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EPT Disclosure

2nd Sep 2008 10:54

RNS Number : 5267C
Deutsche Bank AG
02 September 2008
 
 
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
 
1. KEY INFORMATION
 
Name of exempt principal trader
Deutsche Securities Australia Limited
 
Company dealt in
BHP Billiton Ltd
Class of relevant security to which the dealings being disclosed relate(Note 1)
Ordinary
Date of dealing
01/09/2008
 
 
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
 
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
 
 
 
Long
Short
 
 
Number (%)
Number (%)
(1) Relevant securities
 
8,071,615 0.24%
-6,796,323 -0.20%
(2) Derivatives (other than options)
 
6,887,573 0.21%
-7,542,887 -0.22%
(3) Options and agreements to purchase/sell
 
13,301,000 0.40%
-7,390,000 -0.22%
Total
 
28,260,188 0.85%
-21,729,210 -0.64%
 
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
 
Class of relevant security:
 
Long
Short
 
 
Number (%)
Number (%)
(1) Relevant securities
 
 
 
(2) Derivatives (other than options)
 
 
 
(3) Options and agreements to purchase/sell
 
 
 
Total
 
 
 
 
(c) Rights to subscribe (Note 2)
 
Class of relevant security:
 
Details
 
 
 
3. DEALINGS (Note 3)
 
(a) Purchases and sales
 
Purchase/sale
 
Number of securities
Price per unit (Note 4)
AUD $
Purchase
469
40.93
Purchase
500
40.95
Purchase
1236
40.97
Purchase
1536
40.98
Purchase
2318
40.99
Purchase
25143
41.00
Purchase
2882
41.01
Purchase
5117
41.02
Purchase
2949
41.03
Purchase
9600
41.04
Purchase
16011
41.05
Purchase
2991
41.06
Purchase
5308
41.07
Purchase
14876
41.08
Purchase
2475
41.09
Purchase
23100
41.09
Purchase
22840
41.10
Purchase
37723
41.11
Purchase
3735
41.11
Purchase
3475
41.12
Purchase
5490
41.13
Purchase
2749
41.14
Purchase
1844
41.15
Purchase
234752
41.16
Purchase
715
41.16
Purchase
8513
41.18
Purchase
8672
41.19
Purchase
6129
41.20
Purchase
1115
41.21
Purchase
4746
41.22
Purchase
1555
41.23
Purchase
3211
41.24
Purchase
4350
41.25
Purchase
21253
41.26
Purchase
4075
41.27
Purchase
31593
41.28
Purchase
4392
41.29
Purchase
10611
41.30
Purchase
616
41.31
Purchase
2471
41.32
Purchase
711
41.34
Purchase
2754
41.36
Purchase
599
41.37
Purchase
1386
41.39
Purchase
7664
41.40
Purchase
1967
41.41
Purchase
2497
41.42
Purchase
5336
41.43
Purchase
1716
41.44
Purchase
1913
41.45
Purchase
2
41.46
Purchase
726
41.47
Purchase
84000
41.73
TOTAL PURCHASE
654,407
 
Sale
1513
40.93
Sale
500
40.95
Sale
1237
40.98
Sale
4278
40.99
Sale
19552
41.00
Sale
2867
41.01
Sale
1076
41.02
Sale
14500
41.03
Sale
4164
41.03
Sale
12666
41.04
Sale
5982
41.05
Sale
18337
41.06
Sale
104933
41.07
Sale
27523
41.08
Sale
9889
41.09
Sale
19064
41.10
Sale
8041
41.11
Sale
10587
41.12
Sale
4067
41.13
Sale
6980
41.14
Sale
18123
41.15
Sale
1365
41.16
Sale
1574
41.17
Sale
5904
41.18
Sale
1587
41.19
Sale
60388
41.20
Sale
1925
41.21
Sale
42458
41.21
Sale
4419
41.22
Sale
8674
41.23
Sale
8383
41.24
Sale
11727
41.25
Sale
19444
41.26
Sale
4073
41.27
Sale
16763
41.27
Sale
21517
41.28
Sale
2022
41.29
Sale
19854
41.30
Sale
4739
41.31
Sale
2648
41.32
Sale
2431
41.33
Sale
1244
41.34
Sale
399
41.35
Sale
4886
41.36
Sale
140
41.37
Sale
1864
41.38
Sale
515
41.39
Sale
18971
41.40
Sale
5392
41.41
Sale
4849
41.42
Sale
892
41.43
Sale
1892
41.44
Sale
46
41.45
Sale
563
41.46
Sale
50
41.47
Sale
214
41.48
Sale
30000
41.92
TOTAL SALES
609,691
 
(b) Derivatives transactions (other than options)
 
Product name,
e.g. CFD
Long/short (Note 5)
Number of securities (Note 6)
Price per unit (Note 4)
AUD $
CFD
Long
1513
40.93
CFD
Long
500
40.95
CFD
Long
1000
40.98
CFD
Long
3242
40.99
CFD
Long
200
41.02
CFD
Long
14500
41.03
CFD
Long
3367
41.03
CFD
Long
1129
41.04
CFD
Long
2810
41.05
CFD
Long
1329
41.06
CFD
Long
728
41.07
CFD
Long
709
41.08
CFD
Long
1465
41.09
CFD
Long
2000
41.10
CFD
Long
500
41.11
CFD
Long
400
41.12
CFD
Long
2545
41.13
CFD
Long
1676
41.14
CFD
Long
360
41.15
CFD
Long
1228
41.16
CFD
Long
2500
41.20
CFD
Long
42458
41.21
CFD
Long
500
41.24
CFD
Long
100
41.25
CFD
Long
653
41.26
CFD
Long
16763
41.27
CFD
Long
475
41.28
CFD
Long
575
41.29
CFD
Long
500
41.30
CFD
Long
600
41.32
CFD
Long
47
41.33
CFD
Long
600
41.38
CFD
Long
6664
41.40
CFD
Long
63
41.42
CFD
Long
137
41.43
CFD
Long
493
41.46
CFD
Long
30000
41.92
CFD
Short
469
40.93
CFD
Short
500
40.95
CFD
Short
537
40.99
CFD
Short
2998
41.00
CFD
Short
1440
41.01
CFD
Short
940
41.02
CFD
Short
2404
41.03
CFD
Short
3504
41.04
CFD
Short
853
41.05
CFD
Short
135
41.06
CFD
Short
3487
41.07
CFD
Short
2000
41.08
CFD
Short
976
41.09
CFD
Short
23100
41.09
CFD
Short
7347
41.10
CFD
Short
37723
41.11
CFD
Short
2566
41.11
CFD
Short
2011
41.12
CFD
Short
4168
41.13
CFD
Short
1000
41.14
CFD
Short
1699
41.15
CFD
Short
4521
41.19
CFD
Short
5184
41.20
CFD
Short
600
41.21
CFD
Short
2190
41.22
CFD
Short
1409
41.23
CFD
Short
1779
41.24
CFD
Short
1500
41.25
CFD
Short
11210
41.26
CFD
Short
1007
41.27
CFD
Short
4760
41.28
CFD
Short
4021
41.29
CFD
Short
8355
41.30
CFD
Short
616
41.31
CFD
Short
2471
41.32
CFD
Short
711
41.34
CFD
Short
1549
41.36
CFD
Short
86
41.39
CFD
Short
7664
41.40
CFD
Short
1474
41.41
CFD
Short
2476
41.42
CFD
Short
500
41.43
CFD
Short
802
41.44
CFD
Short
726
41.47
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
 
Product name,
e.g. call option
 
Writing, selling, purchasing, varying etc.
Number of securities to which the option relates (Note 6)
Exercise
price
Type, e.g. American, European etc.
Expiry
Date
Option money
paid/received per unit
AUD $
Put Option
Purchasing
25,000
38.00
American
25/09/2008
0.55
Put Option
Purchasing
14,000
39.00
American
25/09/2008
0.75
Call Option
Purchasing
20,000
48.00
American
25/09/2008
0.09
Call Option
Purchasing
250,000
45.00
American
18/12/2008
2.18
Call Option
Purchasing
20,000
45.00
American
18/12/2008
2.20
 
(ii) Exercising
 
Product name, e.g. call option
Number of securities
Exercise price per unit
Australian Dollar $
 
 
 
 
(d) Other dealings (including new securities) (Note 3)
 
Nature of transaction (Note 7)
 
Details
Price per unit (if applicable)(Note 4)
 
 
 
 
 
 
4. OTHER INFORMATION
 
Agreements, arrangements or understandings relating to options or derivatives
 
 
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. 
 
 
 
 
 
Is a Supplemental Form 38.5(b) attached? (Note 8) NO
 
 
Date of disclosure
02/09/2008
Contact name
Artie Movsesian
Telephone number
020 7545 7804
Name of offeree/offeror with which connected
Rio Tinto Plc
Nature of connection (Note 9)
Connected Advisor to Offeree
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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