15th Nov 2007 13:02
Credit Suisse Securities (Eur) Ltd15 November 2007 FORM 38.5 (b) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATIONName of exempt principal trader Credit Suisse Securities (Europe) LimitedCompany dealt in Rio Tinto PlcClass of relevant security to which the dealings being Ordinary Shares: GB0007188757disclosed relate (Note 1)Date of dealing 14-Nov-2007 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)(GB0007188757) Long Short Number (%) Number (%)(1) Relevant securities -352315 -0.035(2) Derivatives (other than options)(3) Options and agreements to purchase/sellTotal -352315 -0.035 (c) Rights to subscribe (Note 2)Class of relevant security: Details 3. DEALINGS (Note 3)(a) Purchases and salesPurchase/sale Number of securities Price per unit (Note 4)Buy 16132 54.54Buy 259 54.56Buy 3485 54.57Buy 511 54.57Buy 1890 54.57Buy 1116 54.57Buy 3744 54.57Buy 1450 54.57Buy 596 54.57Buy 1000 54.57Buy 697 54.61Buy 23 54.61Buy 26 54.61Buy 52 54.61Buy 38 54.61Buy 14 54.61Buy 3744 54.61Buy 1099 54.62Buy 608 54.62Buy 2037 54.65Buy 3 54.65Buy 2000 54.66Buy 443 54.66Buy 1779 54.66Buy 1965 54.67Buy 254 54.69Buy 37 54.7Buy 5 54.7Buy 49 54.7Buy 145 54.7Buy 165 54.72Buy 14 54.72Buy 208 54.73Buy 42 54.73Buy 15 54.74Buy 56 54.74Buy 20 54.74Buy 14 54.74Buy 64 54.75Buy 24 54.75Buy 3082 54.75Buy 52 54.75Buy 348 54.76Buy 37 54.77Buy 225 54.77Buy 457 54.77Buy 164 54.77Buy 19 54.77Buy 45 54.77Buy 16 54.78Buy 190 54.78Buy 1180 54.79Buy 1200 54.79Buy 1200 54.79Buy 164 54.79Buy 250 54.79Buy 1920 54.79Buy 441 54.79Buy 1383 54.79Buy 1174 54.79Buy 400 54.8Buy 28 54.8Buy 80 54.8Buy 1576 54.8Buy 2060 54.8Buy 167 54.8Buy 100 54.8Buy 3477 54.8Buy 3100 54.8Buy 644 54.81Buy 338 54.81Buy 2129 54.82Buy 1358 54.82Buy 2386 54.83Buy 1037 54.83Buy 730 54.83Buy 400 54.83Buy 65 54.83Buy 861 54.83Buy 1182 54.84Buy 987 54.84Buy 486 54.84Buy 163 54.84Buy 20 54.84Buy 677 54.85Buy 1135 54.85Buy 916 54.85Buy 1103 54.85Buy 36 54.85Buy 36 54.85Buy 325 54.86Buy 148 54.86Buy 36 54.86Buy 36 54.86Buy 36 54.86Buy 310 54.86Buy 304 54.86Buy 36 54.86Buy 36 54.87Buy 36 54.87Buy 36 54.87Buy 227 54.87Buy 25 54.87Buy 11 54.87Buy 380 54.87Buy 735 54.87Buy 36 54.87Buy 36 54.87Buy 631 54.87Buy 36 54.87Buy 36 54.87Buy 36 54.87Buy 36 54.87Buy 464 54.87Buy 36 54.88Buy 22 54.88Buy 36 54.88Buy 254 54.88Buy 36 54.89Buy 36 54.89Buy 10 54.89Buy 36 54.89Buy 42 54.9Buy 617 54.91Buy 1110 54.91Buy 36 54.92Buy 36 54.92Buy 500 54.92Buy 335 54.92Buy 36 54.93Buy 36 54.93Buy 36 54.93Buy 36 54.93Buy 36 54.93Buy 36 54.93Buy 36 54.93Buy 1000 54.93Buy 44 54.94Buy 4 54.94Buy 12 54.94Buy 1111 54.94Buy 774 54.95Buy 31 54.95Buy 100 54.95Buy 287 54.95Buy 1018 54.96Buy 1027 54.96Buy 1098 54.96Buy 298 54.96Buy 8 54.96Buy 36 54.97Buy 36 54.98Buy 36 54.98Buy 36 54.98Buy 1122 54.98Buy 36 54.99Buy 59 54.99Buy 23 54.99Buy 917 54.99Buy 26 54.99Buy 19 54.99Buy 36 54.99Buy 1050 54.99Buy 1056 54.99Buy 26 55Buy 26 55Buy 791 55Buy 237 55Buy 1097 55Buy 581 55Buy 36 55Buy 36 55Buy 36 55.01Buy 36 55.01Buy 487 55.01Buy 409 55.01Buy 160 55.01Buy 279 55.01Buy 18 55.02Buy 18 55.02Buy 583 55.02Buy 18 55.02Buy 18 55.02Buy 18 55.02Buy 18 55.02Buy 712 55.02Buy 250 55.02Buy 12 55.04Buy 67 55.04Buy 154 55.04Buy 44 55.05Buy 16 55.05Buy 18 55.05Buy 18 55.05Buy 18 55.05Buy 1083 55.06Buy 18 55.07Buy 1095 55.07Buy 48 55.07Buy 25 55.08Buy 95 55.08Buy 238 55.08Buy 18 55.08Buy 18 55.08Buy 36 55.08Buy 958 55.09Buy 18 55.09Buy 36 55.09Buy 39 55.09Buy 721 55.1Buy 728 55.1Buy 1058 55.1Buy 959 55.1Buy 368 55.1Buy 400 55.1Buy 458 55.1Buy 10 55.1Buy 600 55.1Buy 483 55.1Buy 494 55.1Buy 364 55.105Buy 56 55.11Buy 13 55.11Buy 16 55.13Buy 72 55.13Buy 26 55.13Buy 1076 55.14Buy 1038 55.14Buy 442 55.14Buy 251 55.14Buy 781 55.14Buy 69 55.14Buy 36 55.14Buy 36 55.15Buy 957 55.15Buy 383 55.15Buy 300 55.15Buy 590 55.15Buy 157 55.15Buy 683 55.15Buy 454 55.15Buy 335 55.16Buy 1061 55.16Buy 1045 55.16Buy 291 55.16Buy 18 55.16Buy 1077 55.16Buy 1091 55.17Buy 1030 55.17Buy 448 55.17Buy 147 55.18Buy 39 55.19Buy 15 55.19Buy 200 55.19Buy 5 55.19Buy 300 55.19Buy 822 55.19Buy 481 55.19Buy 50 55.19Buy 936 55.2Buy 1095 55.2Buy 153 55.2Buy 36 55.2Buy 27 55.2Buy 375 55.2Buy 750 55.2Buy 243 55.2Buy 243 55.21Buy 480 55.21Buy 120 55.21Buy 192 55.21Buy 15 55.22Buy 240 55.22Buy 456 55.22Buy 240 55.22Buy 199 55.22Buy 56 55.22Buy 81 55.22Buy 38 55.22Buy 64 55.23Buy 177 55.23Buy 95 55.23Buy 364 55.23Buy 381 55.23Buy 1200 55.23Buy 13 55.23Buy 257 55.23Buy 458 55.24Buy 51 55.24Buy 25 55.24Buy 240 55.25Buy 360 55.25Buy 600 55.25Buy 381 55.25Buy 99 55.25Buy 1753 55.25Buy 47 55.25Buy 389 55.25Buy 45 55.27Buy 1057 55.27Buy 69 55.27Buy 960 55.27Buy 82 55.28Buy 158 55.28Buy 360 55.28Buy 120 55.28Buy 4 55.28Buy 716 55.28Buy 120 55.3Buy 360 55.3Buy 125 55.3Buy 32 55.3Buy 328 55.3Buy 176 55.3Buy 304 55.3Buy 804 55.3Buy 480 55.3Buy 178 55.3Buy 639 55.35Buy 23 55.35Buy 120 55.38Buy 480 55.4Buy 5 55.4Buy 300 55.41Buy 120 55.41Buy 240 55.41Buy 240 55.41Buy 500 55.41Buy 300 55.41Buy 180 55.41Buy 840 55.45Buy 1920 55.46Buy 2104 55.46Buy 2104 55.46Sell 250000 54.39Sell 16132 54.39Sell 82 54.4Sell 631 54.4Sell 111 54.4Sell 1659 54.41Sell 3238 54.45Sell 506 54.46Sell 36 54.46Sell 1080 54.5Sell 32 54.5Sell 14 54.5Sell 2000 54.5Sell 370 54.5Sell 145 54.55Sell 864 54.55Sell 232 54.55Sell 63 54.55Sell 23 54.57Sell 72 54.57Sell 140 54.57Sell 1114 54.61Sell 1319 54.62Sell 1099 54.62Sell 153 54.63Sell 1101 54.65Sell 1101 54.67Sell 1101 54.69Sell 441 54.7Sell 146 54.7Sell 1200 54.71Sell 1100 54.71Sell 1139 54.71Sell 1000 54.71Sell 397 54.73Sell 1208 54.73Sell 2144 54.73Sell 1600 54.73Sell 60 54.74Sell 13 54.77Sell 201 54.77Sell 17 54.77Sell 100 54.77Sell 619 54.77Sell 102 54.77Sell 816 54.77Sell 138 54.78Sell 11 54.79Sell 561 54.79Sell 500 54.79Sell 158 54.79Sell 532 54.79Sell 1919 54.79Sell 1545 54.79Sell 2199 54.79Sell 250 54.8Sell 1000 54.8Sell 2550 54.8Sell 100 54.8Sell 94 54.8Sell 300 54.8Sell 300 54.83Sell 974 54.83Sell 625 54.83Sell 100 54.83Sell 3019 54.83Sell 3744 54.83Sell 2999 54.84Sell 745 54.84Sell 300 54.84Sell 2167 54.85Sell 750 54.85Sell 2705 54.86Sell 289 54.86Sell 1500 54.86Sell 300 54.86Sell 367 54.86Sell 1000 54.86Sell 2 54.87Sell 2742 54.87Sell 36 54.87Sell 4 54.88Sell 32 54.88Sell 36 54.88Sell 36 54.88Sell 36 54.88Sell 36 54.88Sell 36 54.88Sell 36 54.88Sell 36 54.89Sell 15 54.89Sell 21 54.9Sell 36 54.9Sell 36 54.9Sell 36 54.9Sell 36 54.9Sell 36 54.9Sell 36 54.9Sell 36 54.91Sell 36 54.91Sell 36 54.91Sell 36 54.91Sell 36 54.91Sell 36 54.91Sell 36 54.91Sell 500 54.91Sell 550 54.91Sell 557 54.91Sell 7 54.91Sell 36 54.91Sell 36 54.91Sell 36 54.91Sell 36 54.91Sell 36 54.91Sell 36 54.91Sell 36 54.91Sell 36 54.92Sell 36 54.92Sell 36 54.92Sell 36 54.92Sell 36 54.92Sell 36 54.92Sell 36 54.92Sell 1129 54.92Sell 1060 54.92Sell 36 54.92Sell 36 54.92Sell 36 54.92Sell 36 54.92Sell 36 54.92Sell 768 54.93Sell 25 54.93Sell 36 54.93Sell 36 54.93Sell 36 54.93Sell 36 54.93Sell 36 54.93Sell 1084 54.94Sell 36 54.94Sell 36 54.95Sell 988 54.95Sell 79 54.95Sell 36 54.95Sell 36 54.95Sell 30 54.95Sell 36 54.95Sell 36 54.95Sell 36 54.95Sell 36 54.95Sell 1066 54.95Sell 762 54.95Sell 768 54.96Sell 3 54.96Sell 36 54.97Sell 193 54.97Sell 36 54.97Sell 511 54.97Sell 1 54.97Sell 36 54.97Sell 36 54.98Sell 36 54.98Sell 957 54.98Sell 145 54.98Sell 36 54.99Sell 36 54.99Sell 36 54.99Sell 9 54.99Sell 540 54.99Sell 20 54.99Sell 36 54.99Sell 36 55Sell 36 55Sell 36 55Sell 36 55Sell 595 55Sell 21 55Sell 36 55Sell 36 55Sell 775 55Sell 284 55Sell 496 55Sell 1000 55Sell 463 55Sell 273 55Sell 843 55Sell 142 55Sell 943 55.01Sell 53 55.01Sell 213 55.01Sell 1108 55.01Sell 36 55.01Sell 168 55.01Sell 220 55.01Sell 6 55.01Sell 519 55.01Sell 36 55.01Sell 36 55.01Sell 36 55.01Sell 36 55.01Sell 490 55.02Sell 1130 55.02Sell 928 55.02Sell 565 55.02Sell 81 55.02Sell 134 55.02Sell 369 55.02Sell 500 55.02Sell 561 55.02Sell 1054 55.02Sell 291 55.02Sell 100 55.02Sell 221 55.03Sell 111 55.03Sell 833 55.04Sell 423 55.04Sell 115 55.04Sell 656 55.05Sell 1085 55.05Sell 94 55.05Sell 423 55.05Sell 25 55.05Sell 549 55.05Sell 167 55.05Sell 48 55.06Sell 1071 55.06Sell 600 55.07Sell 180 55.07Sell 43 55.08Sell 426 55.08Sell 311 55.08Sell 141 55.09Sell 111 55.09Sell 110 55.09Sell 351 55.09Sell 226 55.09Sell 437 55.09Sell 383 55.09Sell 521 55.09Sell 456 55.1Sell 1038 55.1Sell 187 55.1Sell 487 55.1Sell 488 55.105Sell 200 55.11Sell 1079 55.11Sell 17 55.11Sell 700 55.11Sell 457 55.11Sell 277 55.11Sell 300 55.14Sell 7 55.14Sell 9 55.14Sell 301 55.14Sell 154 55.14Sell 1 55.15Sell 9 55.15Sell 64 55.15Sell 276 55.15Sell 15 55.15Sell 1121 55.15Sell 1090 55.15Sell 442 55.15Sell 233 55.15Sell 36 55.15Sell 36 55.15Sell 292 55.15Sell 300 55.15Sell 300 55.15Sell 10 55.15Sell 591 55.15Sell 1042 55.16Sell 367 55.16Sell 69 55.17Sell 975 55.18Sell 398 55.18Sell 195 55.18Sell 503 55.19Sell 1000 55.19Sell 32 55.19Sell 13 55.19Sell 901 55.19Sell 1000 55.19Sell 50 55.19Sell 817 55.19Sell 200 55.2Sell 9 55.2Sell 207 55.2Sell 1044 55.2Sell 36 55.2Sell 36 55.2Sell 36 55.2Sell 36 55.2Sell 36 55.2Sell 36 55.21Sell 36 55.21Sell 36 55.22Sell 27 55.22Sell 1117 55.23Sell 15 55.23Sell 300 55.23Sell 78 55.24Sell 162 55.24Sell 11 55.24Sell 109 55.24Sell 360 55.24Sell 208 55.24Sell 152 55.24Sell 498 55.24Sell 342 55.24Sell 406 55.26Sell 100 55.26Sell 260 55.27Sell 279 55.27Sell 300 55.28Sell 261 55.28Sell 75 55.3Sell 500 55.3Sell 28 55.32Sell 400 55.32Sell 240 55.32Sell 525 55.32Sell 67 55.32Sell 127 55.33Sell 375 55.33Sell 36 55.33Sell 189 55.35Sell 119 55.35Sell 1 55.35Sell 120 55.39Sell 240 55.39Sell 240 55.4Sell 240 55.4Sell 100 55.4Sell 1088 55.43Sell 500 55.44Sell 960 55.44Sell 465 55.44Sell 480 55.45Sell 300 55.48Sell 157 55.57Sell 600 55.57Sell 202 55.07 TOTAL BUYSA 167787 TOTAL SELLS 405086 A(b) Derivatives transactions (other than options)Product name, e.g. CFD Long/short (Note 5) Number of securities (Note 6) Price per unit (Note 4) (c) Options transactions in respect of existing securities(i) Writing, selling, purchasing or varyingProduct Writing, selling, Number of securities to Exercise Type, e.g. Expiry Option money paid/name,e.g. call purchasing, varying which the option relates price American, date received per unitoption etc. (Note 6) European etc. (Note 4) (ii) ExercisingProduct name, e.g. call option Number of securities Exercise price per unit (Note 4) (d) Other dealings (including new securities) (Note 3)Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4) 4. OTHER INFORMATIONAgreements, arrangements or understandings relating to options or derivativesFull details of any agreement, arrangement or understanding between the person disclosing and any other person relatingto the voting rights of any relevant securities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form isreferenced. If none, this should be stated. Is a Supplemental Form 38.5(b) attached? (Note 8) NO Date of disclosure 15-Nov-2007Contact name Collins,CarolynTelephone number 44 20 7888 0241Name of offeree/offeror with which connected Rio Tinto PlcNature of connection (Note 9) ADVISOR NotesThe Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at http://www.thetakeoverpanel.org.uk/. Notes1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.Full details of any existing agreements to purchase or to sell should also be given on this form.2. For all prices and other monetary amounts, the currency must be stated. For details of the Code's dealing disclosure requirements, see Rules 8 and 38.5 and their Notes which can beviewed on the Takeover Panel's website at http://www.thetakeoverpanel.org.uk/. This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Rio Tinto