29th Apr 2008 10:47
UBS AG (EPT)29 April 2008 FORM 38.5(b) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader UBS AG London BranchCompany dealt in Rio Tinto LimitedClass of relevant security to which the Ordinarydealings being disclosed relate (Note 1)Date of dealing 28 APRIL 2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) Long Short Number (%) Number (%)(1) Relevant securities 0 0.00% 231 0.00%(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal 0 0.00% 231 0.00% (b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) Class of relevant security: Long Short Number (%) Number (%)(1) Relevant securities(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal (c) Rights to subscribe (Note 2)Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4) SALE 352 14181 AUD Cents PURCHASE 9 14185 PURCHASE 12 14185 PURCHASE 15 14185 PURCHASE 90 14185 PURCHASE 193 14185 SALE 124 14186 SALE 3 14186 PURCHASE 186 14186 PURCHASE 4 14187 PURCHASE 310 14187 PURCHASE 357 14187 PURCHASE 249 14188 PURCHASE 19 14189 PURCHASE 230 14189 SALE 100 14200 SALE 81 14203 PURCHASE 73 14207 PURCHASE 280 14207 PURCHASE 7 14208 PURCHASE 60 14208 PURCHASE 346 14210 SALE 100 14236 SALE 1755 14237 SALE 255 14249 PURCHASE 20 14249 PURCHASE 25 14249 PURCHASE 31 14249 PURCHASE 63 14249 PURCHASE 180 14249 PURCHASE 260 14249 SALE 1000 14250 SALE 950 14250 SALE 500 14250 SALE 200 14250 SALE 176 14250 SALE 150 14250 SALE 140 14250 SALE 125 14250 SALE 98 14250 SALE 74 14250 SALE 2 14250 SALE 2 14250 SALE 1 14250 PURCHASE 260 14251 PURCHASE 27 14252 PURCHASE 355 14252 SALE 1162 14253 SALE 109 14253 SALE 50 14253 SALE 2 14253 SALE 2 14253 SALE 1000 14254 SALE 687 14254 SALE 4 14254 PURCHASE 2 14254 PURCHASE 98 14254 PURCHASE 100 14254 PURCHASE 100 14254 PURCHASE 200 14254 PURCHASE 360 14254 SALE 31 14255 SALE 1 14255 PURCHASE 70 14255 PURCHASE 182 14255 SALE 766 14256 SALE 114 14256 SALE 4 14256 PURCHASE 4 14256 PURCHASE 85 14256 PURCHASE 41 14257 PURCHASE 48 14257 PURCHASE 92 14257 PURCHASE 197 14257 PURCHASE 213 14257 PURCHASE 253 14257 PURCHASE 19 14258 PURCHASE 34 14258 PURCHASE 72 14258 PURCHASE 73 14258 PURCHASE 240 14258 PURCHASE 330 14258 PURCHASE 485 14258 PURCHASE 564 14258 PURCHASE 7 14259 PURCHASE 26 14259 PURCHASE 62 14259 PURCHASE 77 14259 PURCHASE 230 14259 SALE 744 14260 SALE 250 14260 SALE 134 14260 SALE 3 14260 PURCHASE 10 14260 PURCHASE 12 14260 PURCHASE 24 14260 PURCHASE 82 14260 PURCHASE 91 14260 PURCHASE 229 14260 PURCHASE 357 14260 PURCHASE 506 14260 PURCHASE 568 14260 PURCHASE 601 14260 PURCHASE 750 14260 PURCHASE 12 14261 PURCHASE 37 14261 PURCHASE 47 14261 PURCHASE 535 14261 PURCHASE 1060 14261 PURCHASE 104 14262 SALE 301 14263 SALE 3 14263 PURCHASE 444 14263 SALE 455 14264 SALE 60 14264 SALE 9 14264 SALE 2 14264 SALE 6 14265 PURCHASE 2 14266 PURCHASE 280 14266 PURCHASE 1 14267 PURCHASE 61 14268 PURCHASE 3 14270 PURCHASE 78 14270 PURCHASE 89 14270 PURCHASE 94 14270 PURCHASE 327 14270 PURCHASE 1191 14270 SALE 500 14271 SALE 90 14271 SALE 70 14271 PURCHASE 112 14271 PURCHASE 380 14271 PURCHASE 460 14271 PURCHASE 105 14272 PURCHASE 130 14272 PURCHASE 2 14273 SALE 414 14279 SALE 156 14279 SALE 47 14279 SALE 2 14279 SALE 2 14279 SALE 1 14279 SALE 740 14280 SALE 659 14280 SALE 290 14280 SALE 250 14280 SALE 250 14280 SALE 200 14280 SALE 61 14280 SALE 50 14280 SALE 260 14281 SALE 218 14281 SALE 100 14281 SALE 12 14281 SALE 5 14281 SALE 5 14281 PURCHASE 24 14281 PURCHASE 30 14281 PURCHASE 241 14281 SALE 499 14283 SALE 141 14283 SALE 50 14283 SALE 3 14283 PURCHASE 20 14284 PURCHASE 139 14284 PURCHASE 260 14284 SALE 250 14285 SALE 127 14286 SALE 112 14286 SALE 5 14286 SALE 1 14286 SALE 1 14286 SALE 480 14287 SALE 173 14287 SALE 35 14287 SALE 8 14287 SALE 6 14287 SALE 3 14287 SALE 2 14287 SALE 2 14287 PURCHASE 462 14288 SALE 296 14290 PURCHASE 9 14291 PURCHASE 23 14291 PURCHASE 66 14291 PURCHASE 250 14291 PURCHASE 251 14291 PURCHASE 254 14291 PURCHASE 262 14291 PURCHASE 8 14293 PURCHASE 13 14293 PURCHASE 97 14293 PURCHASE 164 14293 SALE 237 14294 PURCHASE 27 14297 PURCHASE 178 14297 SALE 500 14300 SALE 250 14300 SALE 150 14300 SALE 130 14300 SALE 100 14300 SALE 70 14300 SALE 38 14300 PURCHASE 214 14300 PURCHASE 235 14300 PURCHASE 35 14302 PURCHASE 296 14308 PURCHASE 21 14310 PURCHASE 270 14310 PURCHASE 577 14310 SALE 500 14311 PURCHASE 3 14311 PURCHASE 3 14311 PURCHASE 43 14311 PURCHASE 114 14311 PURCHASE 250 14311 PURCHASE 400 14311 SALE 70 14312 SALE 35 14312 SALE 3 14312 SALE 205 14313 SALE 149 14313 SALE 4 14313 PURCHASE 10 14313 PURCHASE 104 14313 SALE 230 14316 SALE 134 14316 SALE 2 14316 SALE 1 14316 PURCHASE 94 14320 PURCHASE 97 14320 SALE 32400 14321.29654 PURCHASE 32400 14321.29654 PURCHASE 100 14333 PURCHASE 135 14333 PURCHASE 9 14334 PURCHASE 19 14334 PURCHASE 27 14334 SALE 99 14335 SALE 33042 14337.96274 PURCHASE 33042 14337.96274 SALE 185 14340 SALE 72 14340 SALE 36 14340 SALE 1 14340 SALE 151 14351 SALE 72 14351 SALE 36 14351 SALE 36 14351 PURCHASE 6 14353 PURCHASE 86 14353 SALE 308 14354 PURCHASE 35 14355 PURCHASE 36 14355 SALE 500 14356 SALE 21 14356 SALE 3 14356 SALE 2 14356 SALE 1 14356 SALE 37 14357 PURCHASE 37 14358 PURCHASE 206 14358 SALE 304 14359 SALE 260 14359 SALE 13 14359 SALE 1 14359 PURCHASE 11 14360 PURCHASE 115 14360 PURCHASE 128 14360 PURCHASE 185 14360 PURCHASE 284 14360 PURCHASE 382 14360 PURCHASE 2 14362 PURCHASE 337 14362 SALE 935 14367 SALE 405 14367 SALE 270 14367 SALE 82 14367 SALE 64 14367 SALE 57 14367 SALE 6 14367 SALE 2 14367 SALE 1 14367 PURCHASE 334 14370 PURCHASE 900 14370 SALE 260 14376 SALE 2 14376 SALE 103 14380 SALE 173 14407 SALE 111 14407 SALE 36 14407 SALE 36 14407 SALE 522 14410 SALE 101 14410 PURCHASE 2 14411 PURCHASE 16 14411 PURCHASE 22 14411 PURCHASE 95 14411 PURCHASE 159 14411 PURCHASE 239 14411 PURCHASE 100 14412 PURCHASE 146 14415 PURCHASE 528 14415 PURCHASE 11 14418 PURCHASE 230 14418 SALE 53 14438 SALE 36 14438 SALE 20 14438 SALE 1 14438 PURCHASE 195 14440 SALE 353 14441 SALE 114 14445 SALE 96 14445 PURCHASE 500 14445 SALE 362 14449 SALE 289 14450 PURCHASE 100 14452 PURCHASE 1 14456 PURCHASE 154 14456 PURCHASE 84 14460 SALE 175 14471 SALE 66 14471 SALE 57 14475 SALE 57 14476 SALE 300 14478 SALE 82 14478 SALE 42 14478 SALE 36 14478 PURCHASE 67 14479 PURCHASE 230 14479 SALE 73 14487 SALE 54 14487 SALE 743 14488 SALE 102 14497 SALE 113 14510 PURCHASE 13 14519 PURCHASE 19 14519 PURCHASE 27 14519 PURCHASE 184 14519 PURCHASE 436 14519 PURCHASE 31 14520 PURCHASE 198 14520 PURCHASE 509 14520 SALE 120 14521 SALE 36 14521 SALE 18 14521 PURCHASE 19 14523 PURCHASE 25 14523 PURCHASE 27 14523 PURCHASE 79 14523 PURCHASE 79 14523 PURCHASE 92 14523 PURCHASE 180 14523 PURCHASE 429 14523 PURCHASE 25 14526 PURCHASE 776 14526 SALE 755 14595 PURCHASE 746 14603 SALE 169 14673 SALE 100 14676 SALE 50 14686 SALE 1701 14690 SALE 94 14697 TOTAL PURCHASES 97,842 TOTAL SALES 98,484 (b) Derivatives transactions (other than options)Product name, e.g Long/short (Note 5) Number of securities Price per unitCFD (Note 6) (Note 4) (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product Writing, Number of Exercise Type, e.g. Expiry Optionname,e.g. selling, securities price American, date money paid/call purchasing, to which the European received peroption varying etc option etc. unit (Note relates 4) (Note 6) (ii) Exercising Product name, e.g. call Number of securities Exercise price per unitoption (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction Details Price per unit (if applicable)(Note 7) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the persondisclosing and any other person relating to the voting rights of any relevantsecurities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which anyderivative referred to on this form is referenced. If none, this should bestated. .............................................................................. .............................................................................. Is a Supplemental Form 38.5(b) attached? (Note 8) NO Date of disclosure 29 APRIL 2008Contact name LOUISE ROBINSONTelephone number 020 7567 8762Name of offeree/offeror with which connected BHP Billiton PLC BHP Billiton LTDNature of connection (Note 9) CONNECTED ADVISER Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Rio Tinto