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EPT Disclosure

6th Oct 2008 10:15

RNS Number : 1359F
SG Option Europe
06 October 2008
 



 

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

SG Option Europe

Company dealt in

Rio Tinto plc

Class of relevant security to which the dealings being disclosed relate (Note 1)

10p Ordinary

Date of dealing

03 October 2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number (%)

Number (%)

(1) Relevant securities 

584,567   0.06

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

584,567  0.06

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security:

Long

Short

Number (%)

Number (%)

(1) Relevant securities 

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchase/Sale

Number of Securities

Price per unit (GBP)

Purchase

100

31.31

Purchase

671

31.46

Purchase

236

31.48

Purchase

521

31.51

Purchase

472

31.53

Purchase

150

31.57

Purchase

393

31.68

Purchase

250

31.78

Purchase

1128

31.81

Purchase

222

31.84

Purchase

236

31.86

Purchase

316

31.87

Purchase

538

31.92

Purchase

200

31.96

Purchase

938

31.97

Purchase

236

31.98

Purchase

150

32.02

Purchase

236

32.03

Purchase

236

32.05

Purchase

236

32.06

Purchase

236

32.08

Purchase

420

32.09

Purchase

236

32.10

Purchase

132

32.11

Purchase

472

32.13

Purchase

499

32.14

Purchase

241

32.17

Purchase

236

32.22

Purchase

236

32.23

Purchase

838

32.25

Purchase

239

32.26

Purchase

236

32.27

Purchase

339

32.29

Purchase

472

32.30

Purchase

472

32.31

Purchase

250

32.32

Purchase

651

32.33

Purchase

236

32.35

Purchase

233

32.36

Purchase

236

32.37

Purchase

726

32.38

Purchase

6246

32.39

Purchase

472

32.41

Purchase

243

32.44

Purchase

792

32.47

Purchase

236

32.51

Purchase

236

32.53

Purchase

284

32.54

Purchase

316

32.55

Purchase

9943

32.56

Purchase

221

32.58

Purchase

150

32.61

Purchase

272934

32.64

Purchase

236

32.65

Purchase

236

32.66

Purchase

417

32.81

Purchase

292

32.84

Purchase

5171

32.90

Purchase

394

32.92

Purchase

426

33.39

Purchase

88465

33.42

Purchase

46592

33.43

Purchase

595

33.74

Purchase

9550

33.97

Purchase

68852

33.98

Total Purchase

528400

 

Sale

236

31.54

Sale

609

31.55

Sale

236

31.69

Sale

236

31.71

Sale

236

31.75

Sale

351

31.77

Sale

236

31.85

Sale

236

31.88

Sale

493

31.94

Sale

409

31.98

Sale

484

32.07

Sale

521

32.09

Sale

549

32.12

Sale

437

32.13

Sale

386

32.14

Sale

778

32.16

Sale

1165

32.17

Sale

236

32.18

Sale

130

32.21

Sale

650

32.24

Sale

305

32.25

Sale

1546

32.27

Sale

300

32.28

Sale

1128

32.29

Sale

496

32.30

Sale

150

32.31

Sale

609

32.32

Sale

1272

32.34

Sale

1800

32.35

Sale

961

32.36

Sale

333

32.37

Sale

886

32.38

Sale

332

32.39

Sale

855

32.40

Sale

236

32.43

Sale

236

32.47

Sale

485

32.48

Sale

332

32.51

Sale

699

32.52

Sale

221

32.53

Sale

236

32.56

Sale

438191

32.57

Sale

200

32.58

Sale

430

32.59

Sale

931

32.60

Sale

385

32.63

Sale

236

32.85

Sale

150

32.86

Sale

236

32.90

Sale

236

32.92

Sale

236

32.99

Sale

63237

33.20

Sale

236

33.23

Sale

236

33.29

Sale

16998

33.34

Sale

1069

33.38

Sale

236

33.45

Sale

236

33.60

Sale

236

33.72

Sale

236

33.79

Sale

236

33.80

Sale

236

33.89

Sale

23595

33.96

Sale

16452

33.98

Sale

215

34.00

Sale

150

34.02

Sale

11825

34.04

Sale

236

34.19

Total Sale

598928

 

(b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise

price 

Type, e.g. American, European etc.

Expiry 

date

Option money

paid/received per unit (Note 4) 

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8) NO

Date of disclosure

06 October 2008

Contact name

Patrick Overmeer

Telephone number

0207 676 6885

Name of offeree/offeror with which connected

Rio Tinto

Nature of connection (Note 9)

Advisor

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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