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EPT Disclosure

23rd Sep 2008 12:51

RNS Number : 0870E
Citigroup Inc
23 September 2008
 



DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

Citigroup Global Markets Inc

 

Company dealt in

BHP Billiton Ltd

 

Class of relevant security to which the dealings being disclosed relate (Note 1)

 

Dealt in both ordinary and ADR form 

Date of dealing

19 September 2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number (%)

Number (%)

(1) Relevant securities 

4 (0.00%)

2,314 (0.00%)

(2) Derivatives (other than options)

(0.00%)

(0.00%)

(3) Options and agreements to purchase/sell

(0.00%)

(0.00%)

Total

4   (0.00%)

2,314 (0.00%)

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security: 

Long

Short

Convertible 

Number (%)

Number (%)

(1) Relevant securities 

(0.00%)

(0.00%)

(2) Derivatives (other than options)

(0.00%)

(0.00%)

(3) Options and agreements to purchase/sell

(0.00%)

(0.00%)

Total

(0.00%)

(0.00%)

  Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

Purchases and sales

Purchase

Number of securities

Price per unit (Note 4)

USD (unless stated)

200

62.27

100

62.27

200

62.27

100

62.27

100

62.27

300

62.32

100

62.27

100

62.31

200

62.29

300

62.27

200

62.27

100

62.31

100

62.31

100

62.27

100

62.48

100

62.27

100

62.27

300

62.27

100

62.32

100

62.32

300

62.3

100

62.38

400

62.38

100

62.35

614

62.35

86

62.35

400

62.38

100

62.31

100

62.5

100

62.48

100

62.49

300

62.29

200

62.3

300

62.31

49

62.31

100

62.31

100

62.3

100

62.28

200

62.31

100

62.295

100

62.31

100

62.31

200

62.53

500

62.35

100

62.31

100

62.29

100

62.31

200

62.32

300

62.35

300

62.35

100

62.29

100

62.31

600

62.5

400

62.255

100

62.28

100

62.26

121

62.31

100

62.48

100

62.49

100

62.5

100

62.48

100

62.27

200

62.305

100

62.31

100

62.25

300

62.23

100

62.25

300

62.35

200

62.25

100

62.28

200

62.31

100

62.31

200

62.31

100

62.31

300

62.25

100

62.35

100

62.35

300

62.31

100

62.295

100

62.24

100

62.295

200

62.28

100

62.28

100

62.27

5

62.25

100

62.31

100

62.31

200

62.285

100

62.28

19

62.27

100

62.22

100

62.24

200

62.24

100

62.22

100

62.24

400

62.25

81

62.27

100

62.25

100

62.21

100

62.25

100

62.19

100

62.2075

300

62.25

200

62.25

200

62.25

100

62.21

100

62.24

100

62.215

100

62.215

100

62.205

100

62.2

100

62.27

300

62.24

100

62.245

148

62.24

100

62.24

100

62.22

100

62.25

400

62.25

400

62.26

100

62.215

100

62.155

100

62.24

100

62.215

400

62.17

100

62.27

100

62.25

200

62.14

100

62.125

100

62.27

100

62.27

100

62.24

100

62.25

100

62.245

200

62.24

100

62.22

100

62.21

100

62.21

100

62.27

152

62.24

100

62.17

600

62.1225

200

62.24

100

62.21

100

62.245

400

62.25

400

62.255

100

62.21

100

62.16

500

62.17

400

62.1475

100

62.2

200

62.21

100

62.135

100

62.12

100

62.12

200

62.13

500

62.17

100

62.17

100

62.18

100

62.135

100

62.13

100

62.105

100

62.11

100

62.11

100

62.085

200

62.12

100

62.12

104

62.125

200

62.13

100

62.19

200

62.115

100

62.2

300

62.17

200

62.01

200

62.01

100

62.035

100

62.03

100

62.04

400

62.18

100

62.13

300

62.11

100

62.035

100

62.04

200

62.01

100

62.01

100

62.015

100

62.2

100

62.2

500

62.19

300

62.19

100

62.135

100

62.135

100

62.13

100

62.035

100

62.035

200

62.17

200

62.25

100

62.25

100

62.035

100

62.03

100

62.12

500

62.19

100

62.135

200

62.13

100

62.11

100

62.07

200

62.11

100

62.11

100

62.11

100

62.1

200

62.09

100

62.11

200

62.26

200

62.26

700

62.205

100

62.135

400

62.205

100

62.13

200

62

100

62.01

100

62.01

100

62.025

200

62.26

100

62.11

100

62.11

100

62.11

100

61.99

600

61.99

100

62.01

41

62.24

100

62.235

300

62.01

200

62.01

200

62.01

100

62.01

100

62.02

100

62.04

200

62.01

200

62.01

100

62.23

100

62.235

400

62.21

200

62.01

200

62.01

100

62.01

200

62.01

300

62.015

502

62.3

60

62.33

100

62.235

300

62.235

100

62.21

100

62.235

200

62.035

600

62.23

200

62.235

100

62.31

200

62.42

300

62.31

300

62.24

300

62.21

100

62.23

100

62.23

500

62.25

300

62.31

100

62.31

100

62.235

100

62.21

100

62.31

200

62.26

100

62.23

200

62.23

700

62.35

100

62.31

40

62.33

100

62.23

100

62.235

100

62.21

100

62.21

400

62.31

200

62.31

100

62.35

400

62.35

100

62.305

100

62.34

100

62.35

100

62.35

100

62.31

100

62.27

100

62.31

300

62.23

200

62.27

59

62.28

100

62.31

300

62.31

200

62.3

223

62.35

100

62.3

100

62.3

98

62.31

300

62.25

100

62.27

200

62.27

600

62.3

100

62.31

100

62.25

300

62.26

200

62.35

100

62.34

100

62.35

400

62.35

77

62.34

100

62.23

100

62.265

100

62.255

400

62.27

100

62.25

100

62.35

100

62.35

100

62.35

600

62.35

500

62.35

200

62.31

100

62.3

100

62.27

400

62.275

100

62.26

100

62.28

100

62.23

100

62.27

100

62.27

300

62.31

100

62.275

100

62.275

200

62.275

100

62.25

100

62.26

200

62.25

200

62.27

100

62.1175

300

62.24

500

62.26

300

62.26

100

62.21

100

62.27

500

62.1175

200

62.24

200

62.2575

100

62.27

100

62.265

100

62.27

400

62.24

100

62.24

100

62.24

400

62.24

300

62.24

300

62.24

600

62.14

100

62.1525

130

62.195

100

62.19

400

62.24

400

62.24

100

62.24

100

62.27

100

62.27

100

62.27

100

62.27

100

62.3

300

62.195

278

62.2

300

62.21

100

62.2

100

62.3

100

62.3

200

62.3

359

62.19

200

62.19

100

62.19

370

62.195

100

62.27

50

62.3

100

62.19

100

62.2

100

62.3

300

62.3

100

62.3

100

62.3

600

62.295

100

62.3

100

62.39

100

62.39

100

62.39

100

62.39

100

62.27

100

62.27

100

62.3

70

62.19

100

62.1925

400

62.1925

100

62.195

100

62.4

100

62.45

100

62.43

100

62.27

100

62.27

100

62.27

58

62.21

100

62.39

100

62.39

100

62.45

100

62.45

600

62.5

100

62.45

500

62.43

100

62.3

100

62.3

1600

62.35

500

62.24

13

62.19

200

62.19

100

62.52

500

62.5

100

62.39

100

62.4

100

62.4

300

62.43

100

62.39

100

62.3

100

62.3

100

62.3

100

62.3

100

62.55

100

62.43

100

62.45

100

62.45

100

62.45

100

62.44

100

62.43

100

62.45

100

62.43

100

62.39

100

62.45

100

62.45

100

62.45

705

62.29

205

62.29

106

62.3

295

62.29

94

62.3

100

62.3

100

62.3

500

62.29

100

62.3

500

62.35

600

62.53

200

62.52

200

62.53

100

62.53

200

62.52

100

62.44

90

62.44

100

62.39

200

62.46

100

62.4

95

62.35

200

62.53

70

62.53

100

62.53

200

62.53

100

62.55

100

62.3

100

62.3

200

62.46

200

62.45

100

62.39

100

62.45

300

62.53

100

62.53

200

62.46

100

62.45

100

62.54

100

62.53

200

62.53

200

62.55

100

62.5

100

62.53

50

62.3

100

62.3

500

62.3

100

62.3

300

62.29

100

62.29

100

62.3

100

62.4

100

62.4

100

62.43

100

62.43

100

62.39

100

62.39

100

62.53

400

62.53

100

62.53

100

62.53

100

62.54

84

62.45

100

62.45

16

62.45

100

62.44

100

62.53

200

62.46

100

62.53

100

62.45

200

62.53

100

62.53

200

62.53

100

62.51

100

62.53

100

62.39

100

62.39

100

62.39

100

62.39

100

62.39

100

62.39

300

62.4

200

62.33

300

62.39

26

62.33

50

62.33

100

62.39

100

62.39

200

62.53

100

62.53

600

62.53

100

62.46

12

62.54

100

62.53

100

62.53

200

62.53

100

62.54

100

62.39

100

62.4

100

62.43

100

62.43

100

62.43

100

62.43

400

62.35

300

62.37

200

62.37

100

62.37

100

62.37

100

62.37

100

62.41

200

62.46

900

62.53

37

62.53

1600

62.53

1000

62.53

100

62.45

100

62.45

100

62.44

300

62.45

10

62.44

100

62.45

400

62.4

100

62.39

100

62.33

50

62.33

100

62.41

400

62.4

100

62.53

100

62.53

200

62.46

500

62.53

100

62.53

200

62.38

74

62.37

100

62.39

100

62.33

100

62.41

100

62.41

100

62.39

200

62.39

200

62.55

120

62.54

100

62.53

100

62.31

100

62.36

100

62.36

400

62.39

400

62.39

100

62.53

300

62.52

1000

62.53

200

62.53

200

62.33

100

62.38

100

62.41

200

62.3

131

62.54

100

62.53

100

62.53

100

62.53

100

62.53

100

62.53

430

62.5

100

62.45

100

62.3

100

62.31

100

62.39

200

62.39

500

62.39

500

62.35

100

62.35

300

62.35

200

62.3

50

62.28

100

62.36

500

62.36

100

62.36

300

62.36

100

62.36

100

62.33

100

62.38

100

62.39

200

62.39

100

62.29

100

62.38

200

62.31

100

62.31

200

62.42

100

62.3

200

62.29

200

62.3

500

62.39

300

62.39

500

62.39

100

62.31

102

62.31

400

62.27

400

62.35

100

62.31

100

62.31

200

62.3

400

62.29

400

62.45

600

62.2875

100

62.37

100

62.37

200

62.36

200

62.41

98

62.41

100

62.3

200

62.3

100

62.31

100

62.38

300

62.38

100

62.31

100

62.31

100

62.31

98

62.31

200

62.31

200

62.31

100

62.29

200

62.49

200

62.5

100

62.3

200

62.57

200

62.57

20

62.46

100

62.59

200

62.58

100

62.58

400

62.58

600

62.57

100

62.57

100

62.31

200

62.38

100

62.49

200

62.49

200

62.49

100

62.51

82

62.41

1300

62.58

200

62.49

100

62.57

400

62.58

100

62.57

200

62.51

200

62.59

100

62.53

100

62.53

100

62.53

200

62.58

200

62.5

100

62.53

100

62.59

400

62.54

100

62.53

100

62.53

300

62.54

100

62.53

200

62.5875

200

62.57

200

62.53

100

62.53

100

62.5875

100

62.58

100

62.57

400

62.58

200

62.54

100

62.53

75

62.59

200

62.49

100

62.59

200

62.5875

182

62.58

300

62.53

100

62.53

100

62.53

200

62.53

600

62.58

100

62.5875

100

62.58

50

62.59

100

62.56

100

62.56

325

62.59

100

62.59

71

62.59

200

62.59

100

62.53

49

62.58

51

62.58

200

62.5875

100

62.58

100

62.58

200

62.5875

200

62.5875

200

62.58

100

62.59

100

62.58

100

62.59

200

62.5875

29

62.59

200

62.5875

100

62.5

100

62.61

1300

62.61

151

62.58

100

62.58

100

62.58

200

62.58

200

62.54

200

62.58

82

62.67

500

62.67

200

62.5875

67

62.58

18

62.58

200

62.54

300

62.53

200

62.68

300

62.58

200

62.58

100

62.61

4207

62.61

1200

62.61

50

62.6

200

62.58

300

62.61

300

62.58

400

62.61

400

62.61

300

62.6

1100

62.61

500

62.59

100

62.61

100

62.61

200

62.68

100

62.58

100

62.61

100

62.61

100

62.55

200

62.61

191

62.59

200

62.58

400

62.7

100

62.69

100

62.55

100

62.59

27

62.68

500

62.63

3000

62.63

100

62.59

100

62.55

100

62.71

109

62.59

200

62.55

200

62.55

100

62.55

200

62.61

700

62.7

200

62.69

100

62.61

200

62.68

76

62.72

200

62.72

100

62.55

100

62.61

100

62.73

300

62.68

100

62.7

100

62.68

100

62.69

100

62.73

1153

62.7

100

62.69

400

62.69

600

62.69

600

62.69

400

62.69

200

62.61

193

62.61

100

62.69

400

62.68

100

62.68

73

62.68

200

62.72

100

62.71

10

62.67

100

62.6

500

62.51

400

62.4

200

62.4

100

62.48

200

62.68

200

62.68

500

62.71

100

62.71

400

62.49

100

62.59

100

62.52

200

62.52

25

62.52

200

62.55

100

62.73

90

62.74

100

62.69

200

62.69

200

62.69

100

62.5

200

62.63

400

62.51

100

62.58

55

62.58

100

62.55

300

62.55

100

62.55

100

62.5

100

62.5

100

62.4

94

62.64

500

62.73

300

62.69

100

62.73

100

62.48

800

62.48

900

62.48

100

62.49

200

62.5

100

62.65

200

62.62

100

62.7

100

62.63

100

62.63

200

62.54

47

62.7

200

62.49

20

62.52

200

62.52

100

62.52

400

62.54

300

62.49

100

62.5

49

62.66

100

62.48

400

62.48

300

62.7

100

62.7

100

62.69

200

62.4

200

62.4

200

62.52

700

62.52

97

62.66

99

62.75

300

62.49

200

62.5

600

62.68

100

62.49

100

62.52

300

62.52

100

62.52

600

62.52

200

62.52

100

62.68

100

62.62

200

62.76

500

62.8

124

62.72

300

62.8

200

62.61

100

62.66

100

62.8

100

62.8

300

62.79

200

62.61

600

62.61

100

62.65

200

62.66

100

62.79

100

62.79

100

62.65

500

62.62

300

62.65

200

62.76

300

62.83

50

62.66

5

62.66

100

62.86

97

62.66

1

62.79

300

62.87

100

62.87

900

62.87

99

62.75

100

62.79

500

62.73

300

62.79

200

62.79

100

62.79

100

62.63

200

62.63

200

62.54

200

62.79

100

62.8

100

62.79

200

62.5

500

62.48

300

62.4

200

62.4

46

62.79

100

62.83

200

62.83

600

62.88

310

62.88

200

62.87

200

62.49

100

62.85

200

62.87

100

62.87

100

62.87

187

62.86

100

62.87

100

62.87

100

62.58

800

62.85

100

62.87

100

62.87

200

62.87

6

62.61

65

62.87

400

62.87

100

62.85

100

62.87

435

62.87

100

62.88

100

62.85

100

62.65

159

62.68

200

62.68

100

62.88

213

62.86

200

62.66

3

62.66

600

62.88

200

62.88

100

62.88

200

62.88

200

62.88

200

62.86

100

62.86

100

62.64

59

62.64

159

62.64

100

62.86

110

62.87

300

62.86

100

62.85

300

62.77

100

62.88

200

62.88

200

62.88

290

62.87

100

62.5

100

62.75

100

62.75

500

62.48

100

62.47

100

62.47

18

62.47

300

62.75

113

62.86

500

62.86

41

62.64

100

62.75

100

62.8

500

62.8

100

62.79

1

62.75

641

62.69

200

62.42

300

62.42

100

62.35

600

62.68

1000

62.8

1154

62.79

200

62.79

100

62.57

100

62.68

600

62.37

200

62.64

100

62.64

100

62.57

200

62.58

100

62.5

200

62.48

100

62.49

100

62.48

159

62.64

500

62.5

100

62.5

200

62.64

41

62.64

100

62.46

100

62.35

100

62.35

100

62.35

100

62.57

100

62.57

282

62.47

82

62.49

100

62.87

100

62.87

100

62.87

100

62.87

100

62.87

345

62.47

100

62.46

100

62.47

455

62.47

100

62.46

100

62.48

200

62.42

100

62.42

100

62.47

100

62.47

55

62.47

100

62.35

300

62.32

3

62.38

100

62.35

100

62.33

100

62.35

300

62.42

100

62.42

100

62.88

10

62.88

200

62.88

100

62.88

100

62.35

100

62.33

100

62.32

100

62.38

100

62.38

100

62.35

2

62.38

595

62.38

1100

62.37

200

62.35

200

62.35

100

62.89

490

62.88

190

62.88

87

62.86

100

62.84

100

62.35

100

62.4

100

62.4

100

62.75

1099

62.75

100

62.79

100

62.8

100

62.38

956

62.41

300

62.37

100

62.68

300

62.37

100

62.31

61

62.45

44

62.45

400

62.37

175

62.37

100

62.38

100

62.4

100

62.37

100

62.37

165

62.44

100

62.37

200

62.38

200

62.38

100

62.37

41

62.64

100

62.39

100

62.37

36

62.37

100

62.46

200

62.46

100

62.4

739

62.37

200

62.47

100

62.37

91

62.37

9

62.37

100

62.31

100

62.31

64

62.37

100

62.37

200

62.47

18

62.47

200

62.47

400

62.47

100

62.47

345

62.47

100

62.41

100

62.4

261

62.37

61

62.46

300

62.43

100

62.27

54

62.29

100

62.29

39

62.46

35

62.44

200

62.41

400

62.44

100

62.35

100

62.28

100

62.46

200

62.46

100

62.46

200

62.44

800

62.44

100

62.35

100

62.3

100

62.37

100

62.46

200

62.46

200

62.46

100

62.43

500

62.46

200

62.46

100

62.42

200

62.46

200

62.46

100

62.46

200

62.44

100

62.33

200

62.31

100

62.37

200

62.37

100

62.37

100

62.31

100

62.35

100

62.35

400

62.35

700

62.35

200

62.37

100

62.3

100

62.46

200

62.37

500

62.36

100

62.38

200

62.38

100

62.27

200

62.27

100

62.29

100

62.28

100

62.31

200

62.31

100

62.29

100

62.29

100

62.28

100

62.39

100

62.29

500

62.37

100

62.37

42

62.3

96

62.31

100

62.31

100

62.33

146

62.3

100

62.38

700

62.37

62

62.45

500

62.36

500

62.36

200

62.38

100

62.38

100

62.38

100

62.4

64

62.37

100

62.33

100

62.36

600

62.52

100

62.51

100

62.48

200

62.38

300

62.38

150

62.4

100

62.36

100

62.4

100

62.43

99

62.43

200

62.39

200

62.4

17

62.39

395

62.43

300

62.43

400

62.43

100

62.31

100

62.295

100

62.285

300

62.27

300

62.45

100

62.27

600

62.29

71

62.4

400

62.45

100

62.44

100

62.44

100

62.51

100

62.28

100

62.46

49

62.48

100

62.49

100

62.48

50

62.5

174

62.48

1

62.43

100

62.34

26

62.44

100

62.45

200

62.46

100

62.46

100

62.46

100

62.46

100

62.46

100

62.42

100

62.37

100

62.37

100

62.36

88

62.46

100

62.43

5

62.43

100

62.48

39

62.46

100

62.51

305

62.43

99

62.3

200

62.3

100

62.31

100

62.27

100

62.285

100

62.31

100

62.5

100

62.31

100

62.3

300

62.275

50

62.29

100

62.26

400

62.26

100

62.285

100

62.26

100

62.27

15

62.34

6

62.29

100

62.28

200

62.5

100

62.44

200

62.5

558

62.3

100

62.3

200

62.5

300

62.48

100

62.36

200

62.38

200

62.38

100

62.4

100

62.51

400

62.49

200

62.47

100

62.43

100

62.43

95

62.43

100

62.29

300

62.28

1

62.3

200

62.5

400

62.48

200

62.39

200

62.39

200

62.39

200

62.87

100

62.44

Total

253,900

Sales

Number of securities

Price per unit (Note 4)

USD (unless stated)

186300

62.4436

67600

62.4436

4

61.7800

1000

61.6168

10

60.4600

44

62.1100

Total

254,958

(b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

(C = call;

P = put)

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise

Price (USD) 

Type, e.g. American, European etc.

Expiry 

date

Option money

paid/received per unit (USD) (Note 4) 

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8) No

Date of disclosure

23 September 2008

 

Contact name

Pavla Trskova

 

Telephone number

028 90 40 9544

 

Name of offeree/offeror with which connected

BHP Billiton plc

 

Nature of connection (Note 9)

Corporate Broker/Financial Advisor

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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