2008
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Put Option
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PURCHASED
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35,700
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68.66
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American
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Sep 24 2009
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Put Option
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PURCHASED
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1,000
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104.00
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American
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Sep 25 2008
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Put Option
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WRITTEN
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168,000
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98.00
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American
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Oct 30 2008
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