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EPT Disclosure

7th Oct 2008 12:27

RNS Number : 2654F
Citigroup GM Australia Pty Ltd
07 October 2008
 



DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

 

1. KEY INFORMATION

Name of exempt principal trader

Citigroup Global Markets Australia Pty Limited

Company dealt in

BHP Billiton Ltd

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ord/Equity

Date of dealing

06 October 2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number (%)

Number (%)

(1) Relevant securities 

4,055,944 (0.12%)

1,447,467 (0.04%)

(2) Derivatives (other than options)

(0.00%) (0.00%)

(0.00%)

(3) Options and agreements to purchase/sell

10,986,544 (0.33%)

15,411,852 (0.46%)

Total

15,042,488 (0.45%)

 16,859,319 (0.50%)

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security: 

Long

Short

Convertible

Number (%)

Number (%)

(1) Relevant securities 

(0.00%)

(0.00%)

(2) Derivatives (other than options)

(0.00%)

(0.00%)

(3) Options and agreements to purchase/sell

(0.00%)

(0.00%)

Total

(0.00%)

(0.00%)

 

(c) Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchase

Number of securities

Price per unit (Note 4)

AUD (unless stated)

100741

30.1

100000

30.15

60000

30.42

50000

30.04857

12000

29.79

5630

29.51276

5000

29.7

4579

29.95

4572

29.71541

4000

30.43

4000

29.74

3811

30.17

3811

30.17

3598

29.8

3416

29.75

3416

29.86

3232

30.03

3232

30.03

3000

29.72

3000

29.74

3000

29.73

2982

29.73

2963

30.1

2920

30.47

2813

29.73

2736

29.73

2726

29.77

2605

29.52

2373

29.78

2340

30.28

2265

30.18

2246

29.87

2240

29.73

2199

29.76

2199

29.76

2197

29.76

2195

29.52

2177

29.89

2177

29.91

2177

30.04

2172

30.2

2146

29.6

2139

30.02

2009

29.77

2002

29.8

2002

29.8

2002

29.8

2000

29.8

2000

29.73

2000

29.74

1964

30.46

1905

29.91

1905

29.95

1905

29.86

1905

29.86

1861

29.55

1826

29.56

1795

29.52

1789

29.74

1758

30.04

1750

29.7

1749

29.76

1723

29.61

1723

29.65

1693

29.69

1675

30.1

1648

29.89

1641

30.17

1640

30.17

1632

29.93

1626

29.93

1612

29.76

1598

29.61

1584

29.75

1564

30.17

1564

30.17

1563

29.55

1553

29.74

1540

29.89

1540

29.89

1520

29.79

1509

29.72

1509

29.77

1506

29.73

1500

29.77

1499

29.91

1492

29.79

1492

29.79

1487

30.17

1476

30.17

1476

30.17

1467

30.03

1460

29.52

1431

29.55

1407

29.81

1407

29.81

1376

29.8

1370

30.21

1370

30.21

1363

29.7

1341

29.7

1341

29.7

1341

29.73

1264

29.51

1262

29.51

1243

30.03

1216

29.55

1216

29.55

1200

29.73

1200

29.72

1151

29.94

1151

29.94

1144

29.5

1129

29.74

1121

29.55

1113

29.78

1112

29.87

1111

29.87

1103

29.76

1050

29.73

1050

29.52

1046

29.89

1023

29.71

1020

30.03

1000

39

1000

30.44

1000

29.51

1000

30.28

1000

29.86

1000

30.14

1000

29.79

1000

29.8

1000

29.8

1000

29.8

1000

29.8

1000

29.8

1000

29.8

1000

29.8

1000

29.8

980

29.91

980

29.91

980

29.88

980

29.89

980

30.15

980

30.13

980

30.13

980

29.91

980

29.91

980

29.91

980

29.88

980

29.89

976

29.79

968

29.91

962

29.91

956

29.79

953

29.95

952

29.95

943

29.91

942

29.7

935

30.17

935

29.76

934

30.17

916

29.72

907

29.71

906

30.17

898

29.77

870

29.51

870

29.56

870

29.56

860

29.51

850

30.1

850

30.1

840

29.51

839

29.89

838

29.94

816

30.28

814

29.9

801

30.44

801

30.46

798

29.86

790

29.55

750

30.36

750

29.93

748

29.79

733

30.17

732

30.12

720

30.13

720

30.13

720

30.16

720

29.94

720

29.94

706

30.09

700

30.14

700

29.9

692

30.04

667

29.79

658

30.17

653

29.89

647

29.95

633

29.73

632

29.73

627

29.77

610

30.14

587

29.65

587

29.65

563

30.18

562

30.17

561

29.9

558

29.79

555

30.17

554

30.28

554

30.17

549

29.65

548

29.64

542

29.54

522

30.08

522

30.08

522

30.03

520

30.02

512

29.73

503

29.91

500

29.77

500

29.98

500

29.94

495

30.17

495

29.73

478

29.89

471

29.7

471

29.7

470

29.84

469

29.81

469

29.81

469

29.81

460

29.86

452

29.79

450

29.76

450

29.76

423

29.76

423

30.17

423

30.17

423

30.17

421

29.95

419

29.94

419

29.94

419

29.88

419

29.88

416

30.04

409

29.91

407

29.77

407

29.55

406

29.77

406

29.77

405

29.77

402

30.03

400

30.18

400

30.1

400

30.09

400

30.1

378

30.28

378

30.1

378

30.13

378

30.27

378

30.05

378

30.1

378

30.14

378

30.19

378

30.17

378

30.17

376

30.13

376

30.18

372

30.1

372

30.17

371

30.17

371

30.17

371

30.17

368

29.51

366

30.13

362

30.1

361

30.27

354

30.09

354

30.09

354

30.12

351

29.89

350

29.8

350

29.89

350

29.95

350

30.15

350

29.85

350

29.85

350

29.77

350

29.77

350

29.95

349

30.34

348

30.22

348

30.2

348

30.05

348

30.3

348

30.27

348

30.18

348

30.17

333

29.55

331

30.16

327

29.89

327

29.89

326

29.89

323

30.13

323

30.14

323

30.15

323

30.19

322

29.89

322

29.89

320

30.12

318

30.18

312

29.91

312

29.91

310

29.8

309

29.72

305

29.66

305

29.65

300

30.45

300

29.77

300

29.73

296

29.74

294

29.72

281

29.56

276

29.93

272

30.1

269

29.91

267

29.87

265

30.15

262

30.19

256

29.7

251

30.08

246

29.54

245

29.88

234

29.9

233

29.9

233

29.9

231

30.04

231

30.04

230

30.04

229

29.95

229

29.95

214

29.8

213

29.8

210

30.29

206

30.17

204

30.47

203

30.08

200

30.16

200

29.73

195

30.03

195

29.89

189

29.99

189

29.95

184

29.76

184

30.08

184

29.91

184

29.91

167

29.74

165

29.51

163

29.74

161

29.76

160

29.56

159

29.7

156

29.91

156

29.91

155

29.87

149

30.08

147

29.8

142

29.88

136

29.76

135

29.91

132

29.74

130

29.8

125

29.61

124

29.88

115

29.75

113

30.18

111

29.88

111

29.85

108

29.71

108

29.78

108

29.73

108

29.78

105

30.09

102

29.57

100

30.02

99

30.18

99

30.18

95

29.52

94

30.08

94

30.08

84

30.03

81

29.79

80

29.73

80

29.73

79

29.73

79

30.28

77

29.71

76

29.73

74

29.86

74

29.9

72

29.74

67

30.03

64

29.77

62

29.88

62

29.88

61

30.19

61

29.51

58

30.12

58

29.75

57

29.75

56

29.85

55

30.14

55

30.19

55

29.85

54

29.73

54

29.73

52

29.7

49

29.86

47

30.17

45

30.17

40

29.8

36

29.71

36

29.72

36

29.87

36

29.74

36

29.73

30

30.05

30

30.17

30

29.73

24

29.71

23

29.87

15

29.73

15

29.73

14

29.74

12

29.91

12

29.87

10

30.43

7

30.17

6

30.13

3

30.04

2

30.22

2

30.14

2

30.17

1

30.34

1

29.86

1

30.36

1

30.36

1

30.18

1

30.28

1

30.28

1

30.28

1

30.27

1

30.19

1

30.19

1

30.08

1

30.1

1

30.1

1

30.1

1

30.09

1

30.09

1

30.09

1

30.1

1

30.14

1

30.13

1

30.15

1

30.14

1

30.13

1

30.13

1

30.15

1

30.19

1

30.19

1

30.19

1

30.16

1

30.15

1

30.14

1

30.14

1

30.18

1

30.31

1

30.28

1

30.28

1

30.19

1

30.19

1

30.18

1

30.18

1

30.18

1

30.08

1

30.08

1

30.08

1

30.07

1

30.09

1

29.99

1

29.99

1

29.93

1

29.94

1

29.93

1

29.93

1

29.92

1

29.92

1

29.88

1

29.88

1

29.9

1

29.9

1

29.77

1

29.76

1

29.78

1

29.73

1

29.73

1

29.73

1

29.93

1

29.93

1

29.88

1

29.88

1

29.88

1

29.78

1

29.79

1

29.89

1

29.91

1

29.95

1

29.95

1

29.96

1

29.95

1

29.89

1

29.87

1

29.93

1

29.92

1

29.92

1

29.99

1

29.91

1

29.91

1

29.92

1

29.92

1

29.94

1

29.94

1

29.95

1

30.05

1

30.05

1

29.87

1

29.87

1

29.87

1

29.87

1

29.87

1

29.77

1

29.75

1

29.75

1

29.76

1

29.78

1

29.72

1

29.72

1

29.72

1

29.73

1

29.65

1

29.65

1

29.53

1

29.56

1

29.56

1

29.54

1

29.54

1

29.52

1

29.52

1

29.63

1

29.64

1

29.73

Total

691,476

Sales

Number of securities

Price per unit (Note 4)

AUD (unless stated)

-1

30.34

-1

30.33

-1

30.21

-1

30.22

-1

30.24

-1

30.23

-1

30.26

-1

30.17

-1

30.17

-1

30.02

-1

30.1

-1

30.1

-1

30.1

-1

30.09

-1

30.09

-1

30.08

-1

30.15

-1

30.1

-1

30.1

-1

30.1

-1

30.1

-1

30.1

-1

30.14

-1

30.18

-1

30.18

-1

30.18

-1

30.14

-1

30.15

-1

30.12

-1

30.12

-1

30.17

-1

30.3

-1

30.26

-1

30.26

-1

30.14

-1

30.14

-1

30.14

-1

30.17

-1

30.17

-1

30.07

-1

30.07

-1

30.07

-1

30.07

-1

30.09

-1

29.99

-1

29.99

-1

29.94

-1

29.91

-1

29.91

-1

29.91

-1

29.91

-1

29.91

-1

29.86

-1

29.86

-1

29.86

-1

29.87

-1

29.75

-1

29.75

-1

29.79

-1

29.72

-1

29.72

-1

29.89

-1

29.89

-1

29.87

-1

29.87

-1

29.88

-1

29.79

-1

29.78

-1

29.88

-1

29.93

-1

29.94

-1

29.94

-1

29.94

-1

29.94

-1

29.88

-1

29.87

-1

29.91

-1

29.91

-1

29.9

-1

29.98

-1

29.92

-1

29.91

-1

29.91

-1

29.92

-1

29.94

-1

29.94

-1

29.95

-1

29.94

-1

30.03

-1

30.04

-1

29.85

-1

29.85

-1

29.84

-1

29.84

-1

29.84

-1

29.76

-1

29.75

-1

29.76

-1

29.76

-1

29.75

-1

29.71

-1

29.71

-1

29.72

-1

29.72

-1

29.6

-1

29.6

-1

29.54

-1

29.57

-1

29.55

-1

29.53

-1

29.53

-1

29.5

-1

29.51

-1

29.61

-1

29.61

-1

29.69

-2

30.1

-5

29.73

-5

29.73

-5

29.73

-11

29.7

-15

29.73

-15

29.73

-19

29.7

-19

29.7

-23

30.08

-26

29.73

-27

29.73

-27

29.73

-30

29.94

-33

30.18

-33

30.18

-33

30.18

-34

29.73

-44

29.7

-47

30.17

-47

30.17

-47

30.08

-47

30.08

-66

29.85

-66

29.7

-79

29.73

-79

29.72

-80

29.73

-80

29.73

-94

30.08

-99

30.18

-99

30.18

-100

29.7

-108

29.73

-108

29.73

-108

29.78

-108

29.55

-108

29.7

-111

29.86

-111

29.85

-111

29.85

-115

29.75

-115

29.75

-124

29.88

-124

29.88

-139

29.94

-141

29.94

-142

29.85

-142

29.85

-150

30.31

-154

29.77

-173

29.94

-175

29.78

-175

29.77

-175

29.77

-177

30.09

-177

30.09

-179

29.79

-184

30.08

-189

29.97

-191

29.79

-200

29.7

-203

30.02

-225

29.76

-225

29.76

-240

30.13

-240

30.13

-240

30.13

-245

29.88

-278

29.73

-283

30.1

-283

30.1

-284

30.1

-288

29.55

-288

29.7

-299

29.55

-300

29.7

-305

29.66

-312

29.91

-312

29.91

-318

30.23

-323

30.15

-323

30.15

-323

30.2

-326

30.13

-327

30.13

-327

30.13

-331

30.16

-348

30.22

-348

30.3

-348

30.27

-348

30.2

-350

29.85

-350

29.77

-350

30.15

-350

29.89

-350

29.85

-350

29.77

-350

29.95

-351

29.89

-354

30.09

-358

29.74

-360

29.94

-360

29.94

-361

30.27

-376

30.15

-376

30.18

-377

29.73

-378

30.28

-378

30.05

-378

30.05

-378

30.1

-378

30.13

-378

30.09

-378

30.14

-378

30.14

-378

30.19

-378

30.19

-378

30.16

-400

30.1

-400

30.09

-407

29.7

-413

29.79

-423

29.86

-450

29.76

-450

29.51

-470

29.84

-489

29.94

-489

29.94

-497

29.79

-497

29.79

-498

29.79

-499

30.08

-500

29.98

-500

29.94

-500

30.21

-500

29.98

-500

29.91

-500

29.7

-500

29.7

-503

29.91

-503

29.91

-513

29.89

-513

29.89

-514

29.89

-522

30.08

-527

29.95

-530

30.31

-548

29.65

-561

29.9

-638

29.94

-647

29.95

-647

29.95

-647

29.95

-670

29.92

-672

29.51

-673

29.51

-692

30.04

-692

30.04

-700

29.9

-700

29.9

-706

30.09

-720

30.13

-720

30.16

-720

29.94

-720

30.13

-720

29.94

-732

30.12

-732

30.12

-741

29.86

-741

29.86

-748

29.79

-748

29.79

-750

30.36

-750

29.93

-750

30.11

-798

29.87

-814

29.9

-828

29.95

-828

29.8

-838

29.94

-838

29.94

-839

29.89

-839

29.89

-848

29.94

-850

30.1

-850

30.1

-870

30.21

-898

29.77

-916

29.82

-916

29.73

-934

29.94

-934

29.7

-942

29.7

-942

29.7

-964

30.04

-980

30.15

-980

30.13

-980

29.91

-980

29.91

-980

30.15

-980

30.13

-980

29.91

-980

29.91

-980

29.94

-980

29.88

-980

29.88

-980

29.89

-980

29.89

-1000

29.79

-1000

29.79

-1050

29.52

-1138

29.89

-1144

29.5

-1151

29.94

-1165

29.91

-1175

30.04

-1216

29.55

-1300

29.7

-1341

29.7

-1341

29.73

-1341

29.73

-1370

30.21

-1370

30.21

-1407

29.81

-1407

29.81

-1476

30.17

-1476

30.17

-1487

30.17

-1487

30.17

-1492

29.79

-1500

29.55

-1509

29.72

-1509

29.72

-1520

29.79

-1540

29.89

-1540

29.89

-1564

30.17

-1564

30.17

-1639

30.19

-1640

30.17

-1640

30.17

-1641

30.17

-1641

30.17

-1648

29.89

-1678

29.79

-1693

29.69

-1723

29.61

-1723

29.61

-1723

29.65

-1723

29.65

-1723

29.69

-1782

29.99

-1861

29.55

-1905

29.91

-1905

29.91

-1905

29.95

-1905

29.95

-1905

29.86

-1907

29.74

-2009

29.77

-2146

29.62

-2177

29.89

-2177

29.89

-2177

29.93

-2177

29.91

-2177

29.91

-2177

30.04

-2177

30.04

-2199

29.76

-2199

29.76

-2200

29.54

-2246

29.87

-2246

29.87

-2340

30.28

-2500

29.79

-2605

29.52

-2649

29.55

-2726

29.77

-2726

29.77

-2736

29.73

-2813

29.73

-2955

29.7

-3060

30.26

-3232

30.03

-3232

30.03

-3416

29.86

-3416

29.75

-3811

30.17

-3811

30.17

-4000

29.7

-4572

29.71541

-4590

29.7

-4700

29.79

-5630

29.51276

-10000

29.79

-10147

29.79

-10587

29.79

-30224

29.79

-60000

30.42

-100000

30.15

Total

488,657

 (b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (AUD) (Note 4)

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise

price (AUD)

Type, e.g. American, European etc.

Expiry 

date

Option money

paid/received per unit (AUD) (Note 4) 

C

purchasing

31000

36

E

20081218

0.28

C

purchasing

20000

36

E

20081218

0.315

C

purchasing

20000

34

E

20081218

0.31

C

purchasing

20000

34

E

20081218

0.485

P

purchasing

20000

34

E

20081218

0.48

P

purchasing

20000

34

E

20081218

1.35

C

purchasing

20000

25

A

20090326

1.35

C

purchasing

20000

34

E

20090423

1.415

C

purchasing

20000

25

A

20090326

1.015

C

purchasing

20000

37.5

E

20090326

0.735

C

purchasing

16000

37.5

E

20090326

2.5699999

P

purchasing

16000

36

E

20081126

1.67

P

purchasing

16000

36

E

20081126

1.665

P

purchasing

16000

36

E

20081126

1.64

P

purchasing

16000

36

E

20081126

1.7000001

C

purchasing

15000

37.5

E

20090326

2.3900001

C

purchasing

15000

37.5

E

20090326

3.0999999

C

purchasing

10000

37.5

E

20090326

1.42

C

purchasing

10000

34

E

20090423

0.48

C

purchasing

10000

37.5

E

20090326

1.23

C

purchasing

10000

37

A

20081030

2.425

P

purchasing

9000

28

A

20081030

1.975

P

purchasing

8000

29

A

20081030

1.15

C

purchasing

6000

37

A

20081127

0.7

P

purchasing

5000

28

A

20081030

2

P

purchasing

4692

25

A

20081030

1.4400001

P

purchasing

4108

26

A

20081030

1.4400001

P

purchasing

4000

29

A

20081030

1.15

P

purchasing

3000

30

A

20081030

8.2799997

P

purchasing

2796

29

A

20081030

4.75

C

purchasing

2000

35

A

20081030

7.98

C

purchasing

1326

32

A

20081030

2.7000001

C

purchasing

1158

38

A

20090625

2.7000001

P

purchasing

1000

26

A

20081030

0.72

P

purchasing

1000

28

A

20090625

1.08

C

purchasing

1000

32

A

20081030

6.0500002

P

purchasing

1000

29

A

20081030

6.0799999

C

purchasing

1000

34

A

20081030

6.2800002

P

purchasing

1000

30

A

20081030

6.2800002

C

purchasing

897

32

A

20081030

2.7000001

P

purchasing

261

28

A

20081030

2.7000001

C

purchasing

258

34

A

20081030

2.7000001

C

purchasing

204

35

A

20081127

4.75

P

purchasing

50

28

A

20081030

2.7000001

P

purchasing

0

26

A

20081030

9.1899996

P

purchasing

-100

29

A

20081030

15.26

P

purchasing

-400

39

A

20081127

14.94

C

selling

-500

40

A

20081030

9.3500004

C

selling

-500

36

A

20081030

6.1799998

C

selling

-950

36

A

20081030

10.15

C

selling

-1000

39

A

20081030

4.5999999

C

selling

-1000

35

A

20081030

1.37

C

selling

-1000

37

A

20081030

0.72

C

selling

-1000

40

A

20081030

1.7000001

P

selling

-1000

30

A

20081030

0.11

C

selling

-1000

34

A

20081030

6.27

C

selling

-1000

40

A

20081030

6.2600002

P

selling

-1000

20

A

20100325

6.3000002

P

selling

-1000

18

A

20100325

6.2800002

P

selling

-1000

31

A

20081030

0.415

P

selling

-1000

32

A

20081030

0.45

C

selling

-1000

40

A

20081030

0.165

C

selling

-1000

40

A

20081030

6.4000001

C

selling

-1877

40

A

20081030

10.2

C

selling

-2000

40

A

20081030

7.9200001

C

selling

-2000

21.006001

A

20120628

0.6

C

selling

-2000

21.006001

A

20120628

0.28

C

selling

-3000

27.5

E

20091215

8.1899996

C

selling

-3000

30

A

20090625

1.43

C

selling

-3165

25

E

20090924

10.2

P

selling

-4000

36

E

20081126

0.12

P

selling

-4800

36

E

20081126

0.475

P

selling

-5000

36

E

20081126

1.4

P

selling

-5000

36

E

20081126

0.8

C

selling

-5000

34

E

20090423

0.11

C

selling

-5000

30

A

20090625

2.3

P

selling

-8000

34

E

20081218

1.77

P

selling

-10000

34

E

20081218

0.72

C

selling

-10000

34

E

20081218

0.35

P

selling

-10000

29.79

A

20131031

3.9449999

C

selling

-12000

25

E

20090924

0.43

C

selling

-19000

25

A

20090326

1.7000001

C

selling

-20000

36

E

20081218

1.395

C

selling

-20000

25

A

20090326

0.525

C

selling

-20000

39

E

20090326

0.715

C

selling

-20000

25

E

20090924

1.84

P

selling

-20000

39

E

20090326

0.35

P

selling

-20000

36

E

20081218

0.34

P

selling

-20000

36

E

20081218

0.34

P

selling

-20000

36

E

20081218

0.32

P

selling

-20000

36

E

20081218

0.325

P

selling

-20000

34

E

20081218

0.43

P

selling

-20000

34

E

20081218

0.42

P

selling

-20000

34

E

20081218

1.385

P

selling

-20000

33

E

20081030

1.38

C

selling

-20000

36

E

20081218

2.0999999

C

selling

-22000

36

E

20081218

1.77

C

selling

-25000

36

E

20081218

1.36

C

selling

-30000

36

E

20081218

0.105

C

selling

-50000

36

E

20081218

0.105

C

selling

-50000

39

E

20090326

0.105

C

selling

-65000

39

E

20090326

0.105

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

Call

-1000

32

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

NONE

Is a Supplemental Form 38.5(b) attached? (Note 8) YES

Date of disclosure

07 October 2008

Contact name

Pavla Trskova

Telephone number

02890 409544

Name of offeree/offeror with which connected

BHP Billiton plc

Nature of connection (Note 9)

Corporate Broker/Financial Advisor

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

SUPPLEMENTAL FORM 38.5(b)

DETAILS OF OPEN POSITIONS 

(This form should be attached to Form 38.5(b))

OPEN POSITIONS (Note 1)

Product name,

e.g. call option

Written or purchased

Number of securities to which the option or derivative relates

Exercise price (Note 2)

Type, e.g. American, European etc.

Expiry date

C

purchased

200000

48

A

20081218

C

purchased

100000

43.68

E

20081218

C

purchased

100000

43.68

E

20081218

P

purchased

-17253

28.98

E

20100219

P

purchased

-10000

27.58

E

20090623

P

purchased

-9575

34.81

E

20100628

P

purchased

-5741

30.48

E

20100412

P

purchased

-4000

24.32

E

20110119

P

purchased

-4000

24.8

E

20100119

P

purchased

-3658

27.33

E

20110628

P

purchased

-3601

30.54

E

20090420

P

purchased

-3598

27.79

E

20110629

P

purchased

-3484

28.7

E

20110630

P

purchased

-2923

34.2

E

20120627

P

purchased

-2854

35.03

E

20120629

P

purchased

-2000

26

E

20110615

P

purchased

-2000

25.36

E

20110914

P

purchased

-1742

28.7

E

20110630

P

purchased

-1554

35.38

E

20120622

P

purchased

-1439

27.79

E

20110629

P

purchased

-1379

29

E

20090630

P

purchased

-1299

34.2

E

20100628

P

purchased

-1245

28.1

E

20110627

P

purchased

-1205

24.88

E

20100118

P

purchased

-1149

34.81

E

20100628

P

purchased

-1141

35.03

E

20100629

P

purchased

-1101

18.15

E

20100630

P

purchased

-1101

18.15

E

20100630

P

purchased

-1040

38.44

E

20120905

P

purchased

-914

27.33

E

20090629

P

purchased

-899

27.79

E

20110629

P

purchased

-889

28.1

E

20090629

P

purchased

-865

28.89

E

20090630

P

purchased

-862

29

E

20090630

P

purchased

-861

34.81

E

20100628

P

purchased

-854

35.09

E

20120621

P

purchased

-852

37.52

E

20130116

P

purchased

-812

34.2

E

20100628

P

purchased

-802

34.89

E

20100628

P

purchased

-750

43.7

E

20110630

P

purchased

-731

27.33

E

20110628

P

purchased

-719

27.79

E

20090629

P

purchased

-718

34.81

E

20120626

P

purchased

-713

35.03

E

20120629

P

purchased

-696

28.7

E

20090630

P

purchased

-693

28.85

E

20090605

P

purchased

-692

28.89

E

20090630

P

purchased

-645

31

E

20120511

P

purchased

-620

40.3

E

20121120

P

purchased

-606

33

E

20120816

P

purchased

-606

42.89

E

20110627

P

purchased

-588

34

E

20120615

P

purchased

-584

34.2

E

20120627

P

purchased

-544

36.7

E

20100809

P

purchased

-522

28.7

E

20110630

P

purchased

-522

28.7

E

20110630

C

purchased

500000

31

A

20081218

P

purchased

-500

35.76

E

20130327

P

purchased

-500000

40

A

20081127

P

purchased

-481

37.35

E

20130213

P

purchased

-479

41.7

E

20121112

P

purchased

-464

38.75

E

20130226

P

purchased

-463

38.88

E

20130214

P

purchased

-456

35.03

E

20100629

P

purchased

-429

34.94

E

20100625

P

purchased

-376000

29

A

20111222

P

purchased

-374000

32

A

20111222

P

purchased

-360

41.59

E

20121120

P

purchased

-360

41.59

E

20121120

C

purchased

349000

25

A

20100325

P

purchased

-337

37.06

E

20120829

C

purchased

309000

40

A

20081030

P

purchased

-287

34.81

E

20110627

P

purchased

-285

35.03

E

20110629

C

purchased

250000

55

A

20090326

C

purchased

247000

48

A

20081218

P

purchased

-225000

37

A

20081030

P

purchased

-217000

26

A

20101223

C

purchased

200000

37

A

20081218

C

purchased

200000

35

A

20081030

P

purchased

-200000

36

A

20081030

C

purchased

198000

39

A

20081218

P

purchased

-184000

28

A

20081030

P

purchased

-172000

27

A

20111222

P

purchased

-165000

39

A

20111222

P

purchased

-160000

37

A

20120628

C

purchased

150000

44

A

20081030

P

purchased

-150000

45

A

20081218

C

purchased

145000

38

A

20081030

C

purchased

140000

38

A

20090625

C

purchased

136000

25.5

A

20100325

P

purchased

-125000

42

A

20090326

P

purchased

-123000

27

A

20100325

C

purchased

110000

42

A

20081030

P

purchased

-110000

31

A

20101223

P

purchased

-110000

28

A

20090625

P

purchased

-105000

26

A

20100325

P

purchased

-103000

29

A

20081030

P

purchased

-102000

45

A

20090326

P

purchased

-101000

29

A

20100325

C

purchased

100000

39

A

20081218

C

purchased

100000

44

A

20090129

P

purchased

-100000

35

A

20081030

C

purchased

98000

39

A

20081030

C

purchased

97000

35

A

20081030

P

purchased

-90000

24

A

20100325

C

purchased

81000

41

A

20081218

P

purchased

-80000

36

A

20081030

P

purchased

-75000

30

A

20081030

C

purchased

72000

42

A

20081218

C

purchased

62000

36

A

20081030

P

purchased

-59000

30

A

20111222

C

purchased

55000

40

A

20081218

C

purchased

54000

44

A

20100325

P

purchased

-54000

33

A

20081030

P

purchased

-51000

33

A

20100325

P

purchased

-50000

42

A

20081030

C

purchased

45000

43

A

20100325

C

purchased

44000

43

A

20081030

C

purchased

41000

41

A

20081030

P

purchased

-31000

26

A

20081030

P

purchased

-30000

42

A

20111222

P

purchased

-30000

41

A

20081030

P

purchased

-28000

35

A

20081218

P

purchased

-27000

38

A

20081030

P

purchased

-27000

31

A

20081030

P

purchased

-27000

40

A

20081030

C

purchased

25000

50

A

20111222

C

purchased

25000

48

A

20081127

C

purchased

25000

45

A

20100325

C

purchased

25000

44

A

20081030

C

purchased

25000

32

A

20081030

P

purchased

-25000

35

A

20081030

P

purchased

-24000

40

A

20081030

P

purchased

-23000

32

A

20081030

C

purchased

20000

40

A

20081030

P

purchased

-20000

19

A

20100325

P

purchased

-20000

39

A

20081030

P

purchased

-20000

28

A

20081127

P

purchased

-20000

25

A

20081030

C

purchased

19000

34

A

20081030

C

purchased

18000

40

A

20081127

P

purchased

-18000

22

A

20101223

C

purchased

16000

37

A

20081127

P

purchased

-16000

28

A

20111222

C

purchased

15000

44

A

20081218

C

purchased

15000

43

A

20081218

P

purchased

-15000

32

A

20100325

C

purchased

14000

50

A

20081218

C

purchased

14000

41

A

20100325

C

purchased

13000

32

A

20090129

P

purchased

-11000

31

A

20090326

C

purchased

10000

24

A

20100325

C

purchased

10000

36

A

20081127

C

purchased

10000

33

A

20081030

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20090730

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20110526

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E

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-72094

26

A

20081127

P

written

75000

18

A

20100630

C

written

-76200

39.37

E

20130228

C

written

-96150

35

A

20081218

C

written

-388000

48

E

20081030

P

written

100000

18.15

E

20100705

C

written

-100000

43.68

E

20081218

C

written

-116077

21.006

A

20120628

C

written

-484800

36

E

20081218

P

written

125000

20.41

A

20101011

P

written

150000

20.35

A

20101018

P

written

150000

20.35

A

20101020

C

written

-200000

48

A

20081218

C

written

-200000

48

A

20081218

C

written

-216950

25

E

20090924

C

written

-1272000

42

E

20081030

C

written

-1569600

38

E

20081030

C

written

-2324664

44.5

E

20081030

Notes

 

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell should also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For details of the Code's dealing disclosure requirements, see Rules 8 and 38.5 and their Notes which can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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