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EPT Disclosure

29th Aug 2008 11:47

RNS Number : 3139C
Credit Suisse Sydney Branch
29 August 2008
 

FORM 38.5 (b)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION 

Name of exempt principal trader

Credit Suisse Sydney branch

Company dealt in

BHP Billiton Limited

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary Shares

Date of dealing

28-08-2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) 

 

Long

Short

 

Number

(%)

Number

(%)

(1) Relevant securities

632128

0.019

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell 

1116000

0.033

Total

1748128

0.052

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) 

Class Of Relevant Security : Ordinary Shares 

Long

Short

(1) Relevant Securities 

 

 

(2) Derivatives (other than options) 

 

 

(3) Options and agreements to purchasesell 

 

 

Total

(c) Rights to subscribe (Note 2) 

Class of relevant security:

Details

 

 

3. DEALINGS (Note 3)

(a) Purchases and sales 

Purchase/sale

Number of securities

Price per unit (Note 4)

Purchase

5,000

41.75

Purchase

5,000

41.75

Purchase

5,000

41.80

Purchase

5,000

41.77

Purchase

1,000

41.75

Purchase

4,000

41.74

Purchase

223

41.77

Purchase

1,656

41.77

Purchase

588

41.77

Purchase

23

41.77

Purchase

323

41.77

Purchase

2,500

41.77

Purchase

355

41.77

Purchase

46

41.77

Purchase

20

41.77

Purchase

70

41.77

Purchase

5,000

41.98

Purchase

527

41.80

Purchase

50

41.80

Purchase

2,000

41.80

Purchase

2,423

41.80

Purchase

5,000

41.76

Purchase

3,904

41.74

Purchase

112

41.74

Purchase

200

41.74

Purchase

300

41.73

Purchase

310

41.72

Purchase

174

41.71

Purchase

5,000

41.66

Purchase

42

41.60

Purchase

212

41.60

Purchase

109

41.60

Purchase

1

41.60

Purchase

1

41.60

Purchase

4,488

41.60

Purchase

62

41.60

Purchase

85

41.60

Purchase

5,000

41.58

Purchase

2,618

41.58

Purchase

2,382

41.58

Purchase

31

41.60

Purchase

600

41.60

Purchase

2

41.60

Purchase

1,000

41.60

Purchase

2,019

41.60

Purchase

106

41.59

Purchase

1,242

41.59

Purchase

1,722

41.62

Purchase

2,622

41.62

Purchase

23

41.62

Purchase

23

41.62

Purchase

221

41.62

Purchase

389

41.62

Purchase

3,835

41.60

Purchase

1,000

41.60

Purchase

165

41.60

Purchase

276

41.50

Purchase

500

41.50

Purchase

200

41.50

Purchase

500

41.50

Purchase

500

41.50

Purchase

490

41.50

Purchase

500

41.50

Purchase

300

41.50

Purchase

200

41.50

Purchase

260

41.50

Purchase

1,000

41.50

Purchase

20

41.50

Purchase

1,000

41.50

Purchase

76

41.50

Purchase

500

41.50

Purchase

200

41.50

Purchase

400

41.50

Purchase

143

41.50

Purchase

500

41.50

Purchase

1,454

41.50

Purchase

95

41.49

Purchase

185

41.49

Purchase

650

41.49

Purchase

51

41.49

Purchase

250

41.40

Purchase

130

41.40

Purchase

100

41.40

Purchase

500

41.40

Purchase

1,000

41.40

Purchase

69

41.40

Purchase

79

41.35

Purchase

1,175

41.35

Purchase

4,196

41.77

Purchase

16,000

40.00

Purchase

1,000

40.00

Purchase

20,000

40.00

Purchase

3,000

41.00

Purchase

5,000

41.00

Purchase

250,000

41.00

Purchase

11,000

41.00

Purchase

15,000

41.00

Purchase

3,000

41.00

Purchase

5,000

41.00

Purchase

20,000

41.00

Purchase

20,000

41.00

Purchase

9,000

41.00

Purchase

25,000

41.00

Purchase

20,000

41.00

Purchase

10,000

41.00

Purchase

40,000

41.00

Purchase

20,000

41.00

Purchase

11,000

41.00

Purchase

20,000

41.00

Purchase

20,000

41.00

Purchase

25,000

41.00

Purchase

2,000

41.00

Purchase

79,000

41.00

Purchase

20,000

41.00

Purchase

7,000

41.00

Purchase

2,000

41.00

Purchase

20,000

41.00

Purchase

278,000

42.00

Purchase

10,000

41.50

Purchase

20,000

41.50

Purchase

10,000

41.50

Purchase

10,000

41.50

Purchase

20,000

41.50

Purchase

4,000

41.50

Purchase

20,000

41.50

Sale

-1,996

41.58

Sale

-4

41.58

Sale

-20,000

40.00

Sale

-17,000

40.00

Sale

-1,000

41.00

Sale

-750,000

41.00

Sale

-125,000

42.00

Sale

-1,000

42.00

Sale

-20,000

42.00

Sale

-4,000

42.00

Sale

-50,000

43.00

Sale

-188,000

41.50

TOTAL BUYS:1174303

TOTAL SELLS:1178000

(b) Derivatives transactions (other than options) 

Product name, e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

 

 

 

 

(c) Options transactions in respect of existing securities 

(i) Writing, selling, purchasing or varying 

Product name,e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 4)

PUT OPTION

BUYING

1000

34

AMERICAN

Nov 27 2008

0.69

PUT OPTION

BUYING

2000

39

AMERICAN

Oct 30 2008

1.5

CALL OPTION

BUYING

2000

43

AMERICAN

Oct 30 2008

2.05

CALL OPTION

BUYING

8000

43

AMERICAN

Oct 30 2008

2.01

CALL OPTION

BUYING

2000

48

AMERICAN

Oct 30 2008

0.65

CALL OPTION

BUYING

20000

49

AMERICAN

Oct 30 2008

0.505

CALL OPTION

BUYING

2000

49

AMERICAN

Oct 30 2008

0.46

CALL OPTION

BUYING

11000

44

AMERICAN

Oct 30 2008

1.65

CALL OPTION

BUYING

5000

46

AMERICAN

Oct 30 2008

1.07

CALL OPTION

BUYING

10000

46

AMERICAN

Oct 30 2008

1.05

CALL OPTION

BUYING

2000

47

AMERICAN

Oct 30 2008

0.76

CALL OPTION

BUYING

5000

45

AMERICAN

Sep 25 2008

0.5

CALL OPTION

BUYING

2000

45

AMERICAN

Sep 25 2008

0.48

CALL OPTION

BUYING

2000

41

AMERICAN

Sep 25 2008

1.9

CALL OPTION

BUYING

1000

44

AMERICAN

Sep 25 2008

0.73

CALL OPTION

SELLING

-200000

44

AMERICAN

Sep 25 2008

0.79

PUT OPTION

BUYING

32000

38

AMERICAN

Sep 25 2008

0.56

PUT OPTION

BUYING

2000

38

AMERICAN

Sep 25 2008

0.57

CALL OPTION

BUYING

2000

46

AMERICAN

Sep 25 2008

0.36

CALL OPTION

BUYING

5000

46

AMERICAN

Sep 25 2008

0.355

CALL OPTION

BUYING

6000

46

AMERICAN

Sep 25 2008

0.35

CALL OPTION

BUYING

54000

47

AMERICAN

Sep 25 2008

0.24

CALL OPTION

BUYING

3000

43

AMERICAN

Sep 25 2008

1.1

PUT OPTION

BUYING

4000

39

AMERICAN

Sep 25 2008

0.815

PUT OPTION

BUYING

5000

39

AMERICAN

Sep 25 2008

0.83

PUT OPTION

BUYING

50000

40

AMERICAN

Sep 25 2008

1.17

PUT OPTION

SELLING

-200000

40

AMERICAN

Sep 25 2008

1

PUT OPTION

BUYING

20000

40

AMERICAN

Sep 25 2008

1.02

PUT OPTION

BUYING

50000

40

AMERICAN

Sep 25 2008

1.11

CALL OPTION

BUYING

6000

42.5

AMERICAN

Sep 25 2008

1.28

(ii) Exercising 

Product name, e.g. call option

Number of securities

Exercise price per unit (Note 4)

PUT OPTION

-1000

118

CALL OPTION

-2000

130

CALL OPTION

-1000

46

CALL OPTION

-2000

46

CALL OPTION

-16000

40

CALL OPTION

-1000

40

CALL OPTION

20000

40

CALL OPTION

17000

40

CALL OPTION

-20000

40

PUT OPTION

-1000

40

PUT OPTION

-24000

40

PUT OPTION

-25000

40

PUT OPTION

-7000

41

PUT OPTION

-25000

41

CALL OPTION

-3000

41

CALL OPTION

1000

41

CALL OPTION

-5000

41

CALL OPTION

-250000

41

CALL OPTION

-11000

41

CALL OPTION

750000

41

CALL OPTION

-15000

41

CALL OPTION

-3000

41

CALL OPTION

-5000

41

CALL OPTION

-20000

41

CALL OPTION

-20000

41

CALL OPTION

-9000

41

CALL OPTION

-25000

41

CALL OPTION

-20000

41

CALL OPTION

-10000

41

CALL OPTION

-40000

41

CALL OPTION

-20000

41

CALL OPTION

-11000

41

CALL OPTION

-20000

41

CALL OPTION

-20000

41

CALL OPTION

-25000

41

CALL OPTION

-2000

41

CALL OPTION

-79000

41

CALL OPTION

-20000

41

CALL OPTION

-7000

41

CALL OPTION

-2000

41

CALL OPTION

-20000

41

CALL OPTION

1000

42

CALL OPTION

-2000

42

CALL OPTION

-7000

42

CALL OPTION

-3000

42

CALL OPTION

-20000

42

CALL OPTION

-49000

42

CALL OPTION

-10000

42

CALL OPTION

-5000

42

CALL OPTION

3000

42

CALL OPTION

-3000

42

CALL OPTION

49000

42

CALL OPTION

-1000

42

CALL OPTION

-5000

42

CALL OPTION

-1000

42

PUT OPTION

278000

42

PUT OPTION

-125000

42

PUT OPTION

-1000

42

PUT OPTION

-20000

42

PUT OPTION

-4000

42

PUT OPTION

-50000

43

CALL OPTION

-5000

43

CALL OPTION

-13000

43

CALL OPTION

-16000

43

CALL OPTION

-5000

43

CALL OPTION

-3000

43

CALL OPTION

-3000

43

CALL OPTION

-22000

43

CALL OPTION

-14000

43

CALL OPTION

-11000

43

CALL OPTION

3000

44

CALL OPTION

-1000

44

CALL OPTION

-2000

44

CALL OPTION

-15000

44

CALL OPTION

-5000

44

CALL OPTION

-4000

44

CALL OPTION

-6000

44

CALL OPTION

-2000

44

CALL OPTION

-4000

45

CALL OPTION

-42000

45

CALL OPTION

-10000

45

CALL OPTION

-6000

45

CALL OPTION

-1000

45

PUT OPTION

-2000

34

PUT OPTION

-1000

34

PUT OPTION

-1000

34

PUT OPTION

-59000

34

PUT OPTION

-2000

35

PUT OPTION

-20000

35

PUT OPTION

-8000

35

PUT OPTION

-50000

35

PUT OPTION

-25000

35

PUT OPTION

-2000

35

PUT OPTION

-5000

36

PUT OPTION

-6000

36

PUT OPTION

-25000

37

PUT OPTION

-4000

37

PUT OPTION

-25000

38

PUT OPTION

-25000

38

PUT OPTION

-13000

38

CALL OPTION

-10000

41.5

CALL OPTION

188000

41.5

CALL OPTION

-20000

41.5

CALL OPTION

-10000

41.5

CALL OPTION

-10000

41.5

CALL OPTION

-20000

41.5

CALL OPTION

-4000

41.5

CALL OPTION

-20000

41.5

CALL OPTION

-10000

42.5

CALL OPTION

-16000

42.5

CALL OPTION

-2000

43.5

CALL OPTION

-5000

44.5

PUT OPTION

-4000

33

(d) Other dealings (including new securities) (Note 3) 

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

 

 

 

4. OTHER INFORMATION 

Agreements, arrangements or understandings relating to options or derivatives 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8)  yes

Date of disclosure

29-08-2008

Contact name

Carolyn Collins/ Simon Crawley

Telephone number

44 20 7888 0241

Name of offeree/offeror with which connected

Rio Tinto Plc

Nature of connection (Note 9)

ADVISOR

Notes  The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

Product Description

Written/Purchased

No. of Securities

Exercise Price

Type

Expiry Date

Call Option

PURCHASED

200,000

32.00

American

Jan 29 2009

Call Option

PURCHASED

100,000

37.00

American

Sep 25 2008

Call Option

PURCHASED

25,000

38.00

American

Oct 30 2008

Call Option

PURCHASED

28,000

40.00

American

Sep 25 2008

Call Option

PURCHASED

7,000

41.00

American

Sep 25 2008

Call Option

PURCHASED

44,000

42.00

American

Sep 25 2008

Call Option

PURCHASED

53,000

42.00

American

Aug 28 2008

Call Option

PURCHASED

28,000

43.00

American

Sep 25 2008

Call Option

PURCHASED

92,000

43.00

American

Aug 28 2008

Call Option

PURCHASED

200,000

44.00

American

Mar 25 2010

Call Option

PURCHASED

15,000

44.00

American

Sep 25 2008

Call Option

PURCHASED

32,000

44.00

American

Aug 28 2008

Call Option

PURCHASED

4,000

45.00

American

Sep 25 2008

Call Option

PURCHASED

63,000

45.00

American

Aug 28 2008

Call Option

PURCHASED

3,000

46.00

American

Aug 28 2008

Call Option

PURCHASED

5,000

47.00

American

Oct 30 2008

Call Option

PURCHASED

50,000

50.00

American

Dec 18 2008

Call Option

PURCHASED

25,000

55.00

American

Jun 25 2009

Call Option

PURCHASED

50,000

56.00

American

Sep 25 2008

Call Option

PURCHASED

10,000

60.00

American

Jan 29 2009

Call Option

PURCHASED

1,000

42.50

American

Sep 25 2008

Call Option

PURCHASED

26,000

42.50

American

Aug 28 2008

Call Option

PURCHASED

10,000

52.00

American

Sep 25 2008

Call Option

PURCHASED

50,000

57.00

American

Sep 25 2008

Call Option

PURCHASED

18,000

58.00

American

Dec 18 2008

Call Option

PURCHASED

2,000

43.50

American

Aug 28 2008

Call Option

PURCHASED

5,000

44.50

American

Aug 28 2008

Call Option

WRITTEN

1,248,000

0.01

American

Dec 18 2008

Call Option

WRITTEN

55,000

39.00

American

Dec 18 2008

Call Option

WRITTEN

3,000

39.00

American

Sep 25 2008

Call Option

WRITTEN

89,000

41.00

American

Aug 28 2008

Call Option

WRITTEN

25,000

44.00

American

Oct 30 2008

Call Option

WRITTEN

170,000

46.00

American

Dec 18 2008

Call Option

WRITTEN

300,000

50.00

American

Jun 25 2009

Call Option

WRITTEN

52,000

50.00

American

Mar 25 2010

Call Option

WRITTEN

94,000

41.50

American

Aug 28 2008

Put Option

PURCHASED

1,000

30.00

American

Sep 25 2008

Put Option

PURCHASED

250,000

32.00

American

Sep 25 2008

Put Option

PURCHASED

4,000

33.00

American

Aug 28 2008

Put Option

PURCHASED

2,000

34.00

American

Sep 25 2008

Put Option

PURCHASED

63,000

34.00

American

Aug 28 2008

Put Option

PURCHASED

5,000

34.00

American

Oct 30 2008

Put Option

PURCHASED

75,000

35.00

American

Dec 18 2008

Put Option

PURCHASED

107,000

35.00

American

Aug 28 2008

Put Option

PURCHASED

11,000

36.00

American

Aug 28 2008

Put Option

PURCHASED

29,000

37.00

American

Aug 28 2008

Put Option

PURCHASED

63,000

38.00

American

Aug 28 2008

Put Option

PURCHASED

50,000

40.00

American

Aug 28 2008

Put Option

PURCHASED

32,000

41.00

American

Aug 28 2008

Put Option

PURCHASED

50,000

43.00

American

Aug 28 2008

Put Option

PURCHASED

50,000

50.00

American

Jun 25 2009

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMILFSITSIAFIT

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