18th Apr 2008 11:50
Credit Suisse Securities (Eur) Ltd18 April 2008 FORM 38.5 (b) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code)1. KEY INFORMATION Name of exempt principal trader Credit Suisse Securities (Europe) Limited Company dealt in Rio Tinto Plc Class of relevant security to which the dealings being Ordinary Sharesdisclosed relate (Note 1) Date of dealing 17-Apr-2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) Long Short Number (%) Number (%) (1) Relevant securities 1186823 0.119 34793 0.003 (2) Derivatives (other than options) (3) Options and agreements to purchase/sell 166000 0.016 0 0 Total 1352823 0.135 34793 0.003 (b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)Class Of Relevant Security : Ordinary Shares Long Short (1) Relevant Securities (2) Derivatives (other than options) (3) Options and agreements to purchase/sell Total (c) Rights to subscribe (Note 2) Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4) Buy 2126 61.4 (GBP)Buy 1249 61.4 (GBP)Buy 877 61.4 (GBP)Buy 591 63.26 (GBP)Buy 237 63.56 (GBP)Buy 210 63.56 (GBP)Buy 194 63.56 (GBP)Buy 162 61.4 (GBP)Buy 160 62.24 (GBP)Buy 160 62.17 (GBP)Buy 158 62.11 (GBP)Buy 158 62.99 (GBP)Buy 157 63.03 (GBP)Buy 156 63.73 (GBP)Buy 133 63.56 (GBP)Buy 120 63.26 (GBP)Buy 101 63.65 (GBP)Buy 88 63.56 (GBP)Buy 85 62.05 (GBP)Buy 85 63.44 (GBP)Buy 84 63.53 (GBP)Buy 84 63.53 (GBP)Buy 80 61.99 (GBP)Buy 80 61.86 (GBP)Buy 79 62.99 (GBP)Buy 79 62.92 (GBP)Buy 79 63.06 (GBP)Buy 79 62.72 (GBP)Buy 78 63.23 (GBP)Buy 78 63.54 (GBP)Buy 78 63.46 (GBP)Buy 78 63.41 (GBP)Buy 78 63.42 (GBP)Buy 78 63.48 (GBP)Buy 78 63.63 (GBP)Buy 78 63.68 (GBP)Buy 78 63.52 (GBP)Buy 78 63.59 (GBP)Buy 78 63.64 (GBP)Buy 77 62.115 (GBP)Buy 77 63.465 (GBP)Buy 74 63.65 (GBP)Buy 62 63.47 (GBP)Buy 52 63.51 (GBP)Buy 47 62.12 (GBP)Buy 46 62.12 (GBP)Buy 46 62.12 (GBP)Buy 45 62.12 (GBP)Buy 45 62.12 (GBP)Buy 44 63.47 (GBP)Buy 40 63.1 (GBP)Buy 39 63.85 (GBP)Buy 39 63.81 (GBP)Buy 37 63.51 (GBP)Buy 35 63.76 (GBP)Buy 34 62.12 (GBP)Buy 32 63.47 (GBP)Buy 32 63.55 (GBP)Buy 31 63.55 (GBP)Buy 30 63.53 (GBP)Buy 29 63.53 (GBP)Buy 27 63.65 (GBP)Buy 25 63.43 (GBP)Buy 24 61.515 (GBP)Buy 23 63.47 (GBP)Buy 22 63.85 (GBP)Buy 17 63.85 (GBP)Buy 14 63.51 (GBP)Buy 12 61.54 (GBP)Buy 12 62.12 (GBP)Buy 12 63.47 (GBP)Buy 10 61.505 (GBP)Buy 9 62.05 (GBP)Buy 4 63.76 (GBP)Buy 1 63.71 (GBP)Sell 3016 63.2 (GBP)Sell 1788 62.28 (GBP)Sell 1000 62.32 (GBP)Sell 902 63.28 (GBP)Sell 845 64.25 (GBP)Sell 840 62.08 (GBP)Sell 703 61.39 (GBP)Sell 680 62.39 (GBP)Sell 680 62.39 (GBP)Sell 670 62.26 (GBP)Sell 670 62.21 (GBP)Sell 666 62.46 (GBP)Sell 640 62.47 (GBP)Sell 640 62.34 (GBP)Sell 612 64.55 (GBP)Sell 577 62.39 (GBP)Sell 548 62.12 (GBP)Sell 520 62.98 (GBP)Sell 500 65.01 (GBP)Sell 500 62.47 (GBP)Sell 494 64.84 (GBP)Sell 432 62.22 (GBP)Sell 412 62.11 (GBP)Sell 410 64.41 (GBP)Sell 402 62.37 (GBP)Sell 400 63.77 (GBP)Sell 400 62.25 (GBP)Sell 398 62.96 (GBP)Sell 360 63.58 (GBP)Sell 320 62.29 (GBP)Sell 314 62.07 (GBP)Sell 313 62.16 (GBP)Sell 300 62.91 (GBP)Sell 300 62.45 (GBP)Sell 300 62.25 (GBP)Sell 293 62.22 (GBP)Sell 274 62.45 (GBP)Sell 269 62.27 (GBP)Sell 268 62.23 (GBP)Sell 268 62.3 (GBP)Sell 268 62.45 (GBP)Sell 264 62.45 (GBP)Sell 254 64.85 (GBP)Sell 254 64.85 (GBP)Sell 254 64.85 (GBP)Sell 253 64.85 (GBP)Sell 244 62.12 (GBP)Sell 240 63.58 (GBP)Sell 240 62.34 (GBP)Sell 240 62.33 (GBP)Sell 236 62.46 (GBP)Sell 235 62.39 (GBP)Sell 200 65.02 (GBP)Sell 200 62.23 (GBP)Sell 200 62.47 (GBP)Sell 200 62.34 (GBP)Sell 200 64.33 (GBP)Sell 200 62.29 (GBP)Sell 194 63.56 (GBP)Sell 193 61.4 (GBP)Sell 192 62.35 (GBP)Sell 191 63.32 (GBP)Sell 189 62.29 (GBP)Sell 189 62.28 (GBP)Sell 186 62.3 (GBP)Sell 182 62.33 (GBP)Sell 178 62.2 (GBP)Sell 178 62.36 (GBP)Sell 165 62.22 (GBP)Sell 163 63.58 (GBP)Sell 160 62.35 (GBP)Sell 158 63.13 (GBP)Sell 158 63.02 (GBP)Sell 157 63.44 (GBP)Sell 156 63.5 (GBP)Sell 148 62.2 (GBP)Sell 147 62.29 (GBP)Sell 142 63.77 (GBP)Sell 141 62.25 (GBP)Sell 141 62.22 (GBP)Sell 140 62.36 (GBP)Sell 132 63.5 (GBP)Sell 132 62.25 (GBP)Sell 132 62.3 (GBP)Sell 128 62.12 (GBP)Sell 120 62.37 (GBP)Sell 120 62.4 (GBP)Sell 120 62.4 (GBP)Sell 120 64.26 (GBP)Sell 120 62.34 (GBP)Sell 109 62.51 (GBP)Sell 104 62.33 (GBP)Sell 100 64.41 (GBP)Sell 100 63.45 (GBP)Sell 100 62.25 (GBP)Sell 96 62.38 (GBP)Sell 88 61.39 (GBP)Sell 82 62.34 (GBP)Sell 80 62.3 (GBP)Sell 80 62.37 (GBP)Sell 79 63.24 (GBP)Sell 79 62.44 (GBP)Sell 79 63.24 (GBP)Sell 78 63.32 (GBP)Sell 78 63.57 (GBP)Sell 78 63.79 (GBP)Sell 78 63.86 (GBP)Sell 78 63.68 (GBP)Sell 78 63.44 (GBP)Sell 78 63.38 (GBP)Sell 78 63.32 (GBP)Sell 78 63.54 (GBP)Sell 78 63.44 (GBP)Sell 78 63.44 (GBP)Sell 76 63.64 (GBP)Sell 69 62.98 (GBP)Sell 69 62.98 (GBP)Sell 68 64.39 (GBP)Sell 61 62.48 (GBP)Sell 60 62.98 (GBP)Sell 50 62.25 (GBP)Sell 50 62.98 (GBP)Sell 50 62.98 (GBP)Sell 50 62.51 (GBP)Sell 49 63.11 (GBP)Sell 47 62.39 (GBP)Sell 46 62.38 (GBP)Sell 46 63.68 (GBP)Sell 46 63.68 (GBP)Sell 45 62.97 (GBP)Sell 45 63.54 (GBP)Sell 45 63.54 (GBP)Sell 45 62.97 (GBP)Sell 44 62.17 (GBP)Sell 44 63.54 (GBP)Sell 44 63.54 (GBP)Sell 44 62.17 (GBP)Sell 43 62.22 (GBP)Sell 43 62.2 (GBP)Sell 43 64.35 (GBP)Sell 43 63.72 (GBP)Sell 43 64.86 (GBP)Sell 43 64.48 (GBP)Sell 43 64.52 (GBP)Sell 43 64.26 (GBP)Sell 42 62.52 (GBP)Sell 42 64.35 (GBP)Sell 42 64.67 (GBP)Sell 42 64.95 (GBP)Sell 42 64.28 (GBP)Sell 41 64.43 (GBP)Sell 40 62.27 (GBP)Sell 39 64.51 (GBP)Sell 39 62.27 (GBP)Sell 35 63.11 (GBP)Sell 35 64.49 (GBP)Sell 35 64.49 (GBP)Sell 34 62.39 (GBP)Sell 34 63.16 (GBP)Sell 34 63.19 (GBP)Sell 34 62.39 (GBP)Sell 33 62.24 (GBP)Sell 31 64.86 (GBP)Sell 31 64.48 (GBP)Sell 31 62.98 (GBP)Sell 31 62.98 (GBP)Sell 31 64.43 (GBP)Sell 30 62.47 (GBP)Sell 30 62.48 (GBP)Sell 30 63.45 (GBP)Sell 30 64.67 (GBP)Sell 30 64.43 (GBP)Sell 30 64.95 (GBP)Sell 29 64.51 (GBP)Sell 25 62.96 (GBP)Sell 21 62.2 (GBP)Sell 21 62.2 (GBP)Sell 13 63.11 (GBP)Sell 12 62.39 (GBP)Sell 12 63.19 (GBP)Sell 12 63.16 (GBP)Sell 12 64.48 (GBP)Sell 11 62.52 (GBP)Sell 11 64.85 (GBP)Sell 11 64.43 (GBP)Sell 11 64.67 (GBP)Sell 11 64.43 (GBP)Sell 11 64.95 (GBP)Sell 10 64.51 (GBP)Sell 9 62.39 (GBP)Sell 3 63.5 (GBP)Sell 1 61.6 (GBP)TOTAL BUYS:9914 TOTAL SELLS:37873 (b) Derivatives transactions (other than options)Product name, e.g. CFD Long/short (Note 5) Number of securities (Note 6) Price per unit (Note 4) (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product Writing, selling, Number of securities to Exercise Type, e.g. Expiry Option money paid/name,e.g. call purchasing, varying which the option relates price American, date received per unitoption etc. (Note 6) European etc. (Note 4) (ii) Exercising Product name, e.g. call option Number of securities Exercise price per unit (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivativesFull details of any agreement, arrangement or understanding between the person disclosing and any other person relatingto the voting rights of any relevant securities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form isreferenced. If none, this should be stated. Is a Supplemental Form 38.5(b) attached? (Note 8) YES Date of disclosure 18-Apr-2008 09:59:18 Contact name Collins,Carolyn Telephone number 44 20 7888 0241 Name of offeree/offeror with which connected Rio Tinto Plc Nature of connection (Note 9) ADVISOR Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at http://www.thetakeoverpanel.org.uk/. Product name, Written or purchased Number of securities Exercise price Type, e.g. Expiry date to which the option or (Note 2) American, Europeane.g. call option derivative relates etc. CALL OPTION PURCHASED 100000 57 EUROPEAN 20-06-2008CALL OPTION PURCHASED 66000 60 EUROPEAN 20-06-2008 This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Rio Tinto