28th Oct 2009 11:21
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Hansen Transmissions International NV |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
27/10/2009 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
3,500 |
GBP 1.23 |
GBP 1.23 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
22,087 |
GBP 1.24 |
GBP 1.22 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
1,288 |
GBP 1.24 |
|
Short Swap |
SHORT |
2,394 |
GBP 1.22 |
|
Short Swap |
SHORT |
2,824 |
GBP 1.22 |
|
Short Swap |
SHORT |
4,864 |
GBP 1.22 |
|
Short Swap |
SHORT |
7,217 |
GBP 1.22 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
28/10/2009 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
Hansen Transmissions International NV |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
National Express Group Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
27/10/2009 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
784,096 |
GBP 3.90 |
GBP 3.84 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
911,018 |
GBP 3.90 |
GBP 3.81 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
2,384 |
GBP 3.89 |
|
Long Swap |
LONG |
3,417 |
GBP 3.84 |
|
Long Swap |
LONG |
4,394 |
GBP 3.89 |
|
Long Swap |
LONG |
23,637 |
GBP 3.85 |
|
Long Swap |
LONG |
899 |
GBP 3.82 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
9,404 |
GBP 3.84 |
|
Short Swap |
SHORT |
58,138 |
GBP 3.83 |
|
Short Swap |
SHORT |
29,438 |
GBP 3.83 |
|
Short Swap |
SHORT |
615 |
GBP 3.83 |
|
Short Swap |
SHORT |
8,325 |
GBP 3.83 |
|
Short Swap |
SHORT |
4,670 |
GBP 3.89 |
|
Short Swap |
SHORT |
4,110 |
GBP 3.83 |
|
Short Swap |
SHORT |
2,717 |
GBP 3.83 |
|
Short Swap |
SHORT |
1,383 |
GBP 3.83 |
|
Short Swap |
SHORT |
899 |
GBP 3.83 |
|
Short Swap |
SHORT |
32,520 |
GBP 3.87 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
28/10/2009 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
National Express Group |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Stagecoach Group Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
27/10/2009 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
234,107 |
GBP 1.58 |
GBP 1.54 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
372,246 |
GBP 1.58 |
GBP 1.54 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
318 |
GBP 1.56 |
|
Long Swap |
LONG |
3 |
GBP 1.56 |
|
Long Swap |
LONG |
3 |
GBP 1.56 |
|
Long Swap |
LONG |
4 |
GBP 1.56 |
|
Long Swap |
LONG |
11 |
GBP 1.56 |
|
Long Swap |
LONG |
19 |
GBP 1.56 |
|
Long Swap |
LONG |
21 |
GBP 1.56 |
|
Long Swap |
LONG |
22 |
GBP 1.56 |
|
Long Swap |
LONG |
44 |
GBP 1.56 |
|
Long Swap |
LONG |
47 |
GBP 1.56 |
|
Long Swap |
LONG |
161 |
GBP 1.56 |
|
Long Swap |
LONG |
233 |
GBP 1.55 |
|
Long Swap |
LONG |
3 |
GBP 1.56 |
|
Long Swap |
LONG |
296 |
GBP 1.56 |
|
Long Swap |
LONG |
3,179 |
GBP 1.57 |
|
Long Swap |
LONG |
4,270 |
GBP 1.56 |
|
Long Swap |
LONG |
7,197 |
GBP 1.55 |
|
Long Swap |
LONG |
9,740 |
GBP 1.57 |
|
Long Swap |
LONG |
31,040 |
GBP 1.55 |
|
Long Swap |
LONG |
34,442 |
GBP 1.57 |
|
Long Swap |
LONG |
68,022 |
GBP 1.57 |
|
Long Swap |
LONG |
265 |
GBP 1.56 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
3,235 |
GBP 1.54 |
|
Short Swap |
SHORT |
104,587 |
GBP 1.54 |
|
Short Swap |
SHORT |
10,480 |
GBP 1.54 |
|
Short Swap |
SHORT |
7,197 |
GBP 1.56 |
|
Short Swap |
SHORT |
4,270 |
GBP 1.57 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
28/10/2009 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
National Express Group Plc |
|
Nature of connection # |
Advisor |
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