21st Oct 2008 10:38
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
|
Name of exempt principal trader |
(GS) GOLDMAN SACHS INTERNATIONAL |
|
Company dealt in |
BHP BILLITON PLC |
|
Class of relevant security to which the dealings being disclosed relate (Note 1) |
Ordinary Shares |
|
Date of dealing |
20 October 2008 |
2. DEALINGS (Note 2)
(a) Purchases and sales
|
Total number of securities purchased |
Highest price paid (Note 3) |
Lowest price paid (Note 3) |
|
3539263 |
9.745 GBP |
8.9715 GBP |
|
Total number of securities sold |
Highest price received (Note 3) |
Lowest price received (Note 3) |
|
3676528 |
9.745 GBP |
9.16 GBP |
(b) Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short (Note 4) |
Number of securities (Note 5) |
Price per unit (Note 3) |
|
CFD |
Long |
4215 |
9.4505 GBP |
|
CFD |
Long |
21075 |
9.4505 GBP |
|
CFD |
Long |
1725 |
9.4505 GBP |
|
CFD |
Long |
8625 |
9.4505 GBP |
|
CFD |
Long |
9060 |
9.4505 GBP |
|
CFD |
Long |
45300 |
9.4505 GBP |
|
CFD |
Short |
4215 |
9.3218 GBP |
|
CFD |
Short |
1725 |
9.3218 GBP |
|
CFD |
Short |
9060 |
9.3218 GBP |
|
CFD |
Long |
15600 |
9.4494 GBP |
|
CFD |
Long |
400 |
9.4494 GBP |
|
CFD |
Long |
2000 |
9.4494 GBP |
|
CFD |
Long |
5000 |
9.4494 GBP |
|
CFD |
Long |
2000 |
9.4494 GBP |
|
CFD |
Long |
90000 |
9.5814 GBP |
|
CFD |
Short |
90000 |
9.2891 GBP |
|
CFD |
Long |
15896 |
9.3313 GBP |
|
CFD |
Short |
21857 |
9.4422 GBP |
|
CFD |
Long |
69860 |
9.3254 GBP |
|
CFD |
Long |
8620 |
9.3254 GBP |
|
CFD |
Long |
103820 |
9.3254 GBP |
|
CFD |
Long |
17700 |
9.3254 GBP |
|
CFD |
Short |
148 |
9.4871 GBP |
|
CFD |
Short |
6407 |
9.4871 GBP |
|
CFD |
Short |
224 |
9.4871 GBP |
|
CFD |
Short |
1118 |
9.4871 GBP |
|
CFD |
Short |
7003 |
9.4871 GBP |
|
CFD |
Short |
6407 |
9.2806 GBP |
|
CFD |
Short |
224 |
9.2806 GBP |
|
CFD |
Short |
7003 |
9.2806 GBP |
|
CFD |
Short |
148 |
9.2806 GBP |
|
CFD |
Short |
1118 |
9.2806 GBP |
|
CFD |
Long |
14165 |
9.3932 GBP |
|
CFD |
Long |
43600 |
9.3932 GBP |
|
CFD |
Long |
49223 |
9.3932 GBP |
|
CFD |
Long |
553 |
9.3932 GBP |
|
CFD |
Long |
2402 |
9.3932 GBP |
|
CFD |
Long |
40306 |
9.3932 GBP |
|
CFD |
Long |
2877 |
9.3932 GBP |
|
CFD |
Long |
12970 |
9.3932 GBP |
|
CFD |
Long |
600 |
9.3932 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 5) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 3) |
|
Call Option |
B |
150000 |
11.00 GBP |
European |
29/01/09 |
1.187 GBP |
|
Call Option |
S |
150000 |
15.50 GBP |
European |
29/12/08 |
0.3503 GBP |
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 3) |
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
|
Date of disclosure |
21 October 2008 |
|
Contact name |
Peter Highton |
|
Telephone number |
+44-207-774-1935 |
|
Name of offeree/offeror with which connected |
BHP BILLITON PLC |
|
Nature of connection (Note 6) |
Advisor |
Notes
The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
Related Shares:
BHP Group