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FORM 38.5 (b)
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
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WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
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BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
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(Rule 38.5(b) of the Takeover Code)
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1. KEY INFORMATION
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Name of exempt principal trader
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Credit Suisse Securities (Europe) Limited
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Company dealt in
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Friends Provident Group Plc
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Class of relevant security to which the dealings being disclosed relate (Note 1)
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Ordinary Shares
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Date of dealing
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14-Oct-2009
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2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
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(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
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Long
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Short
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Number
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(%)
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Number
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(%)
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(1) Relevant securities
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840120
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0.036
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(2) Derivatives (other than options)
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(3) Options and agreements to purchase/sell
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Total
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840120
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0.036
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(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
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Class Of Relevant Security :
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Long
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Short
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(1) Relevant Securities
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(2) Derivatives (other than options)
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(3) Options and agreements to purchase\sell
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Total
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(c) Rights to subscribe (Note 2)
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Class of relevant security:
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Details
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3. DEALINGS (Note 3)
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(a) Purchases and sales
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Purchase/sale
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Number of securities
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Price per unit (Note 4)
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Buy
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181930
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0.819 (GBP)
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Buy
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14932
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0.825 (GBP)
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Buy
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11725
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0.8205 (GBP)
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Buy
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10886
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0.823 (GBP)
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Buy
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9439
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0.823 (GBP)
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Buy
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8216
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0.821 (GBP)
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Buy
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8093
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0.8215 (GBP)
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Buy
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7500
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0.823 (GBP)
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Buy
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7500
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0.822 (GBP)
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Buy
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6484
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0.8215 (GBP)
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Buy
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6070
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0.823 (GBP)
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Buy
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5723
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0.817 (GBP)
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Buy
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5652
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0.821 (GBP)
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Buy
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5501
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0.818 (GBP)
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Buy
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5178
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0.82 (GBP)
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Buy
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4424
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0.8185 (GBP)
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Buy
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4084
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0.8215 (GBP)
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Buy
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3814
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0.821 (GBP)
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Buy
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3739
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0.8225 (GBP)
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Buy
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3610
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0.8215 (GBP)
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Buy
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3307
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0.825 (GBP)
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Buy
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3280
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0.8235 (GBP)
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Buy
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2846
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0.8185 (GBP)
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Buy
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2766
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0.8195 (GBP)
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Buy
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2436
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0.821 (GBP)
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Buy
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2300
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0.821 (GBP)
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Buy
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2271
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0.8225 (GBP)
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Buy
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2257
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0.822 (GBP)
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Buy
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2223
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0.82 (GBP)
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Buy
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2187
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0.817 (GBP)
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Buy
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2061
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0.821 (GBP)
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Buy
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2001
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0.82 (GBP)
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Buy
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1483
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0.82 (GBP)
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Buy
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1448
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0.825 (GBP)
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Buy
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1387
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0.821 (GBP)
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Buy
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1375
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0.821 (GBP)
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Buy
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1098
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0.8215 (GBP)
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Buy
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1036
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0.8195 (GBP)
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Buy
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520
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0.817 (GBP)
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Buy
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461
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0.821 (GBP)
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Buy
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295
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0.821 (GBP)
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Buy
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265
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0.8185 (GBP)
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Buy
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265
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0.82 (GBP)
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Buy
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32
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0.825 (GBP)
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Buy
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16
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0.8215 (GBP)
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Sell
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22558
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0.823 (GBP)
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Sell
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17992
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0.8255 (GBP)
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Sell
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9504
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0.82 (GBP)
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Sell
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7755
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0.821 (GBP)
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Sell
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7290
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0.8205 (GBP)
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Sell
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7106
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0.821 (GBP)
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Sell
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6025
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0.8205 (GBP)
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Sell
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5902
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0.8255 (GBP)
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Sell
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5816
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0.82 (GBP)
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Sell
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5571
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0.8205 (GBP)
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Sell
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5290
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0.82 (GBP)
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Sell
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5163
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0.82 (GBP)
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Sell
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5100
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0.822 (GBP)
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Sell
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4971
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0.82 (GBP)
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Sell
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3974
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0.82 (GBP)
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Sell
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3271
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0.821 (GBP)
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Sell
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2932
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0.819 (GBP)
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Sell
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2543
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0.8205 (GBP)
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Sell
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2500
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0.82 (GBP)
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Sell
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2447
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0.817 (GBP)
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Sell
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2440
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0.8195 (GBP)
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Sell
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2440
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0.8195 (GBP)
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Sell
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2439
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0.82 (GBP)
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Sell
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2436
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0.821 (GBP)
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Sell
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2434
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0.8215 (GBP)
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Sell
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2301
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0.8195 (GBP)
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Sell
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2222
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0.82 (GBP)
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Sell
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2069
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0.82 (GBP)
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Sell
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1927
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0.817 (GBP)
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Sell
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1495
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0.8215 (GBP)
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Sell
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1467
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0.8175 (GBP)
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Sell
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1451
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0.8255 (GBP)
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Sell
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1438
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0.8255 (GBP)
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Sell
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1248
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0.8215 (GBP)
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Sell
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1079
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0.82 (GBP)
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Sell
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946
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0.82 (GBP)
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Sell
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942
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0.819 (GBP)
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Sell
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871
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0.8205 (GBP)
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Sell
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832
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0.8205 (GBP)
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Sell
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563
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0.8175 (GBP)
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Sell
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520
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0.817 (GBP)
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Sell
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500
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0.82 (GBP)
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Sell
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500
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0.823 (GBP)
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Sell
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406
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0.8175 (GBP)
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Sell
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139
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0.8195 (GBP)
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Sell
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51
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0.82 (GBP)
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Sell
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10
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0.8175 (GBP)
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TOTAL BUYS: 354116
TOTAL SELLS: 168876
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(b) Derivatives transactions (other than options)
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Product name, e.g. CFD
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Long/short (Note 5)
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Number of securities (Note 6)
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Price per unit (Note 4)
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(c) Options transactions in respect of existing securities
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(i) Writing, selling, purchasing or varying
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Product name,e.g. call option
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Writing, selling, purchasing, varying etc.
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Number of securities to which the option relates (Note 6)
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Exercise price
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Type, e.g. American, European etc.
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Expiry date
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Option money paid/received per unit (Note 4)
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(ii) Exercising
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Product name, e.g. call option
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Number of securities
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Exercise price per unit (Note 4)
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(d) Other dealings (including new securities) (Note 3)
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Nature of transaction (Note 7)
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Details
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Price per unit (if applicable) (Note 4)
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4. OTHER INFORMATION
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Agreements, arrangements or understandings relating to options or derivatives
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Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
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Is a Supplemental Form 38.5(b) attached? (Note 8) No
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Date of disclosure
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15-Oct-2009
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Contact name
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Collins,Carolyn/Eliades,Vassilis
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Telephone number
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44 20 7888 0241
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Name of offeree/offeror with which connected
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Resolution Limited
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Nature of connection (Note 9)
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BROKER
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Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk.
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