11th Apr 2008 09:32
UBS Securities Australia Limited11 April 2008 DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader UBS Securities Australia Limited Company dealt in Rio Tinto Ltd Class of relevant security to which the Ordinarydealings being disclosed relate (Note 1) Date of dealing 10th April 2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class ofrelevant security dealt in (Note 2) Long Short Number (%) Number (%) (1) Relevant securities 239,992 0.05% 3,070,892 0.67% (2) Derivatives (other than options) (3) Options and agreements to purchase/sell 1,400,995 0.31% 840,742 0.18% Total 1,640,987 0.36% 3,911,634 0.86% (b) Interests and short positions in relevant securities of the company,other than the class dealt in (Note 2) Class of relevant security: Long Short Number Number (%) (%) (1) Relevant securities (2) Derivatives (other than options) (3) Options and agreements to purchase/sell Total (c) Rights to subscribe (Note 2) Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchases/Sales Number of securities Price per unit (AUD) (Note 4) Purchases 26 137.74Purchases 1 137.74Purchases 207 137.39Purchases 159 137.44Purchases 7 137.39Purchases 7 137.39Purchases 48 137.98Purchases 7 137.39Purchases 80 137.98Purchases 80 137.98Purchases 7 137.39Purchases 48 137.98Purchases 229 138.06Purchases 23 138.06Purchases 148 138.04Purchases 1 138.04Purchases 7 137.8Purchases 7 137.8Purchases 1 137.4Purchases 7 137.8Purchases 7 137.8Purchases 7 138.04Purchases 8 138.04Purchases 7 137.8Purchases 8 138.04Purchases 7 137.76Purchases 7 137.76Purchases 7 137.76Purchases 37 138.04Purchases 31 138.04Purchases 12 138.04Purchases 7 137.76Purchases 7 137.76Purchases 28 137.41Purchases 7 137.76Purchases 7 137.76Purchases 11 137.41Purchases 6 137.4Purchases 6 137.4Purchases 1 137.4Purchases 7 137.8Purchases 7 137.8Purchases 7 137.4Purchases 7 137.4Purchases 7 137.4Purchases 79 137.4Purchases 8 137.8Purchases 8 137.8Purchases 7 137.75Purchases 80 137.81Purchases 8 137.8Purchases 7 137.76Purchases 131 137.54Purchases 600 137.37Purchases 56 137.48Purchases 530 137.46Purchases 1813 137.82Purchases 788 137.55Purchases 1390 137.5Purchases 290 137.66Purchases 810 137.61Purchases 1809 137.28Purchases 618 137.61Purchases 1101 137.55Purchases 408 137.74Purchases 764 137.93Purchases 523 137.95Purchases 1597 138.34Purchases 127 137.9Purchases 64 137.9Purchases 71 137.9Purchases 2449 138Purchases 500 138Purchases 870 138Purchases 17 138Purchases 5 137.98Purchases 90 137.9Purchases 364 137.9Purchases 363 137.9Purchases 80 137.9Sales 26 137.74Sales 1 137.74Sales 4697 137.74Sales 303 137.74Sales 48 137.98Sales 338 137.93Sales 1 137.37Sales 600 137.37Sales 1557 137.92Sales 66 137.37Sales 19 137.92Sales 594 137.93Sales 764 137.93Sales 1056 137.38Sales 331 137.92Sales 43 137.38Sales 290 137.38Sales 17 137.48Sales 1974 138.11Sales 27 138.1Sales 1195 137.48Sales 290 137.66Sales 656 137.66Sales 110 137.66Sales 469 137.66Sales 1362 137.96Sales 80 137.48Sales 342 137.61Sales 618 137.61Sales 1162 137.47Sales 1000 138.21Sales 214 137.58Sales 128 137.79Sales 221 137.58Sales 221 137.58Sales 133 137.97Sales 1915 137.96Sales 536 137.52Sales 975 137.52Sales 70 137.85Sales 1489 137.97Sales 788 137.55Sales 1322 137.55Sales 748 137.55Sales 304 137.58Sales 980 137.95Sales 523 137.95Sales 280 137.58Sales 72 137.58Sales 207 137.39Sales 280 137.58Sales 342 137.58Sales 12 138.34Sales 793 137.25Sales 504 138.34Sales 1597 138.34Sales 103 137.57Sales 1263 138.31Sales 717 138.31Sales 211 138.31Sales 1162 138.29Sales 274 138.29Sales 549 138.29Sales 131 137.54Sales 1390 137.5Sales 600 137.37Sales 1631 138.07Sales 1069 137.38Sales 71 137.38Sales 56 137.48Sales 618 137.61Sales 1813 137.82Sales 810 137.61Sales 530 137.46Sales 290 137.66Sales 1809 137.28Sales 788 137.55Sales 1101 137.55Sales 764 137.93Sales 523 137.95Sales 1597 138.34Sales 408 137.74Sales 1751 137.97Sales 131 137.54Sales 93 137.54Sales 274 137.48Sales 1748 137.68Sales 1473 137.98Sales 189 137.97Sales 1 137.46Sales 387 137.46Sales 44 137.36Sales 18 137.36Sales 2044 138.11Sales 2297 137.36Sales 509 138.1Sales 206 138.29Sales 964 137.83Sales 35 137.27Sales 37 137.36Sales 1101 137.55Sales 57 137.8Sales 85 137.8Sales 100 137.8Sales 2500 137.8Sales 610 137.8Sales 1000 137.8Sales 730 137.32Sales 889 137.32Sales 3024 137.29Sales 1268 137.96Sales 28 137.41Sales 378 138.11Sales 986 138.1Sales 27 137.78Sales 1267 137.93Sales 244 137.55Sales 175 137.43Sales 1 137.43Sales 109 137.78Sales 471 137.41Sales 1000 137.41Sales 28 137.78Sales 295 138.01Sales 100 138.01Sales 200 138.01Sales 200 138.01Sales 100 138.01Sales 200 138.01Sales 638 137.27Sales 100 138.01Sales 100 138.01Sales 100 138.01Sales 365 138.01Sales 938 137.83Sales 59 137.76Sales 56 137.48Sales 268 137.48Sales 91 137.83Sales 131 137.75Sales 964 137.75Sales 810 137.61Sales 333 137.61Sales 1970 138.19Sales 235 138.18Sales 530 137.46Sales 4503 137.46Sales 148 137.74Sales 3441 137.74Sales 53 137.74Sales 1 137.74Sales 60 137.74Sales 1 137.74Sales 7 138.09Sales 933 137.74Sales 1 137.74Sales 1390 137.5Sales 774 137.74Sales 1245 137.74Sales 1 137.74Sales 67 137.74Sales 68 137.74Sales 148 137.74Sales 46 137.74Sales 358 137.43Sales 46 137.43Sales 2041 137.65Sales 1864 138.1Sales 84 137.65Sales 1 137.54Sales 144 137.54Sales 426 137.54Sales 264 137.54Sales 93 138.03Sales 379 137.75Sales 984 137.75Sales 408 137.74Sales 705 137.74Sales 229 137.28Sales 1809 137.28Sales 16 137.27Sales 233 137.82Sales 1813 137.82Sales 204 137.39Sales 657 137.96Sales 1372 137.96Sales 5000 137.97Sales 755 137.74TOTAL PURCHASES 19778TOTAL SALES 124802 (b) Derivatives transactions (other than options) Product name, Long/short (Note 5) Number of securities (Note 6) Price per unit (Note 4)e.g. CFD (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product name, Writing, Number of Exercise Type, e.g. Expiry date Option money e.g. call selling, securities to price American, paid/received option purchasing, which the option European etc per unit (Note varying etc. relates (Note 6) 4) Call warrant Selling 200 120 European 26-Jun-08 23.61 Call warrant Selling 260 120 European 26-Jun-08 23.57 Call warrant Selling 10 120 European 26-Jun-08 23.57 Call warrant Selling 10 120 European 26-Jun-08 23.57 Call warrant Selling 60 120 European 26-Jun-08 24.04 Call warrant Selling 10 120 European 26-Jun-08 23.57 Call warrant Selling 100 120 European 26-Jun-08 24.04 Call warrant Selling 100 120 European 26-Jun-08 24.04 Call warrant Selling 10 120 European 26-Jun-08 23.57 Call warrant Selling 315 120 European 26-Jun-08 24.1 Call warrant Selling 10 120 European 26-Jun-08 23.9 Call warrant Selling 185 120 European 26-Jun-08 24.09 Call warrant Selling 10 120 European 26-Jun-08 23.9 Call warrant Selling 10 120 European 26-Jun-08 23.9 Call warrant Selling 10 120 European 26-Jun-08 23.9 Call warrant Selling 10 120 European 26-Jun-08 23.9 Call warrant Selling 10 120 European 26-Jun-08 24.09 Call warrant Selling 10 120 European 26-Jun-08 23.9 Call warrant Selling 10 120 European 26-Jun-08 24.09 Call warrant Selling 10 120 European 26-Jun-08 24.09 Call warrant Selling 10 120 European 26-Jun-08 23.9 Call warrant Selling 10 120 European 26-Jun-08 23.9 Call warrant Selling 10 120 European 26-Jun-08 23.9 Call warrant Selling 100 120 European 26-Jun-08 24.09 Call warrant Selling 10 120 European 26-Jun-08 23.9 Call warrant Selling 10 120 European 26-Jun-08 23.9 Call warrant Selling 10 120 European 26-Jun-08 23.9 Call warrant Selling 10 120 European 26-Jun-08 23.9 Call warrant Selling 50 120 European 26-Jun-08 23.58 Call warrant Selling 10 120 European 26-Jun-08 23.58 Call warrant Selling 10 120 European 26-Jun-08 23.58 Call warrant Selling 10 120 European 26-Jun-08 23.9 Call warrant Selling 10 120 European 26-Jun-08 23.9 Call warrant Selling 10 120 European 26-Jun-08 23.58 Call warrant Selling 10 120 European 26-Jun-08 23.58 Call warrant Selling 10 120 European 26-Jun-08 23.58 Call warrant Selling 100 120 European 26-Jun-08 23.58 Call warrant Selling 10 120 European 26-Jun-08 23.9 Call warrant Selling 10 120 European 26-Jun-08 23.9 Call warrant Selling 10 120 European 26-Jun-08 23.9 Call warrant Selling 10 120 European 26-Jun-08 23.9 Call warrant Selling 100 120 European 26-Jun-08 23.9 Call warrant Selling 10 120 European 26-Jun-08 23.86 (ii) Exercising (d) Other dealings (including new securities) (Note 3) Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the person disclosing and any other person relatingto the voting rights of any relevant securities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form isreferenced. If none, this should be stated. Is a Supplemental Form 38.5(b) attached? (Note 8) YES Date of disclosure 11th April 2008 Contact name Belinda Maclay Telephone number +61 2 93242944 Name of offeree/offeror with which connected BHP Billiton Plc/ BHP Billiton Limited Nature of connection (Note 9) Connected advisor Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk SUPPLEMENTAL FORM 38.5(b) DETAILS OF OPEN POSITIONS (This form should be attached to Form 38.5(b)) OPEN POSITIONS (Note 1) Product name, Written or Number of Exercise Type, e.g. Expiry datee.g. call option purchased securities to which price (AUD) American, the option or (Note2) European, etc derivatives relates Call option Purchased 1000 122 American 23-Apr-08 Call option Purchased 5000 160 American 26-Jun-08 Call option Purchased 40000 134 American 23-Apr-08 Call option Purchased 10000 136 American 26-Jun-08 Call option Purchased 75000 134 American 26-Jun-08 Call option Purchased 21000 130 American 23-Apr-08 Call option Purchased 80000 128 American 23-Apr-08 Call option Purchased 1000 114.74 European 19-Jun-09 Call option Purchased 20000 138 American 23-Apr-08 Call option Purchased 30000 126 American 23-Apr-08 Call option Purchased 14000 120 European 26-Jun-08 Call option Purchased 27000 96 European 06-Nov-08 Call option Written 5000 140 American 26-Jun-08 Call option Written 20000 153.52 American 23-Apr-08 Call option Written 28000 136 American 23-Apr-08 Call option Written 14000 120 European 26-Jun-08 Call option Written 27000 96 European 06-Nov-08 Call warrant Written 2256 120 European 26-Jun-08 Call warrant Written 4754 56.5 European 27-May-08 Call warrant Written 5952 96 European 06-Nov-08 Call warrant Written 3230 55 European 18-Jun-09 Call option Written 100000 130 American 23-Apr-08 Call warrant Written 1550 0 American 30-Jun-14 Put option Purchased 3000 115 American 23-Apr-08 Put option Purchased 1000 108 American 23-Apr-08 Put option Purchased 50000 62 American 26-Jun-08 Put option Purchased 5000 100 American 26-Jun-08 Put option Purchased 20000 122 American 23-Apr-08 Put option Purchased 75000 124 American 26-Jun-08 Put option Purchased 150000 132 American 25-Sep-08 Put option Purchased 75000 110 American 18-Dec-08 Put option Purchased 150000 77 American 22-Dec-11 Put option Purchased 100000 90 American 26-Jun-08 Put option Written 1000 160 American 26-Jun-08 Put option Written 2000 112 American 23-Apr-08 Put option Written 7000 140 American 26-Jun-08 Put option Written 1000 150 American 26-Jun-08 Put option Written 232000 66 American 26-Jun-08 Put option Written 831 96.8 American 28-Jun-12 Put option Written 200000 80 American 26-Jun-08 Put option Written 591 95.3 American 29-Jul-10 Put option Written 650 92.25 American 12-Jun-12 Put option Written 125 99.48 American 29-Jul-10 Put option Written 1628 102.26 American 24-Jun-10 Put option Written 562 99.67 American 29-Jul-10 Put option Written 704 78.59 American 15-May-08 Put option Written 733 102.26 American 28-Jun-12 Put option Written 209 81.14 American 28-Apr-11 Put option Written 181 101 American 29-Jul-10 Put option Written 366 81.82 American 14-May-08 Put option Written 4434 78.23 American 30-Jun-11 Put option Written 371 99.3 American 29-Jul-10 Put option Written 300 71.7 American 02-Jan-09 Put option Written 20000 120.15 American 23-Apr-08 Put option Written 1500 78.2 American 22-Mar-10 Put option Written 158 99.12 American 29-Jul-10 Put option Written 164 91.04 American 11-May-12 Put option Written 3685 76.01 American 30-Jun-11 Put option Written 2739 94.91 American 29-Jul-10 Put option Written 126 99.07 American 07-Sep-12 Put option Written 131 94.91 American 26-Jul-12 Put option Written 115 88.74 American 05-Aug-10 Put option Written 157 99.86 American 29-Jul-10 Put option Written 78 127 American 31-Jan-13 Put option Written 4058 78 American 28-Jul-11 Put option Written 1175 42.5 American 27-Jan-10 Put option Written 71000 110 American 25-Sep-08 Put option Written 555 45.04 American 22-Jun-10 Put option Written 227 44.05 American 22-Jun-10 Put option Written 1281 43.4 American 21-Jun-10 Put option Written 130 76.73 American 25-Jun-08 Put option Written 701 42.79 American 04-Jun-10 Put option Written 203 98.47 American 22-Jun-10 Put option Written 941 42.5 American 03-Jun-10 Put option Written 566 35.33 American 22-Jun-09 Put option Written 567 35.27 American 19-Jun-09 Put option Written 573 34.9 American 18-Jun-09 Put option Written 429 34.96 American 18-Jun-09 Put option Written 353 70.82 American 09-Feb-09 Put option Written 419 71.59 American 19-Jan-09 Put option Written 175 57.14 American 24-Sep-08 Put option Written 742 53.8 American 17-Sep-08 Put option Written 794 75.5 American 23-Jun-11 Put option Written 598 83.69 American 22-Jun-12 Put option Written 1003 43.86 American 26-Jun-08 Put option Written 564 90.39 American 22-Jun-12 Put option Written 454 44.05 American 26-Jun-08 Put option Written 176 113.21 American 25-Oct-12 Put option Written 119 83.55 American 11-Aug-10 Put option Written 8721 78.86 American 28-Jul-11 Put option Written 663 75.36 American 23-Jun-11 Put option Written 4931 78.43 American 28-Jul-11 Put option Written 518 96.51 American 31-May-12 Put option Written 460 109.66 American 31-Jan-13 Put option Written 152 98.36 American 28-Jun-12 Put option Written 628 99.44 American 29-Jul-10 Put option Written 2264 110.36 American 24-Jun-09 Put option Written 528 75.48 American 29-Jun-11 Put option Written 547 109.66 American 27-Jan-11 Put option Written 491 33.6 American 19-May-08 Put option Written 500 33.2 American 16-May-08 Put option Written 353 42.49 American 08-May-08 Put option Written 3675 85.7 American 22-Jun-12 Put option Written 91 109 American 22-Jan-09 Put option Written 815 98.29 American 30-Jun-08 Put option Written 1558 48.13 American 25-Jun-08 Put option Written 271 73.66 American 10-Jun-09 Put option Written 1656 77.02 American 30-Jun-11 Put option Written 561 44.56 American 25-Jun-08 Put option Written 1291 77.44 American 30-Jun-11 Put option Written 869 75.44 American 23-Jun-11 Put option Written 870 97.65 American 22-Jun-12 Put option Written 1407 44.42 American 25-Jun-08 Put option Written 524 43.89 American 24-Jun-08 Put option Written 356 70.14 American 10-Jun-09 Put option Written 341 43.98 American 24-Jun-08 Put option Written 16695 102.42 American 29-Jun-12 Put option Written 452 44.24 American 24-Jun-08 Put option Written 1360 73.51 American 28-Jul-11 Put option Written 1418 91.6 American 29-Jul-10 Put option Written 797 43.91 American 24-Jun-08 Put option Written 465 98.9 American 28-Jun-12 Put option Written 472 90.6 American 29-Jul-10 Put option Written 576 43.4 American 23-Jun-08 Put option Written 626 28.75 American 23-Jun-08 Put option Written 150000 79 American 22-Dec-11 Put option Written 1806 101.45 American 26-Jul-12 Put option Written 343 29.15 American 20-Jun-08 Put option Written 425 78.61 American 30-Jun-11 Put option Written 4983 50.17 American 19-Jun-08 Put option Written 1600 77.2 American 25-Feb-10 Put option Written 637 47.09 American 18-Jun-08 Put option Written 448 44.64 American 17-Jun-08 Put option Written 514 77.75 American 30-Jun-11 Put option Written 5380 29.73 American 17-Jun-08 Put option Written 663 75.38 American 25-Jun-09 Put option Written 286 91.6 American 30-Aug-12 Put option Written 663 30.16 American 12-Jun-08 Put option Written 130 76.7 American 19-May-11 Put option Written 457 43.76 American 12-Jun-08 Put option Written 887 98.08 American 28-Jun-12 Put option Written 828 98.9 American 29-Jul-10 Put option Written 214 93.26 American 28-Jun-12 Put option Written 232 43.1 American 03-Jun-08 Put option Written 325 77.02 American 21-May-09 Put option Written 1594 100.35 American 26-Jul-12 Put option Written 271 73.76 American 05-Jun-09 Put option Written 1441 99.64 American 29-Jul-10 Put option Written 198 100.52 American 16-Jun-10 Put option Written 203 98.08 American 22-Jun-10 Put option Written 1083 92.25 American 28-Jun-12 Put option Written 1062 98.28 American 28-Jun-12 Put option Written 3883 77.32 American 30-Jun-11 Put option Written 1040 96.14 American 26-May-10 Put option Written 821 103.41 American 22-Jun-12 Put option Written 159 78.2 American 23-Jun-09 Put option Written 1080 101.81 American 29-Jul-10 Put option Written 3905 102.41 American 29-Jul-10 Put option Written 1787 100.7 American 26-Jul-12 Put option Written 154 129.41 American 11-Dec-12 Put option Written 3013 101.81 American 26-Jul-12 Put option Written 676 74.05 American 12-Jun-08 Put option Written 2450 76.54 American 28-Jul-11 Put option Written 352 98.21 American 29-Jul-10 Put option Written 680 73 American 12-Jun-08 Put option Written 159 78.31 American 21-Jun-11 Put option Written 1639 103.64 American 26-Jul-12 Put option Written 243 102.51 American 26-Jul-12 Put option Written 128 77.89 American 21-Jun-11 Put option Written 510 98 American 29-Jul-10 Put option Written 132 97.5 American 02-Jul-12 Put option Written 246 101.6 American 24-Jun-10 Put option Written 836 99.24 American 15-Jun-10 Put option Written 105000 134 American 26-Jun-08 Put option Written 127 98.35 American 22-Jun-10 Put option Written 298 100.5 American 25-Jun-10 Put option Written 150 99.59 American 29-Jul-10 Put option Written 1000 76 American 14-Jun-11 Put option Written 218 100.49 American 28-Jun-12 Put option Written 283 78.34 American 19-Oct-11 Put option Written 634 78.7 American 27-May-09 Put option Written 538 99.08 American 26-Jul-12 Put option Written 363 82.51 American 28-Apr-09 Put option Written 265 75.38 American 22-Jun-11 Put option Written 125 99.59 American 28-Jun-12 Put option Written 2719 99.08 American 29-Jul-10 Put option Written 146 98.79 American 29-Jul-10 Put option Written 158 78.77 American 24-Jun-11 Put option Written 396 75.01 American 08-Mar-10 Put option Written 240 83.48 American 18-Apr-11 Put option Written 1008 99.09 American 18-Jun-10 Put option Written 1334 74.99 American 22-Jun-11 Put option Written 601 99.71 American 25-Jun-10 Put option Written 1902 98.51 American 28-Jun-12 Put option Written 696 99.01 American 26-Jul-12 Put option Written 413 96.82 American 24-Jun-10 Put option Written 413 96.75 American 21-Jun-12 Put option Written 404 98.86 American 24-Jun-10 Put option Written 296 67.43 American 15-Sep-09 Put option Written 706 99.04 American 25-Jun-10 Put option Written 1500 78.39 American 23-Mar-10 Put option Written 2515 98.79 American 26-Jul-12 Put option Written 648 97.31 American 24-Jun-09 Put option Written 3628 67.79 American 29-Sep-11 Put option Written 382 98 American 26-Jul-12 Put option Written 2746 72.82 American 24-Jun-11 Put option Written 1000 76.49 American 19-Jun-09 Put option Written 1512 99.17 American 25-Jun-10 Put option Written 1588 99.88 American 26-Jul-12 Put option Written 305 75.25 American 25-Jun-09 Put option Written 2716 78.99 American 28-Jul-11 Put option Written 484 103.17 American 26-Jul-12 Put option Written 1038 76.08 American 30-Jun-11 Put option Written 1020 74.54 American 01-Aug-11 Put option Written 1257 99.37 American 28-Jun-12 Put option Written 509 98.07 American 29-Jul-10 Put option Written 146 102.05 American 26-Jul-12 Put option Written 310 96.73 American 23-Jun-10 Put option Written 982 74.85 American 30-Jun-11 Put option Written 600 73.45 American 30-Jun-11 Put option Written 257 76.5 American 17-Jun-11 Put option Written 434 98.52 American 29-Jul-10 Put option Written 400 74.9 American 22-Jun-11 Put option Written 703 85.3 American 22-Jun-12 Put option Written 73 135.65 American 22-Feb-11 Put option Written 100000 118 American 23-Apr-08 Notes 1. Where there are open option positions or open derivative positions (exceptfor CFDs), full details should be given. Full details of any existingagreements to purchase or to sell should also be given on this form. 2. For all prices and other monetary amounts, the currency must be stated. For details of the Code's dealing disclosure requirements, see Rules 8 and 38.5and their Notes which can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Rio Tinto