30th Jan 2008 16:42
Deutsche Bank AG30 January 2008 DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader Deutsche Securities Australia Limited Company dealt in Rio Tinto Limited Class of relevant security to which the Ordinarydealings being disclosed relate (Note 1) Date of dealing 29/01/2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class ofrelevant security dealt in (Note 2) Long Short Number (%) Number (%) (1) Relevant securities 1,648,992 0.36% -5,732,029 -1.25% (2) Derivatives (other than options) 1,795,139 0.39% -961,789 -0.21% (3) Options and agreements to purchase/sell 1,395,000 0.31% -1,575,000 -0.34% Total 4,839,131 1.06% -8,268,818 -1.81% (b) Interests and short positions in relevant securities of the company,other than the class dealt in (Note 2) Class of relevant security: Long Short Number (%) Number (%) (1) Relevant securities (2) Derivatives (other than options) (3) Options and agreements to purchase/sell Total (c) Rights to subscribe (Note 2) Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4) AUD $Purchase 2500 101Purchase 3 112.26Purchase 231 112.27Purchase 175 112.3Purchase 1577 112.33Purchase 527 112.38Purchase 151 112.4Purchase 753 112.42Purchase 50 112.46Purchase 1158 112.5Purchase 25 112.54Purchase 1086 112.59Purchase 303 112.65Purchase 377 112.7Purchase 400 112.74Purchase 134 112.84Purchase 35 113.25Purchase 100 113.4Purchase 500 113.51Purchase 357 113.56Purchase 4105 113.57Purchase 727 113.78Purchase 364 113.87Purchase 464 113.9Purchase 100 114Purchase 970 114.04Purchase 1364 114.07Purchase 28471 114.3697Purchase 364 114.75Purchase 364 114.81Purchase 364 115.51Purchase 182 115.53Purchase 728 115.55Purchase 546 115.57Purchase 364 115.59Purchase 364 115.6Purchase 100 115.61Purchase 2677 115.62Purchase 2007 115.63Purchase 343 115.64Purchase 385 115.65Purchase 828 115.67Purchase 1091 115.89Purchase 364 115.9Purchase 1456 115.91Purchase 3956 115.92Purchase 864 115.93Purchase 335 115.99Purchase 364 116Purchase 614 116.05Purchase 29 116.06Purchase 18480 116.1173961Purchase 360 116.13Purchase 100 116.15Purchase 364 116.17Purchase 1260 116.2Purchase 750 116.22Purchase 1000 116.24Purchase 500 116.3Purchase 360 116.31Purchase 364 116.45Purchase 275 116.48Purchase 595 116.49Purchase 1600 116.5Purchase 720 116.51Purchase 720 116.6Purchase 154 116.65Purchase 567 116.66Purchase 1000 116.69Purchase 1100 116.7Purchase 2771 116.71Purchase 89 116.72Purchase 943 116.73Purchase 980 116.74Purchase 1000 116.75Purchase 328 116.77Purchase 32 116.78Purchase 1360 116.8Purchase 360 116.81Purchase 260 116.85Purchase 378 116.86Purchase 50 116.89Purchase 4360 116.9Purchase 616 117Purchase 23462 118.5TOTAL PURCHASE 132,954Sale 25000 104.9394Sale 15000 108.4705Sale 2279 109.4093Sale 15000 109.6396041Sale 250 112.18Sale 100 112.2Sale 191 112.6Sale 89 112.64Sale 29 112.67Sale 465 112.69Sale 525 112.71Sale 1500 112.9Sale 2494 112.96Sale 9 112.99Sale 1497 113Sale 95 113.01Sale 265 113.04Sale 31 113.1Sale 387 113.55Sale 15260 113.57Sale 100 113.75Sale 500 114Sale 84 114.01Sale 290 114.02Sale 100 114.05Sale 210 114.08Sale 79 114.44Sale 1003 114.51Sale 8195 114.5432Sale 100 115.2Sale 55 115.25Sale 432 115.45Sale 100 115.5Sale 290 115.51Sale 966 115.63Sale 158 115.71Sale 728 115.72Sale 2000 115.75Sale 30 115.81Sale 99 115.9Sale 80 115.91Sale 94 115.92Sale 109 115.93Sale 147 115.94Sale 43 115.95Sale 45 115.96Sale 65 115.99Sale 828 116Sale 217 116.22Sale 212 116.29Sale 400 116.34Sale 250 116.4Sale 67 116.42Sale 1280 116.5Sale 87 116.51Sale 144 116.73Sale 823 116.7486027Sale 22 116.89Sale 416 117Sale 250 118Sale 35589 118.5TOTAL SALES 137,153 (b) Derivatives transactions (other than options) Product name, Long/short (Note 5) Number of securities (Note 6) Price per unit (Note 4) e.g. CFD AUD $CFD Long 25000 104.9394CFD Long 15000 108.4705CFD Long 2279 109.4093CFD Long 15000 109.6396041CFD Long 250 112.18CFD Long 100 112.2CFD Long 191 112.6CFD Long 89 112.64CFD Long 29 112.67CFD Long 465 112.69CFD Long 525 112.71CFD Long 1500 112.9CFD Long 2494 112.96CFD Long 9 112.99CFD Long 1497 113CFD Long 95 113.01CFD Long 265 113.04CFD Long 31 113.1CFD Long 387 113.55CFD Long 2681 113.57CFD Long 100 113.75CFD Long 500 114CFD Long 84 114.01CFD Long 290 114.02CFD Long 100 114.05CFD Long 210 114.08CFD Long 79 114.44CFD Long 1003 114.51CFD Long 8195 114.5432CFD Long 100 115.2CFD Long 55 115.25CFD Long 432 115.45CFD Long 100 115.5CFD Long 290 115.51CFD Long 966 115.63CFD Long 158 115.71CFD Long 2000 115.75CFD Long 30 115.81CFD Long 99 115.9CFD Long 80 115.91CFD Long 94 115.92CFD Long 109 115.93CFD Long 147 115.94CFD Long 43 115.95CFD Long 45 115.96CFD Long 65 115.99CFD Long 100 116CFD Long 217 116.22CFD Long 212 116.29CFD Long 400 116.34CFD Long 250 116.4CFD Long 67 116.42CFD Long 1280 116.5CFD Long 87 116.51CFD Long 144 116.73CFD Long 823 116.7486027CFD Long 22 116.89CFD Long 416 117CFD Long 250 118CFD Long 23100 118.5CFD Short 2500 101CFD Short 3 112.26CFD Short 231 112.27CFD Short 175 112.3CFD Short 1577 112.33CFD Short 527 112.38CFD Short 151 112.4CFD Short 753 112.42CFD Short 50 112.46CFD Short 1158 112.5CFD Short 25 112.54CFD Short 1086 112.59CFD Short 303 112.65CFD Short 377 112.7CFD Short 400 112.74CFD Short 134 112.84CFD Short 35 113.25CFD Short 100 113.4CFD Short 500 113.51CFD Short 357 113.56CFD Short 500 113.57CFD Short 100 113.9CFD Short 100 114CFD Short 970 114.04CFD Short 1000 114.07CFD Short 28471 114.3697CFD Short 100 115.61CFD Short 2500 115.62CFD Short 100 115.67CFD Short 2500 115.92CFD Short 500 115.93CFD Short 250 116.05CFD Short 18480 116.1173961CFD Short 100 116.15CFD Short 1260 116.2CFD Short 390 116.22CFD Short 1000 116.24CFD Short 500 116.3CFD Short 600 116.5CFD Short 100 116.7CFD Short 2400 116.71CFD Short 50 116.89CFD Short 23100 118.5 (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product name, Writing, selling, Number of securities Exercise Type, e.g. Expiry Option money purchasing, to which the option American,e.g. call option varying etc. relates (Note 6) price European etc. date paid/received per unit (Note 4) (ii) Exercising Product name, e.g. call option Number of securities Exercise price per unit (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the person disclosing and any other person relatingto the voting rights of any relevant securities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form isreferenced. If none, this should be stated. Is a Supplemental Form 38.5(b) attached? (Note 8) NO Date of disclosure 30/01/2008 Contact name Kelly-Jade Ledwich Telephone number 020 7545 7804 Name of offeree/offeror with which connected Rio Tinto plc Nature of connection (Note 9) Connected Advisor to Offeree Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Rio Tinto