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EPT Disclosure

26th Sep 2008 10:05

RNS Number : 3996E
SG Option Europe
26 September 2008
 



 

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

SG Option Europe

Company dealt in

Rio Tinto plc

Class of relevant security to which the dealings being disclosed relate (Note 1)

10p Ordinary

Date of dealing

25 September 2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number (%)

Number (%)

(1) Relevant securities 

1,090,939   0.13

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

1,090,939  0.13

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security:

Long

Short

Number (%)

Number (%)

(1) Relevant securities 

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchase/Sale

Number of Securities

Price per unit (GBP)

Purchase

190

38.55

Purchase

121

38.58

Purchase

190

38.61

Purchase

190

38.64

Purchase

239

38.69

Purchase

190

38.79

Purchase

293

38.82

Purchase

361

38.83

Purchase

246

38.84

Purchase

190

38.85

Purchase

190

38.87

Purchase

552

38.88

Purchase

190

38.93

Purchase

964

39.00

Purchase

570

39.01

Purchase

298

39.02

Purchase

431

39.03

Purchase

1752

39.04

Purchase

1228

39.05

Purchase

195

39.06

Purchase

620

39.07

Purchase

815

39.08

Purchase

427

39.11

Purchase

427

39.12

Purchase

401

39.14

Purchase

383

39.16

Purchase

190

39.17

Purchase

840

39.21

Purchase

652

39.22

Purchase

499

39.25

Purchase

173

39.27

Purchase

203

39.30

Purchase

380

39.30

Purchase

173

39.31

Purchase

416

39.32

Purchase

2756

39.35

Purchase

23000

39.35

Purchase

314

39.36

Purchase

691

39.37

Purchase

25140

39.40

Purchase

10107

39.40

Purchase

190

39.42

Purchase

160982

39.45

Purchase

191365

39.47

Purchase

5028

39.51

Purchase

5

39.52

Purchase

394

39.55

Purchase

193

39.57

Purchase

190

39.58

Purchase

190

39.59

Purchase

328

39.63

Purchase

108

39.65

Purchase

327

39.66

Purchase

198

39.67

Purchase

1237

39.68

Purchase

190

39.69

Purchase

190

39.74

Purchase

507

39.77

Purchase

190

39.78

Purchase

273

39.83

Purchase

92

39.84

Purchase

946

39.88

Purchase

383

39.89

Purchase

381

39.90

Purchase

100

39.91

Purchase

430

39.92

Purchase

340

39.93

Purchase

190

39.95

Purchase

67

39.96

Purchase

997

39.98

Purchase

897

39.99

Purchase

1232

40.00

Purchase

733

40.01

Purchase

190

40.02

Purchase

409

40.03

Purchase

190

40.10

Total Purchase

446849

 

Sale

331

38.53

Sale

247

38.56

Sale

325

38.57

Sale

492

38.58

Sale

1060

38.91

Sale

739

38.93

Sale

967

38.94

Sale

931

38.95

Sale

120

38.96

Sale

353

39.03

Sale

351

39.04

Sale

355

39.05

Sale

957

39.06

Sale

1066

39.09

Sale

629

39.11

Sale

190

39.15

Sale

581

39.16

Sale

405

39.18

Sale

326

39.24

Sale

363

39.25

Sale

363

39.28

Sale

65

39.29

Sale

190

39.32

Sale

588

39.33

Sale

63321

39.34

Sale

54

39.36

Sale

18

39.38

Sale

17096

39.40

Sale

226

39.41

Sale

2106

39.42

Sale

322

39.43

Sale

1101

39.46

Sale

2580

39.46

Sale

346

39.48

Sale

167

39.51

Sale

500

39.52

Sale

244

39.53

Sale

219281

39.59

Sale

97

39.61

Sale

323

39.63

Sale

628

39.64

Sale

256

39.65

Sale

740

39.66

Sale

449

39.68

Sale

670

39.70

Sale

429

39.71

Sale

57500

39.75

Sale

190

39.77

Sale

303

39.78

Sale

463

39.90

Sale

49

39.91

Sale

351

39.93

Sale

776

39.95

Sale

477

39.97

Sale

161

40.02

Sale

448

40.05

Sale

157

40.08

Sale

115

40.09

Sale

313

40.10

Total Sale

384251

 

(b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise

price 

Type, e.g. American, European etc.

Expiry 

date

Option money

paid/received per unit (Note 4) 

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8) NO

Date of disclosure

26 September 2008

Contact name

Patrick Overmeer

Telephone number

0207 676 6885

Name of offeree/offeror with which connected

Rio Tinto

Nature of connection (Note 9)

Advisor

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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