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EPT Disclosure

22nd Oct 2008 11:52

RNS Number : 4330G
Credit Suisse Equities (Australia)
22 October 2008
 

FORM 38.5 (b)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION 

Name of exempt principal trader

Credit Suisse Equities (Australia) Limited

Company dealt in

Rio Tinto Limited

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary Shares

Date of dealing

21-10-2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) 

 

Long

Short

 

Number

(%)

Number

(%)

(1) Relevant securities

1686105

0.369

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell 

Total

1686105

0.369

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) 

Class Of Relevant Security : Ordinary Shares 

Long

Short

(1) Relevant Securities 

 

 

(2) Derivatives (other than options) 

 

 

(3) Options and agreements to purchasesell 

 

 

Total

(c) Rights to subscribe (Note 2) 

Class of relevant security:

Details

 

 

3. DEALINGS (Note 3)

(a) Purchases and sales 

Purchase/sale

Number of securities

Price per unit (Note 4)

Purchase

4,192

66.29

Purchase

306

74.36

Purchase

3,899

74.36

Purchase

3,504

74.36

Purchase

769

73.50

Purchase

948

73.50

Purchase

20

73.50

Purchase

1

73.50

Purchase

38

73.50

Purchase

398

73.50

Purchase

147

73.50

Purchase

1,301

73.50

Purchase

500

73.50

Purchase

600

73.50

Purchase

2,000

73.50

Purchase

46

73.48

Purchase

20

73.45

Purchase

80

73.45

Purchase

24

73.42

Purchase

24

73.41

Purchase

294

73.41

Purchase

1

73.00

Purchase

67

73.00

Purchase

60

73.00

Purchase

312

73.00

Purchase

120

73.00

Purchase

750

73.00

Purchase

64

73.00

Purchase

557

73.00

Purchase

227

73.00

Purchase

42

72.00

Purchase

711

72.00

Purchase

434

72.00

Purchase

86

72.00

Purchase

1

72.00

Purchase

662

72.00

Purchase

1,542

72.00

Purchase

853

72.00

Purchase

1,395

72.00

Purchase

1,242

72.00

Purchase

255

72.00

Purchase

73

72.00

Purchase

955

72.00

Purchase

34

72.00

Purchase

2,394

72.00

Purchase

14

72.00

Purchase

975

72.00

Purchase

225

71.96

Purchase

223

71.96

Purchase

1,566

72.00

Purchase

299

72.00

Purchase

916

72.00

Purchase

65

72.00

Purchase

250

72.00

Purchase

2,191

72.00

Purchase

4,383

72.00

Purchase

110

72.00

Purchase

67

72.00

Purchase

200

72.00

Purchase

71

72.00

Purchase

68

71.94

Purchase

74

71.90

Purchase

25

71.83

Purchase

8

71.83

Purchase

3

71.83

Purchase

50

71.83

Purchase

70

71.83

Purchase

27

71.83

Purchase

2

71.83

Purchase

509

71.85

Purchase

166

71.84

Purchase

255

71.84

Purchase

46

71.86

Purchase

46

71.85

Purchase

490

71.87

Purchase

2,419

71.88

Purchase

1

71.88

Purchase

600

71.90

Purchase

7

71.88

Purchase

595

71.90

Purchase

1

71.89

Purchase

22

71.89

Purchase

19

71.89

Purchase

141

71.89

Purchase

36

71.88

Purchase

18

71.88

Purchase

57

71.88

Purchase

77

71.89

Purchase

28

71.90

Purchase

278

71.92

Purchase

252

71.90

Purchase

6

71.91

Purchase

8

71.91

Purchase

1

71.89

Purchase

89

71.90

Purchase

967

71.80

Purchase

290

71.84

Purchase

1

71.82

Purchase

9

71.80

Purchase

159

71.82

Purchase

1

71.80

Purchase

37

71.82

Purchase

199

71.80

Purchase

37

71.81

Purchase

20

72.00

Purchase

3,063

72.00

Purchase

40

72.00

Purchase

1,000

72.00

Purchase

200

72.00

Purchase

300

72.00

Purchase

100

72.00

Purchase

85

72.00

Purchase

200

72.00

Purchase

418

72.00

Purchase

129

71.99

Purchase

600

71.99

Purchase

1,146

71.97

Purchase

100

71.96

Purchase

60

71.95

Purchase

261

71.94

Purchase

19

71.94

Purchase

1

71.92

Purchase

167

71.92

Purchase

1

71.91

Purchase

140

71.91

Purchase

18

71.91

Purchase

2,000

71.91

Purchase

2,000

71.91

Purchase

246

71.91

Purchase

21

71.91

Purchase

100

71.90

Purchase

2,000

71.89

Purchase

19

71.81

Purchase

42

71.78

Purchase

4,936

72.00

Purchase

64

72.00

Purchase

1

72.00

Purchase

1,070

72.00

Purchase

30

72.00

Purchase

1,071

72.00

Purchase

1,071

72.00

Purchase

1,072

72.00

Purchase

1,000

72.00

Purchase

1,073

72.00

Purchase

1,064

72.00

Purchase

808

72.00

Purchase

400

72.00

Purchase

100

72.00

Purchase

100

72.00

Purchase

80

72.00

Purchase

100

72.00

Purchase

200

72.00

Purchase

75

72.00

Purchase

100

72.00

Purchase

150

72.00

Purchase

200

72.00

Purchase

1,000

72.00

Purchase

100

72.00

Purchase

1,000

72.00

Purchase

300

72.00

Purchase

4,000

72.00

Purchase

4,000

72.00

Purchase

70

72.00

Purchase

700

72.00

Purchase

100

72.00

Purchase

1,000

72.00

Purchase

200

72.00

Purchase

120

72.00

Purchase

50

72.00

Purchase

400

72.00

Purchase

465

72.00

Purchase

150

72.00

Purchase

100

72.00

Purchase

100

72.00

Purchase

45

72.00

Purchase

65

72.00

Purchase

360

71.99

Purchase

50

71.99

Purchase

70

71.99

Purchase

301

71.98

Purchase

250

71.95

Purchase

138

71.95

Purchase

417

71.94

Purchase

200

71.90

Purchase

80

71.90

Purchase

1,000

71.85

Purchase

250

71.85

Purchase

236

71.82

Purchase

74

71.78

Purchase

1,074

71.76

Purchase

115

71.72

Purchase

849

71.70

Purchase

34

71.69

Purchase

1,500

71.65

Purchase

225

71.60

Purchase

2,128

71.00

Purchase

30

71.00

Purchase

100

71.00

Purchase

750

71.00

Purchase

140

71.00

Purchase

150

71.00

Purchase

500

71.00

Purchase

100

71.00

Purchase

150

71.00

Purchase

400

71.00

Purchase

552

71.00

Purchase

791

71.00

Purchase

200

71.00

Purchase

200

71.00

Purchase

30

71.00

Purchase

800

71.00

Purchase

3,000

71.00

Purchase

240

71.00

Purchase

100

71.00

Purchase

50

71.00

Purchase

100

71.00

Purchase

50

71.00

Purchase

100

71.00

Purchase

30

71.00

Purchase

34

71.00

Purchase

102

71.00

Purchase

30

71.00

Purchase

100

71.00

Purchase

200

71.00

Purchase

125

71.00

Purchase

150

71.00

Purchase

100

71.00

Purchase

1,291

71.00

Purchase

80

71.00

Purchase

76

71.00

Purchase

287

71.00

Purchase

300

71.00

Purchase

110

71.00

Purchase

158

71.00

Purchase

110

71.00

Purchase

50

71.00

Purchase

250

71.00

Purchase

450

71.00

Purchase

100

71.00

Purchase

250

71.00

Purchase

45

71.00

Purchase

911

71.00

Purchase

4,192

66.29

Purchase

50,000

84.54

Purchase

100,000

66.27

Purchase

45,340

66.57

Sale

-4,482

74.36

Sale

-110,000

79.75

TOTAL BUYS:317678

TOTAL SELLS: 114482

(b) Derivatives transactions (other than options) 

Product name, e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

 

 

 

 

(c) Options transactions in respect of existing securities 

(i) Writing, selling, purchasing or varying 

Product name,e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 4)

 

 

 

 

 

 

 

(ii) Exercising 

Product name, e.g. call option

Number of securities

Exercise price per unit (Note 4)

 

 

 

(d) Other dealings (including new securities) (Note 3) 

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

 

 

 

4. OTHER INFORMATION 

Agreements, arrangements or understandings relating to options or derivatives 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8)  No

Date of disclosure

22-10-2008

Contact name

Simon Crawley; Philipp Abelbeck

Telephone number

44 20 7888 0241

Name of offeree/offeror with which connected

Rio Tinto Plc

Nature of connection (Note 9)

ADVISOR

Notes  The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMILFEIILLFFIT

Related Shares:

Rio Tinto
FTSE 100 Latest
Value8,781.12
Change81.81