12th Nov 2007 18:36
Credit Suisse Securities (Eur) Ltd12 November 2007 FORM 38.5 (a) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(a) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader Credit Suisse Securities (Europe) Limited Company dealt in Rio Tinto Plc Class of relevant security to which the dealings being Ordinary Shares (GB0007188757)disclosed relate (Note 1) Date of dealing 08-Nov-2007 2. DEALINGS (Note 2)(a) Purchases and sales Total number of securities purchased Highest price paid (Note 3) Lowest price paid (Note 3) 13407507 57.3 (GBP) 43.0553 (GBP) Total number of securities sold Highest price received (Note Lowest price received (Note 3) 3) 14293802 163.3 (GBP) 43.59 (GBP) (b) Derivatives transactions (other than options) Product name, e.g. CFD Long/short (Note 4) Number of securities (Note 5) Price per unit (Note 3) (c) Options transactions in respect of existing securities(i) Writing, selling, purchasing or varyingProduct Writing, selling, Number of securities to Exercise Type, e.g. Expiry Option money paid/name,e.g. call purchasing, varying which the option relates price American, date received per unitoption etc. (Note 5) European etc. (Note 3) (ii) Exercising Product name, e.g. call option Number of securities Exercise price per unit (Note 3)CFD -147360 52.258CFD -61400 52.258CFD -98240 52.258CFD -5000 55.625CFD 124515 53.476CFD -23000 44.289CFD -196698 52.251CFD 635615 52.481CFD -211600 50.563CFD 115000 56.789CFD 151160 53.452CFD -226160 53.004CFD -30000 53.319CFD -10000 52.042CFD 10340 57.039CFD -99000 54.5CFD -6837 52.352CFD -5000 54.982CFD -42000 56.362CFD 235000 51.537CFD -281153 52.885CFD -5000 52CFD 30000 53.711CFD -129080 51.877CFD -10920 51.877CFD 43396 45.529CFD 3518 45.529CFD 5000 55.19CFD -250 54.93CFD -46000 52.035CFD -209000 45.46CFD -113081 44.047CFD -146113 44.047CFD -78215 44.047CFD -3008 53.301CFD -5648 53.301CFD -12526 53.301CFD -8818 53.301CFD 16048 51.156CFD 30128 51.156CFD 66792 51.156CFD 47032 51.156CFD -200 57.3CFD -200 57CFD -140000 44.328CFD -500 56.59CFD -250 55.51CFD -500 55.78CFD -500 56.29CFD -500 55.77CFD 100 54CFD 100 53.6CFD 300 53.5CFD -92200 44.151CFD -7800 44.151CFD 100 53.32CFD -19000 53.69CFD 100 53CFD -1800 53.04CFD 300 51.9CFD 200 49.1CFD 200 46.7CFD 100 46CFD 200 46.2CFD 200 46.56CFD 200 45.19CFD 200 45.1CFD 200 45.05CFD 200 44.98CFD 200 44.9CFD -50000 51.75CFD -5000 43.7CFD -50000 44.49 3. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the person disclosing and any other person relatingto the voting rights of any relevant securities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form isreferenced. If none, this should be stated. Date of disclosure 12-Nov-2007 04:07:15 Contact name Collins, Carolyn Telephone number 44 20 7888 0241 Name of offeree/offeror with which connected RIO TINTO PLC Nature of connection (Note 6) ADVISOR NotesThe Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at http://www.thetakeoverpanel.org.uk/. This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Rio Tinto