20th Nov 2007 16:21
Macquarie Bank Ld20 November 2007 DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader Macquarie Bank LimitedCompany dealt in BHP Billiton LimitedClass of relevant security to which the dealings being Ordinary shares ISIN:disclosed relate (Note 1) AU000000BHP4 Date of dealing 19 November 2007 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class of relevantsecurity dealt in (Note 2) Long Short Number (%) Number (%)(1) Relevantsecurities 3,150,644 0.09%(2)Derivatives(other thanoptions) 1,044,511 0.03%(3) Optionsand agreementstopurchase/sell 11,151,559 0.33% Total 13,257,692 0.39% (b) Interests and short positions in relevant securities of the company, otherthan the class dealt in (Note 2) Class of relevant security: Long Short Number (%) Number (%)(1) Relevant securities(2) Derivatives (other than options)(3) Options and agreements to purchase/sell Total (c) Rights to subscribe (Note 2) Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4)See Annexure A (b) Derivatives transactions (other than options) Product name, Long/short (Note Number of securities (Note Price per unit (Note 5) 6) 4)e.g. CFDSee AnnexureB (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product Writing, Number of Exercise Type, e.g. Expiry Optionname, selling, securities to American, money purchasing, which the option European varying etc. relates (Note 6) etc.e.g. price date paid/call receivedoption per unit (Note 4)SeeAnnexureC (ii) Exercising Product name, e.g. call Number of Exercise price per unit (Noteoption securities 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the persondisclosing and any other person relating to the voting rights of any relevantsecurities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which anyderivative referred to on this form is referenced. If none, this should bestated. Is a Supplemental Form 38.5(b) attached? (Note 8) YES/NO Date of disclosure 20 November 2007 Contact name Johanna Uy Telephone number +44 (0) 2030374339 Name of offeree/offeror with which connected Rio Tinto PlcNature of connection (Note 9) Connected principal trader Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk Annexure A Purchase/Sale Number of Price per Unit Securities (AUD)Purchase 5,000 41.83Purchase 5,000 41.88Purchase 1,233 41.91Purchase 3,767 41.91Sale 1,000 41.89Sale 1,826 41.89Sale 476 41.89Sale 145 41.89Sale 240 41.89Sale 12 41.89Sale 1,760 41.83Sale 441 41.89Sale 60 41.89Sale 3,240 41.83Sale 800 41.89Purchase 5,000 41.97Sale 185 41.85Sale 1,500 41.85Sale 934 41.85Sale 999 41.85Sale 800 41.85Sale 270 41.85Sale 61 41.85Sale 200 41.85Sale 51 41.85Purchase 10 41.85Purchase 461 41.85Sale 1,000 41.85Sale 2,000 41.85Sale 401 41.85Sale 517 41.85Sale 18 41.85Sale 342 41.85Sale 67 41.85Sale 5 41.85Sale 28 41.85Sale 300 41.85Sale 322 41.85Sale 10,000 41.82Purchase 9,415 41.85Purchase 114 41.85Purchase 164 41.89Purchase 48 41.89Purchase 1,750 41.89Purchase 918 41.89Purchase 746 41.89Purchase 1,000 41.89Purchase 600 41.89Purchase 4,774 41.89Sale 10,000 41.85Sale 306 41.78Purchase 1,470 41.7Purchase 282 41.7Purchase 30 41.7Purchase 2,380 41.75Purchase 462 41.75Sale 747 41.82Sale 3,816 41.82Sale 40 41.82Sale 5,148 41.82Sale 249 41.82Sale 9,694 41.78Purchase 1,000 41.7Purchase 542 41.7Purchase 1,676 41.7Purchase 5,000 41.76Purchase 109 41.75Purchase 1,725 41.75Purchase 324 41.75Purchase 5,000 41.79Sale 450 41.73Sale 96 41.73Sale 760 41.73Sale 6,238 41.73Sale 500 41.73Sale 39 41.73Sale 1,917 41.73Sale 1,757 41.68Sale 111 41.61Purchase 7,671 41.76Purchase 1,000 41.76Purchase 1,329 41.76Sale 5,045 41.68Sale 3,198 41.68Sale 250 41.64Sale 1,000 41.64Sale 3,510 41.61Sale 69 41.61Sale 5,060 41.61Purchase 5,000 41.5Purchase 928 41.33Purchase 101 41.33Purchase 461 41.33Purchase 3,345 41.33Purchase 165 41.33Purchase 5,000 41.35Sale 8,405 41.31Sale 410 41.31Sale 1,185 41.31Purchase 5,000 41.4Purchase 5,000 41.42Purchase 5,000 41.55Purchase 35,596 41.7348Sale 2,000 41.83Sale 2,000 41.83Sale 2,000 41.83Sale 2,000 41.91Sale 2,619 41.87Sale 136 41.87Purchase 1,000 41.86Sale 799 41.86Sale 201 41.86Purchase 200 41.84Purchase 795 41.84Purchase 705 41.84Purchase 290 41.84Purchase 1,000 41.8Purchase 2,217 41.83Purchase 1,500 41.83Purchase 6 41.83Purchase 800 41.83Purchase 1,200 41.83Purchase 1,000 41.83Purchase 730 41.84Purchase 5,547 41.84Purchase 132 41.81Purchase 109 41.81Purchase 461 41.81Purchase 225 41.81Purchase 2,434 41.81Purchase 370 41.81Purchase 6 41.81Purchase 200 41.81Purchase 63 41.81Sale 1,093 41.81Purchase 109 41.82Purchase 461 41.82Purchase 142 41.82Purchase 288 41.82Sale 2,201 41.86Sale 2,000 41.88Sale 1,614 41.88Sale 1,000 41.88Sale 600 41.88Sale 600 41.88Sale 500 41.88Sale 235 41.88Sale 235 41.88Sale 906 41.88Purchase 864 41.91Purchase 95 41.91Sale 380 41.93Sale 1,000 41.93Sale 24 41.93Purchase 39 41.98Sale 306 41.85Purchase 2,641 41.88Purchase 1,359 41.88Purchase 2,000 41.84Purchase 849 41.87Purchase 1,364 41.86Purchase 1,636 41.86Purchase 257 41.89Purchase 622 41.89Purchase 10 41.9Sale 1,044 41.89Purchase 4,422 41.9Purchase 1,390 41.9Purchase 269 41.9Purchase 269 41.9Purchase 414 41.9Purchase 236 41.9Purchase 947 41.88Sale 1,000 41.93Purchase 1,147 41.94Purchase 4 41.94Purchase 461 41.94Purchase 109 41.94Purchase 279 41.94Purchase 250 41.97Purchase 1,670 41.97Sale 604 41.93Sale 965 41.93Sale 49 41.93Sale 2,381 41.93Sale 119 41.93Sale 463 41.93Sale 2,538 42.01Sale 3,462 42.01Purchase 566 42Purchase 272 42Purchase 2,998 42Purchase 215 42Purchase 419 42Purchase 530 42Purchase 729 41.96Purchase 155 41.96Purchase 2,519 41.91Purchase 201 41.92Purchase 280 41.92Purchase 319 41.92Purchase 109 41.92Purchase 972 41.92Purchase 600 41.92Purchase 190 41.98Purchase 17 41.88Purchase 109 41.88Purchase 461 41.88Purchase 120 41.88Purchase 3,869 41.89Purchase 366 41.89Purchase 2 41.89Purchase 5 41.89Purchase 26 41.89Purchase 732 41.89Purchase 2,293 41.88Sale 530 41.97Sale 2,469 41.97Sale 1,790 41.97Sale 100 41.97Sale 111 41.97Sale 3,000 41.99Sale 29 41.99Sale 577 41.99Sale 732 41.99Sale 662 41.99Purchase 1,305 41.99Sale 4,258 41.99Sale 742 41.99Sale 10,000 41.98Purchase 468 41.95Purchase 110 41.95Purchase 60 41.95Purchase 477 41.95Purchase 440 41.95Sale 133 41.83Purchase 219 41.81Purchase 69 41.81Purchase 109 41.81Purchase 462 41.81Purchase 1,108 41.81Purchase 2 41.81Purchase 6,000 41.81Purchase 3,030 41.81Purchase 329 41.79Sale 600 41.78Sale 400 41.78Sale 1,271 41.76Sale 29 41.76Sale 1,998 41.76Sale 344 41.76Sale 563 41.7Sale 3 41.7Sale 29 41.7Sale 1,021 41.7Sale 6,357 41.76Purchase 197 41.75Purchase 82 41.75Purchase 383 41.75Purchase 620 41.75Purchase 946 41.8Purchase 17 41.8Purchase 1,000 41.73Purchase 950 41.4Purchase 56 41.35Purchase 300 41.35Purchase 2 41.35Purchase 380 41.35Purchase 500 41.35Purchase 248 41.28Purchase 110 41.45Purchase 886 41.44Purchase 154 41.44Purchase 200 41.37Purchase 1,679 41.37Purchase 1,898 41.35Purchase 1,726 41.35Purchase 1,898 41.35Purchase 641 41.4Purchase 35 41.42Purchase 200 41.42Purchase 109 41.42Purchase 2,156 41.42Sale 2,000 41.42Sale 2,000 41.42Purchase 921 41.98Purchase 960 41.97Purchase 700 41.52Purchase 385 41.52Purchase 226 41.52Purchase 689 41.52Sale 1,000 41.52Sale 50 41.52Sale 75 41.52Purchase 487 41.54Purchase 5,439 41.74Purchase 482 41.83Sale 235 41.83Purchase 364 41.87Purchase 75 41.9Purchase 500 41.9Purchase 200 41.79Purchase 650 41.9Purchase 136 41.87Sale 241 41.83Sale 500 41.84Sale 1,000 41.84Sale 100 41.96Purchase 200 41.96Purchase 300 41.97Purchase 5 41.99Purchase 158 41.9Purchase 92 41.91Sale 3,000 41.9Purchase 2,000 41.87Sale 250 41.93Sale 4,750 41.93Sale 150 41.97Sale 94 41.97Sale 1,706 41.97Sale 241 42Sale 100 42.02Purchase 249 41.96Purchase 4 41.96Purchase 292 41.97Purchase 2,005 41.98Sale 150 41.99Sale 331 41.99Sale 2,019 41.99Sale 2,168 41.99Sale 332 41.99Sale 100 41.85Purchase 2,000 41.89Sale 200 41.83Sale 96 41.81Sale 1,000 41.81Sale 204 41.81Purchase 200 41.87Sale 200 41.92Purchase 1,000 41.82Sale 200 41.8Purchase 150 41.72Sale 500 41.7Purchase 6 41.74Purchase 494 41.74Purchase 400 41.65Sale 1,000 41.61Sale 100 41.61Sale 500 41.55Sale 475 41.55Sale 1,025 41.55Sale 350 41.23Purchase 1,000 41.33Purchase 500 41.35Purchase 500 41.31Sale 200 41.45Sale 500 41.47Sale 200 41.54Purchase 993 41.85Purchase 1,000 41.9Sale 435 41.87Purchase 1,986 41.98Purchase 2,897 41.98Purchase 1,000 41.98Purchase 2,062 41.98Purchase 993 41.97Sale 382 41.98Sale 492 41.98Sale 17 41.98Sale 326 41.98Sale 5 41.98Sale 1,500 41.97Sale 250 41.97Sale 2,000 41.97Sale 357 41.97Sale 1,000 41.97Sale 465 41.97Sale 264 41.97Sale 1,961 41.85Purchase 991 41.86Purchase 109 41.84Purchase 574 41.83Purchase 26 41.83Purchase 2,525 41.83Purchase 187 41.83Purchase 461 41.84Purchase 109 41.84Purchase 1,000 41.84Purchase 165 41.84Purchase 168 41.84Purchase 433 41.84Purchase 36 41.84Purchase 299 41.84Purchase 870 41.84Purchase 123 41.55Purchase 48 41.47Purchase 285 41.47Purchase 24 41.47Purchase 39 41.47Purchase 979 41.47Purchase 489 41.47Purchase 147 41.35Purchase 77 41.44Purchase 102 41.35Purchase 940 41.4Sale 921 41.98Sale 960 41.97Purchase 867 41.52Purchase 5,000 41.86Purchase 300 41.86Purchase 36 41.86Purchase 4,164 41.86Purchase 200 41.86Purchase 300 41.86Purchase 2,638 41.42Purchase 464 41.54Purchase 1,740 41.52Purchase 1,000 41.52Purchase 2,000 41.52Purchase 4,493 41.53Purchase 507 41.53Purchase 5,000 41.53Purchase 4,781 41.53Purchase 27 41.53Purchase 2 41.52Purchase 461 41.52Purchase 109 41.52Purchase 142 41.52Purchase 19,286 41.52Purchase 5,000 41.5Purchase 627 41.59Purchase 1,000 41.59Purchase 3,373 41.59Purchase - ADR 116 71.68Purchase - ADR 400 71.68Purchase - ADR 1,000 71.68Purchase - ADR 984 71.68Purchase - ADR 600 71.68Purchase - ADR 600 71.68Purchase - ADR 500 71.68Purchase - ADR 800 71.68Purchase - ADR 200 70.05Purchase - ADR 200 70.05Purchase - ADR 200 70.05Purchase - ADR 100 70.03Purchase - ADR 100 70.03Purchase - ADR 350 70.05Purchase - ADR 200 70.05Purchase - ADR 100 70.05Purchase - ADR 200 70.05Purchase - ADR 150 70.05Purchase - ADR 50 70.05Purchase - ADR 200 70.05Purchase - ADR 400 70.05Purchase - ADR 500 70.05Purchase - ADR 500 70.05Purchase - ADR 490 70.05Purchase - ADR 300 70.05Purchase - ADR 100 70.05Purchase - ADR 100 70.05Purchase - ADR 500 70.05Purchase - ADR 60 70.05Sale - ADR 700 70.58Sale - ADR 100 70.58Sale - ADR 300 70.58Sale - ADR 100 70.6Sale - ADR 100 70.58Sale - ADR 800 70.58Sale - ADR 400 70.58Sale - ADR 100 70.69Sale - ADR 900 70.69Sale - ADR 100 70.69Sale - ADR 1,400 70.69Purchase - ADR 1,300 70.5Purchase - ADR 100 70.5Purchase - ADR 500 70.5Purchase - ADR 600 70.5Purchase - ADR 2,500 70.7Purchase - ADR 100 69.97Purchase - ADR 100 69.97Purchase - ADR 900 69.97Purchase - ADR 100 69.97Purchase - ADR 100 69.98Purchase - ADR 500 69.98Purchase - ADR 100 69.98Purchase - ADR 100 69.99Sale - ADR 2,000 74.57Purchase - ADR 2,000 74.57Sale - ADR 34,108 OTC Sale to custodian at market price Annexure B Product Name Long/short Exec Quantity Exec PriceCFD Short 482 41.83CFD Short 136 41.87CFD Short 500 41.9CFD Short 650 41.9CFD Short 200 41.79CFD Long 235 41.83CFD Short 75 41.9CFD Short 364 41.87CFD Long 1,000 41.84CFD Long 241 41.83CFD Long 500 41.84CFD Short 200 41.96CFD Short 300 41.97CFD Long 100 41.96CFD Short 5 41.99CFD Long 3,000 41.9CFD Short 158 41.9CFD Short 92 41.91CFD Long 150 41.99CFD Short 2,000 41.87CFD Long 250 41.93CFD Long 4,750 41.93CFD Long 150 41.97CFD Long 100 42.02CFD Long 94 41.97CFD Long 1,706 41.97CFD Long 241 42CFD Short 249 41.96CFD Short 2,005 41.98CFD Short 292 41.97CFD Short 4 41.96CFD Long 332 41.99CFD Long 2,168 41.99CFD Long 331 41.99CFD Long 2,019 41.99CFD Long 100 41.85CFD Short 2,000 41.89CFD Short 200 41.87CFD Long 200 41.83CFD Short 494 41.74CFD Long 96 41.81CFD Long 1,000 41.81CFD Long 204 41.81CFD Long 200 41.92CFD Short 1,000 41.82CFD Long 200 41.8CFD Short 150 41.72CFD Long 500 41.7CFD Long 1,000 41.61CFD Short 6 41.74CFD Short 400 41.65CFD Long 100 41.61CFD Long 500 41.55CFD Long 475 41.55CFD Long 1,025 41.55CFD Long 350 41.23CFD Short 1,000 41.33CFD Short 500 41.35CFD Short 500 41.31CFD Long 200 41.45CFD Long 500 41.47CFD Long 200 41.54 Annexure C Product Writing, Number of Exercise price Type Expiry date OptionName selling, securities (AUD) money paid purchasing, to which /received varying etc option per unit relates (AUD)Options Purchasing 500 42 American 20071220 1.9Options Purchasing 2,000 42 American 20071220 1.855Options Purchasing 1,000 25.5 American 20060727 0.32Options Purchasing 1,000 36 American 20071220 0.22Options Purchasing 100 41.5 American 20071220 1.65Options Purchasing 2,000 41.5 American 20071220 1.605Options Purchasing 4,400 41.5 American 20071220 1.605Warrant Purchasing 4,500 47 European 20071220 0.255Warrant Selling 20,000 47 European 20071220 0.225Warrant Purchasing 20,000 47 European 20071220 0.235Warrant Purchasing 5,000 46 European 20071129 0.033Instalmentwarrant Purchasing 2,000 8.87Instalmentwarrant Purchasing 2,000 8.87Instalmentwarrant Purchasing 2,000 8.87Instalmentwarrant Purchasing 2,000 8.94Instalmentwarrant Selling 1,000 8.94Instalmentwarrant Selling 1,000 9Instalmentwarrant Selling 1,000 9Instalmentwarrant Selling 2,000 9Instalmentwarrant Selling 2,000 8.98Instalmentwarrant Selling 1,000 26.33Instalmentwarrant Selling 125 26.3823Instalmentwarrant Selling 400 26.02Instalmentwarrant Selling 1,000 8.5Instalmentwarrant Selling 149 26.1919Instalmentwarrant Selling 78 26.2776Instalmentwarrant Selling 2,000 8.45Instalmentwarrant Selling 103 26.1919Instalmentwarrant Selling 2,000 8.45Instalmentwarrant Purchasing 1,000 8.47Instalmentwarrant Purchasing 1,140 0.01Instalmentwarrant Purchasing 1,700 5.76Instalmentwarrant Purchasing 6,000 5.77Instalmentwarrant Selling 1,900 5.22Instalmentwarrant Selling 1,000 14.13Instalmentwarrant Selling 4,000 16.11Instalmentwarrant Selling 1,000 16.12Instalmentwarrant Purchasing 2,000 16.18Instalmentwarrant Selling 4,000 16.19Instalmentwarrant Purchasing 5,000 16.21Instalmentwarrant Purchasing 2,000 16.21Instalmentwarrant Selling 4,000 16.18Instalmentwarrant Purchasing 1,000 16.17Instalmentwarrant Selling 2,000 16.14Instalmentwarrant Selling 4,000 16.16Instalmentwarrant Selling 7,000 16.2Instalmentwarrant Purchasing 1,000 16.23Instalmentwarrant Selling 2,000 16.24Instalmentwarrant Selling 5,000 16.29Instalmentwarrant Purchasing 3,000 16.3Instalmentwarrant Selling 3,000 16.22Instalmentwarrant Selling 2,000 16.22Instalmentwarrant Purchasing 1,000 16.27Instalmentwarrant Purchasing 5,000 16.27Instalmentwarrant Selling 3,000 16.18Instalmentwarrant Selling 5,000 16.19Instalmentwarrant Purchasing 2,000 16.25Instalmentwarrant Purchasing 4,000 16.28Instalmentwarrant Purchasing 1,000 16.28Instalmentwarrant Purchasing 2,000 16.29Instalmentwarrant Purchasing 15,000 16.28Instalmentwarrant Purchasing 2,000 17.1Instalmentwarrant Selling 1,000 16.03Instalmentwarrant Purchasing 1,000 16.07Instalmentwarrant Selling 1,000 16.77Instalmentwarrant Selling 500 16.77Instalmentwarrant Selling 3,000 15.63Instalmentwarrant Selling 1,000 15.68Instalmentwarrant Purchasing 2,000 15.72Instalmentwarrant Purchasing 2,000 15.71Instalmentwarrant Selling 9,000 15.81Instalmentwarrant Purchasing 1,000 15.82Instalmentwarrant Purchasing 1,000 15.83Instalmentwarrant Purchasing 7,000 15.83Instalmentwarrant Purchasing 5,000 3.56Instalmentwarrant Selling 1,000 18.28Instalmentwarrant Selling 1,000 18.28Instalmentwarrant Purchasing 1,000 3.52Instalmentwarrant Purchasing 2,000 3.52Instalmentwarrant Purchasing 4,000 3.55Instalmentwarrant Selling 2,000 3.59Instalmentwarrant Selling 7,000 18.44Instalmentwarrant Selling 2,000 3.62Instalmentwarrant Purchasing 3,000 3.47Instalmentwarrant Selling 2,000 3.5Instalmentwarrant Selling 2,000 3.33Instalmentwarrant Selling 11,000 12.19Instalmentwarrant Purchasing 1,000 12.16Instalmentwarrant Purchasing 10,000 12.14Instalmentwarrant Selling 500 12Instalmentwarrant Purchasing 3,000 2.31Instalmentwarrant Purchasing 2,000 2.34Instalmentwarrant Selling 1,000 15.25Instalmentwarrant Selling 500 15.3Instalmentwarrant Selling 285 14.75Instalmentwarrant Purchasing 7,000 5.9Instalmentwarrant Selling 2,000 5.64Instalmentwarrant Purchasing 500 17.3Instalmentwarrant Selling 7,000 17.27Instalmentwarrant Selling 1,000 17.27Instalmentwarrant Selling 1,000 17.03Instalmentwarrant Selling 500 21.31Instalmentwarrant Selling 500 20Instalmentwarrant Selling 896 12.04Instalmentwarrant Selling 1,000 12.04Instalmentwarrant Selling 11 12.04Instalmentwarrant Selling 932 12.1Instalmentwarrant Selling 1,000 12.1Instalmentwarrant Selling 200 12.11Instalmentwarrant Selling 1,376 12.12Instalmentwarrant Selling 1,000 11.97Instalmentwarrant Selling 18 11.97Instalmentwarrant Selling 2,000 11.59Instalmentwarrant Selling 117 11.67Instalmentwarrant Selling 1,000 19.11Instalmentwarrant Selling 1,000 19.15Instalmentwarrant Selling 20,000 6.83Instalmentwarrant Selling 2,000 19.23Instalmentwarrant Selling 1,000 19.23Instalmentwarrant Selling 6,000 19.23Instalmentwarrant Purchasing 9,000 19.22Instalmentwarrant Selling 500 6.8Instalmentwarrant Selling 300 6.78Instalmentwarrant Selling 1,000 6.55Instalmentwarrant Selling 1,000 22.9Instalmentwarrant Purchasing 4,000 23.02Instalmentwarrant Purchasing 582 22.99 This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
BHP Group