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FORM 38.5 (b)
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
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WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
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BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
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(Rule 38.5(b) of the Takeover Code)
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1. KEY INFORMATION
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Name of exempt principal trader
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Credit Suisse Securities (Europe) Limited
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Company dealt in
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Rio Tinto Plc
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Class of relevant security to which the dealings being disclosed relate (Note 1)
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Ordinary Shares
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Date of dealing
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14-May-2008
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2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
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(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
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Long
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Short
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Number
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(%)
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Number
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(%)
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(1) Relevant securities
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868272
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0.09
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23844
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0.002
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(2) Derivatives (other than options)
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(3) Options and agreements to purchase/sell
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Total
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868272
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0.09
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23844
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0.002
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(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
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Class Of Relevant Security :
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Long
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Short
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(1) Relevant Securities
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(2) Derivatives (other than options)
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(3) Options and agreements to purchasesell
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Total
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0 ( 0 % )
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0 ( 0 % )
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(c) Rights to subscribe (Note 2)
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Class of relevant security:
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Details
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3. DEALINGS (Note 3)
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(a) Purchases and sales
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Purchase/sale
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Number of securities
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Price per unit (Note 4)
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Buy
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3404
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68.81 (GBP)
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Buy
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1967
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68.81 (GBP)
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Buy
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317
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67.02 (GBP)
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Buy
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143
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69.32 (GBP)
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Buy
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120
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68.81 (GBP)
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Buy
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119
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68.81 (GBP)
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Buy
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73
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67.64 (GBP)
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Buy
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72
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69.13 (GBP)
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Buy
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72
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68.57 (GBP)
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Buy
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72
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68.6 (GBP)
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Buy
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72
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68.67 (GBP)
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Buy
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59
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67.43 (GBP)
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Buy
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58
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68.6 (GBP)
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Buy
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58
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68.57 (GBP)
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Buy
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58
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68.6 (GBP)
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Buy
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58
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68.8 (GBP)
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Buy
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57
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69.05 (GBP)
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Buy
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57
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69.32 (GBP)
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Buy
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57
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69.32 (GBP)
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Buy
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57
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68.93 (GBP)
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Buy
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57
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69.05 (GBP)
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Buy
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57
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69.13 (GBP)
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Buy
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57
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69.1 (GBP)
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Buy
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57
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69.1 (GBP)
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Buy
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57
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68.93 (GBP)
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Buy
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57
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69.13 (GBP)
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Buy
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38
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67.61 (GBP)
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Buy
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30
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68.11 (GBP)
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Buy
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16
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68.81 (GBP)
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Buy
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11
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68.13 (GBP)
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Buy
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8
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68.81 (GBP)
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Buy
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2
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68.81 (GBP)
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Sell
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1670
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67.33 (GBP)
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Sell
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1656
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69.07 (GBP)
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Sell
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1420
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69.07 (GBP)
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Sell
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1000
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67.01 (GBP)
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Sell
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900
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67.36 (GBP)
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Sell
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874
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69 (GBP)
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Sell
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865
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67.06 (GBP)
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Sell
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748
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67.55 (GBP)
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Sell
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700
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67.37 (GBP)
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Sell
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666
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68.85 (GBP)
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Sell
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661
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67.02 (GBP)
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Sell
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600
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68.37 (GBP)
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Sell
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558
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67 (GBP)
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Sell
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550
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69 (GBP)
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Sell
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540
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66.98 (GBP)
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Sell
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535
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68.15 (GBP)
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Sell
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500
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68.93 (GBP)
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Sell
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500
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69.59 (GBP)
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Sell
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500
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69.18 (GBP)
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Sell
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500
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69.18 (GBP)
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Sell
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472
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69.59 (GBP)
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Sell
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450
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66.98 (GBP)
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Sell
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447
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67.56 (GBP)
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Sell
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419
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69.18 (GBP)
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Sell
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400
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67.08 (GBP)
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Sell
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383
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67.68 (GBP)
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Sell
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360
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68.37 (GBP)
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Sell
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338
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67.45 (GBP)
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Sell
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300
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68.87 (GBP)
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Sell
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300
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67.7 (GBP)
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Sell
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284
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69.35 (GBP)
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Sell
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284
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69.35 (GBP)
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Sell
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278
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67 (GBP)
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Sell
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269
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69.35 (GBP)
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Sell
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240
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68.37 (GBP)
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Sell
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240
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68.37 (GBP)
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Sell
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240
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69.23 (GBP)
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Sell
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240
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67.07 (GBP)
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Sell
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238
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69.07 (GBP)
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Sell
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212
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67.33 (GBP)
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Sell
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205
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68.23 (GBP)
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Sell
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200
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69.18 (GBP)
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Sell
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200
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69.32 (GBP)
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Sell
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200
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69.14 (GBP)
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Sell
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200
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69.01 (GBP)
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Sell
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149
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69.18 (GBP)
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Sell
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130
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67.24 (GBP)
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Sell
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128
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67.35 (GBP)
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Sell
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127
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68.72 (GBP)
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Sell
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126
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67.03 (GBP)
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Sell
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121
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69.59 (GBP)
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Sell
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120
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67 (GBP)
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Sell
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120
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69.1 (GBP)
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Sell
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120
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67.11 (GBP)
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Sell
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120
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69.18 (GBP)
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Sell
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120
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69.01 (GBP)
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Sell
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117
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68.25 (GBP)
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Sell
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117
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68.25 (GBP)
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Sell
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116
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67.28 (GBP)
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Sell
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100
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69.25 (GBP)
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Sell
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85
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67.37 (GBP)
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Sell
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74
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67.15 (GBP)
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Sell
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73
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67.93 (GBP)
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Sell
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73
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67.65 (GBP)
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Sell
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73
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67.78 (GBP)
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Sell
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72
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69.1 (GBP)
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Sell
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70
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67.22 (GBP)
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Sell
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68
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69.13 (GBP)
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Sell
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59
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67.02 (GBP)
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Sell
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59
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67.65 (GBP)
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Sell
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59
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67.47 (GBP)
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Sell
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59
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67.65 (GBP)
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Sell
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59
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67.78 (GBP)
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Sell
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59
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67.78 (GBP)
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Sell
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59
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67.11 (GBP)
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Sell
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58
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67.93 (GBP)
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Sell
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58
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67.93 (GBP)
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Sell
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58
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67.89 (GBP)
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Sell
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58
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68.65 (GBP)
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Sell
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58
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68.28 (GBP)
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Sell
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58
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67.89 (GBP)
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Sell
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58
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68.28 (GBP)
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Sell
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57
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69.01 (GBP)
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Sell
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57
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69.28 (GBP)
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Sell
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57
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69.56 (GBP)
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Sell
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57
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69.53 (GBP)
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Sell
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57
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69.1 (GBP)
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Sell
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57
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69.1 (GBP)
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Sell
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57
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69.1 (GBP)
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Sell
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57
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69.1 (GBP)
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Sell
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57
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69.14 (GBP)
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Sell
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50
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68.25 (GBP)
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Sell
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50
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67.23 (GBP)
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Sell
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48
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67.28 (GBP)
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Sell
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46
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67.01 (GBP)
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Sell
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45
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69.07 (GBP)
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Sell
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44
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67 (GBP)
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Sell
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37
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68.25 (GBP)
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Sell
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36
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67.75 (GBP)
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Sell
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36
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67.86 (GBP)
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Sell
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36
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67.78 (GBP)
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Sell
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36
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67.73 (GBP)
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Sell
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35
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68.23 (GBP)
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Sell
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35
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69.34 (GBP)
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Sell
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35
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68.25 (GBP)
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Sell
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34
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68.25 (GBP)
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Sell
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28
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68.85 (GBP)
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Sell
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24
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68.815 (GBP)
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Sell
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24
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68.81 (GBP)
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Sell
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18
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68.72 (GBP)
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Sell
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6
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69.08 (GBP)
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Sell
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6
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67.68 (GBP)
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Sell
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5
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68.8 (GBP)
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Sell
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4
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68.28 (GBP)
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TOTAL BUYS: 7397
TOTAL SELLS: 27811
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(b) Derivatives transactions (other than options)
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Product name, e.g. CFD
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Long/short (Note 5)
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Number of securities (Note 6)
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Price per unit (Note 4)
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(c) Options transactions in respect of existing securities
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(i) Writing, selling, purchasing or varying
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Product name,e.g. call option
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Writing, selling, purchasing, varying etc.
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Number of securities to which the option relates (Note 6)
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Exercise price
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Type, e.g. American, European etc.
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Expiry date
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Option money paid/received per unit (Note 4)
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(ii) Exercising
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Product name, e.g. call option
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Number of securities
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Exercise price per unit (Note 4)
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(d) Other dealings (including new securities) (Note 3)
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Nature of transaction (Note 7)
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Details
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Price per unit (if applicable) (Note 4)
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4. OTHER INFORMATION
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Agreements, arrangements or understandings relating to options or derivatives
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Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
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Is a Supplemental Form 38.5(b) attached? (Note 8) No
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Date of disclosure
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15-May-2008 09:42:40
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Contact name
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Segal,Debra
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Telephone number
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44 20 7883 4577
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Name of offeree/offeror with which connected
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Rio Tinto Plc
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Nature of connection (Note 9)
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ADVISOR
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Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk.
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