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EPT Disclosure

19th Nov 2008 10:37

RNS Number : 4679I
Credit Suisse Equities (Australia)
19 November 2008
 

FORM 38.5 (b)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION 

Name of exempt principal trader

Credit Suisse Equities (Australia) Limited

 

Company dealt in

BHP Billiton Limited

 

Class of relevant security to which the dealings being disclosed relate (Note 1)

 

Ordinary Shares

Date of dealing

18-11-2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) 

 

Long

Short

 

Number

(%)

Number

(%)

(1) Relevant securities

11407637

0.340

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell 

Total

11407637

0.340

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) 

Class Of Relevant Security : Ordinary Shares 

Long

Short

(1) Relevant Securities 

 

 

(2) Derivatives (other than options) 

 

 

(3) Options and agreements to purchasesell 

 

 

Total

(c) Rights to subscribe (Note 2) 

Class of relevant security:

Details

 

 

3. DEALINGS (Note 3)

(a) Purchases and sales 

Purchase/sale

Number of securities

Price per unit (Note 4)

Purchase

10,000

24.20

Purchase

1,000

24.20

Purchase

1,000

24.20

Purchase

25

24.20

Purchase

1,000

24.20

Purchase

9,000

24.20

Purchase

7,808

24.20

Purchase

2,000

24.20

Purchase

500

24.20

Purchase

1,367

24.20

Purchase

2,500

24.20

Purchase

3,000

24.20

Purchase

500

24.20

Purchase

500

24.20

Purchase

1,000

24.20

Purchase

520

24.20

Purchase

530

24.20

Purchase

1,000

24.20

Purchase

2,636

24.20

Purchase

46,789

24.20

Purchase

40,604

24.20

Purchase

16,464

24.20

Purchase

1,000

24.40

Purchase

10,000

24.40

Purchase

892

24.40

Purchase

985

24.40

Purchase

3,500

24.40

Purchase

5,000

24.40

Purchase

9,000

24.40

Purchase

500

24.40

Purchase

2,500

24.40

Purchase

6,000

24.40

Purchase

3,000

24.40

Purchase

1,000

24.40

Purchase

84

24.40

Purchase

10,000

24.40

Purchase

876

24.40

Purchase

1,000

24.40

Purchase

882

24.40

Purchase

1,842

24.40

Purchase

2,342

24.40

Purchase

1,305

24.40

Purchase

1,698

24.40

Purchase

1,298

24.40

Purchase

1,060

24.40

Purchase

10,000

24.40

Purchase

104

24.40

Purchase

1,040

24.40

Purchase

1,788

24.40

Purchase

110

24.40

Purchase

1,000

24.40

Purchase

100

24.40

Purchase

28

24.40

Purchase

3

24.40

Purchase

6

24.40

Purchase

1

24.40

Purchase

59

24.40

Purchase

3

24.40

Purchase

205

24.40

Purchase

79

24.39

Purchase

2

24.39

Purchase

34

24.39

Purchase

2,154

24.39

Purchase

142

24.38

Purchase

156

24.38

Purchase

615

24.38

Purchase

109

24.38

Purchase

10

24.38

Purchase

100

24.38

Purchase

95

24.38

Purchase

44

24.37

Purchase

1,000

24.37

Purchase

124

24.37

Purchase

665

24.37

Purchase

100

24.35

Purchase

685

24.35

Purchase

1,661

24.35

Purchase

1

24.35

Purchase

5,000

24.35

Purchase

836

24.35

Purchase

1,000

24.35

Purchase

1,000

24.35

Purchase

4,085

24.35

Purchase

1,000

24.35

Purchase

1,000

24.35

Purchase

5,000

24.35

Purchase

500

24.35

Purchase

2,194

24.35

Purchase

10,500

24.35

Purchase

236

24.35

Purchase

5,000

24.35

Purchase

5,000

24.35

Purchase

1,000

24.35

Purchase

21,000

24.35

Purchase

2,070

24.35

Purchase

4,905

24.35

Purchase

895

24.35

Purchase

878

24.35

Purchase

1,928

24.35

Purchase

4,116

24.35

Purchase

250

24.35

Purchase

153

24.35

Purchase

500

24.35

Purchase

276

24.35

Purchase

18

24.35

Purchase

100

24.35

Purchase

8,625

24.35

Purchase

200

24.30

Purchase

520

24.30

Purchase

4,117

24.30

Purchase

3,000

24.30

Purchase

1,077

24.30

Purchase

2,735

24.30

Purchase

205

24.30

Purchase

1,003

24.30

Purchase

580

24.30

Purchase

442

24.30

Purchase

2,261

24.30

Purchase

5,000

24.30

Purchase

1,953

24.30

Purchase

500

24.30

Purchase

5,000

24.30

Purchase

1,000

24.30

Purchase

266

24.30

Purchase

13,916

24.30

Purchase

300

24.30

Purchase

2,000

24.30

Purchase

1

24.28

Purchase

42

24.27

Purchase

1,878

24.23

Purchase

3,000

24.20

Purchase

6,000

24.20

Purchase

6

24.20

Purchase

4,000

24.20

Purchase

4,878

24.20

Purchase

748

24.13

Purchase

210

24.13

Purchase

42

24.13

Purchase

384

24.23

Purchase

810

24.23

Purchase

1

24.23

Purchase

805

24.23

Purchase

2,000

24.58

Purchase

1,336

24.62

Purchase

5,000

24.62

Purchase

5,000

24.62

Purchase

148

24.62

Purchase

47

24.62

Purchase

4

24.62

Purchase

182

24.62

Purchase

3,272

24.62

Purchase

11

24.61

Purchase

7,028

24.70

Purchase

2,107

24.70

Purchase

1,000

24.70

Purchase

376

24.70

Purchase

94

24.70

Purchase

10,000

24.70

Purchase

100

24.70

Purchase

1,000

24.70

Purchase

236

24.70

Purchase

4,500

24.70

Purchase

22

24.70

Purchase

6

24.70

Purchase

219

24.70

Purchase

400

24.70

Purchase

1,000

24.70

Purchase

62

24.69

Purchase

2,323

24.69

Purchase

175

24.69

Purchase

1

24.68

Purchase

100

24.66

Purchase

135

24.66

Purchase

94

24.66

Purchase

77

24.65

Purchase

2,000

24.65

Purchase

141

24.65

Purchase

7,731

24.65

Purchase

94

24.65

Purchase

8,979

24.65

Purchase

843

24.96

Purchase

87

24.96

Purchase

70

24.95

Purchase

20

25.04

Purchase

154

25.04

Purchase

15

25.04

Purchase

2,273

25.04

Purchase

3,056

25.04

Purchase

2,500

25.04

Purchase

25

25.04

Purchase

146

25.04

Purchase

73

25.04

Purchase

2,000

25.04

Purchase

900

25.04

Purchase

10,000

25.04

Purchase

1,000

25.04

Purchase

73

25.04

Purchase

73

25.04

Purchase

599

25.04

Purchase

73

25.04

Purchase

1,000

25.04

Purchase

3,482

25.04

Purchase

1,092

25.14

Purchase

198

25.20

Purchase

2,500

25.20

Purchase

1,500

25.20

Purchase

802

25.20

Purchase

9,984

25.20

Purchase

27

25.20

Purchase

73

25.20

Purchase

1,452

25.20

Purchase

19

25.20

Purchase

8

25.20

Purchase

73

25.20

Purchase

1,500

25.20

Purchase

1,167

25.20

Purchase

697

25.20

Purchase

3,908

25.14

Purchase

164

25.15

Purchase

72

25.15

Purchase

162

25.15

Purchase

2,538

25.15

Purchase

1,500

25.14

Purchase

73

25.14

Purchase

491

25.14

Purchase

1,331

25.13

Purchase

700

25.13

Purchase

700

25.13

Purchase

201

25.13

Purchase

800

25.13

Purchase

1,268

25.13

Purchase

1,043

25.19

Purchase

131

25.19

Purchase

526

25.19

Purchase

1,000

25.19

Purchase

2,300

25.19

Purchase

2,756

25.18

Purchase

638

25.18

Purchase

322

25.18

Purchase

90

25.18

Purchase

194

25.18

Purchase

1,000

25.18

Purchase

2,000

25.20

Purchase

1,000

25.26

Purchase

324

25.00

Purchase

1,000

25.00

Purchase

319

25.00

Purchase

1,000

25.00

Purchase

700

25.00

Purchase

10,000

25.00

Purchase

10,000

25.00

Purchase

2,000

25.00

Purchase

503

25.00

Purchase

1

25.00

Purchase

999

25.00

Purchase

2,736

25.00

Purchase

2,479

25.00

Purchase

8,000

25.00

Purchase

15,000

25.00

Purchase

188

25.00

Purchase

3,453

25.00

Purchase

400

25.00

Purchase

41,116

25.00

Purchase

1,972

25.00

Purchase

42,752

25.00

Purchase

219

25.00

Purchase

20,000

25.00

Purchase

150

25.00

Purchase

2,500

25.00

Purchase

701

25.00

Purchase

10,000

25.00

Purchase

500

25.00

Purchase

250

25.00

Purchase

500

25.00

Purchase

82

25.00

Purchase

500

25.00

Purchase

5,000

25.00

Purchase

400

25.00

Purchase

2,000

25.00

Purchase

300

25.00

Purchase

100

25.00

Purchase

100

25.00

Purchase

30

25.00

Purchase

50

25.00

Purchase

50

25.00

Purchase

1,417

24.99

Purchase

73

24.99

Purchase

136

24.99

Purchase

10,000

24.99

Purchase

21

24.90

Purchase

292

24.90

Purchase

657

24.90

Purchase

900

24.90

Purchase

200

24.90

Purchase

3,000

24.90

Purchase

1,080

24.90

Purchase

1,000

24.90

Purchase

2,000

24.90

Purchase

105

24.90

Purchase

1,500

24.90

Purchase

320

24.88

Purchase

13

24.88

Purchase

2,000

24.88

Purchase

10,000

24.87

Purchase

1,600

24.87

Purchase

100

24.86

Purchase

10,000

24.86

Purchase

100

24.86

Purchase

73

24.85

Purchase

2,895

24.85

Purchase

73

24.84

Purchase

5,385

24.84

Purchase

2,500

24.79

Purchase

2,834

24.75

Purchase

7,000

24.75

Purchase

73

24.75

Purchase

5,000

24.75

Purchase

10,000

24.75

Purchase

6,956

24.75

Purchase

4,000

24.75

Purchase

80,200

23.95

Purchase

650,000

24.23

Purchase

1,180,000

25.46

Sale

-100,000

24.42

Sale

-5,896

24.20

Sale

-32,745

24.20

Sale

-400

24.20

Sale

-1,938

24.20

Sale

-1,512

24.20

Sale

-43

24.20

Sale

-4,193

24.20

Sale

-35,453

24.20

Sale

-33,885

24.20

Sale

-7,205

24.20

Sale

-2,724

24.02

Sale

-2

24.02

Sale

-255

24.02

Sale

-2,981

24.03

Sale

-200

24.03

Sale

-100

24.03

Sale

-20

24.03

Sale

-4,025

24.01

Sale

-1,000

24.01

Sale

-1

24.01

Sale

-1

24.01

Sale

-283

24.01

Sale

-125

24.03

Sale

-315

24.03

Sale

-200

24.03

Sale

-143

24.03

Sale

-125

24.02

Sale

-5,311

24.02

Sale

-282

24.02

Sale

-1,028

24.06

Sale

-2,849

24.06

Sale

-153

24.05

Sale

-400

24.05

Sale

-500

24.05

Sale

-500

24.05

Sale

-100

24.05

Sale

-300

24.05

Sale

-50

24.05

Sale

-300

24.05

Sale

-350

24.05

Sale

-300

24.05

Sale

-21

24.05

Sale

-500

24.05

Sale

-75

24.05

Sale

-500

24.05

Sale

-100

24.05

Sale

-40

24.05

Sale

-300

24.05

Sale

-4

24.05

Sale

-48

24.07

Sale

-100

24.07

Sale

-6

24.07

Sale

-4,314

24.07

Sale

-433

24.07

Sale

-2

24.07

Sale

-407

24.07

Sale

-25

24.09

Sale

-12

24.09

Sale

-16

24.09

Sale

-680

24.09

Sale

-1

24.09

Sale

-247

24.09

Sale

-43

24.09

Sale

-1,187

24.54

Sale

-2,747

24.54

Sale

-150

24.55

Sale

-4,146

24.57

Sale

-755

24.57

Sale

-2,882

24.53

Sale

-1,194

24.53

Sale

-8

24.53

Sale

-1,290

24.52

Sale

-243

24.52

Sale

-2,960

24.52

Sale

-4,084

24.53

Sale

-1,489

24.62

Sale

-2,000

24.72

Sale

-2,229

24.72

Sale

-50

24.66

Sale

-647

24.66

Sale

-200

24.66

Sale

-200

24.66

Sale

-84

24.66

Sale

-25

24.66

Sale

-1,000

24.66

Sale

-250

24.66

Sale

-1,678

24.66

Sale

-1,176

24.65

Sale

-6

24.65

Sale

-26

24.65

Sale

-196

24.65

Sale

-250

24.65

Sale

-100

24.65

Sale

-500

24.65

Sale

-2,000

24.65

Sale

-300

24.65

Sale

-400

24.65

Sale

-347

24.70

Sale

-1,000

24.70

Sale

-2,017

24.70

Sale

-1,537

24.70

Sale

-3,554

24.71

Sale

-530

24.71

Sale

-5,000

24.74

Sale

-200

24.74

Sale

-2,100

24.74

Sale

-4,084

24.76

Sale

-2,539

24.80

Sale

-1,000

24.80

Sale

-545

24.80

Sale

-1,708

24.80

Sale

-2,376

24.80

TOTAL BUYS:2731014

TOTAL SELLS:321056

(b) Derivatives transactions (other than options) 

Product name, e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

 

 

 

 

(c) Options transactions in respect of existing securities 

(i) Writing, selling, purchasing or varying 

Product name,e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 4)

 

 

 

 

 

 

 

(ii) Exercising 

Product name, e.g. call option

Number of securities

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3) 

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

 

 

 

4. OTHER INFORMATION 

Agreements, arrangements or understandings relating to options or derivatives 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8)  No

Date of disclosure

19-11-2008

 

Contact name

Carolyn CollinsSimon Crawley

 

Telephone number

44 20 7888 0241

 

Name of offeree/offeror with which connected

Rio Tinto Plc

 

Nature of connection (Note 9)

ADVISOR

Notes 

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMILFVILELALIT

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