7th Apr 2008 14:14
Macquarie Group Limited07 April 2008 DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) Part 2 of 2 1. KEY INFORMATION Name of exempt principal trader Macquarie Bank LimitedCompany dealt in BHP Billiton LimitedClass of relevant security to which the dealings being Ordinary shares ISIN:disclosed relate (Note 1) AU000000BHP4 Date of dealing 4 April 2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class of relevantsecurity dealt in (Note 2) Long Short Number (%) Number (%)(1) Relevantsecurities 7,075,265 0.21%(2)Derivatives(other thanoptions) 534,037 0.01%(3) Optionsand agreementstopurchase/sell 6,432,284 0.19% Total 0 0.00% 14,041,586 0.41% (c) Interests and short positions in relevant securities of the company,other than the class dealt in (Note 2) Class of relevant security: Long Short Number (%) Number (%)(1) Relevant securities(2) Derivatives (other than options)(3) Options and agreements to purchase/sell Total (d) Rights to subscribe (Note 2) Class of relevant security: Details 3. DEALINGS (Note 3) (e) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4)See Annexure A (b) Derivatives transactions (other than options) Product name, Long/short (Note Number of securities (Note Price per unit (Note 5) 6) 4)e.g. CFDSee AnnexureB I Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product Writing, Number of Exercise Type, e.g. Expiry Optionname, selling, securities to American, money purchasing, which the option European varying etc. relates (Note 6) etc.e.g. price date paid/call receivedoption per unit (Note 4)SeeAnnexureC (f) Exercising Product name, e.g. call Number of Exercise price per unit (Noteoption securities 4) (g) Other dealings (including new securities) (Note 3) Nature of Transaction Quantity Price Per Unit (if applicable)Loan of securities 89,578 N/ACollateral delivered 2,300,000 N/ACollateral received 20,000 N/ACollateral delivery returns 2,300,000 N/A 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the persondisclosing and any other person relating to the voting rights of any relevantsecurities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which anyderivative referred to on this form is referenced. If none, this should bestated. Is a Supplemental Form 38.5(b) attached? (Note 8) YES Date of disclosure 7 April 2008 Contact name Johanna Uy Telephone number +44 (0) 2030374339 Name of offeree/offeror with which connected Rio Tinto PlcNature of connection (Note 9) Connected principal trader ANNEXURE A Buy Sell Exec Quantity Exec Price (AUD/USD) BUY 10000.00 38.59 BUY 3617.00 38.58 BUY 1383.00 38.58 BUY 1607.00 38.58 BUY 698.00 38.64 BUY 1000.00 38.64 BUY 100.00 38.64 BUY 115.00 38.64 BUY 1480.00 38.65 BUY 31.00 38.50 BUY 1232.00 38.50 BUY 3737.00 38.50 BUY 4909.00 38.55 BUY 235.00 38.55 BUY 100.00 38.55 BUY 2000.00 38.55 BUY 2000.00 38.55 BUY 756.00 38.55 BUY 4846.00 38.55 BUY 154.00 38.55 BUY 100.00 38.59 BUY 9900.00 38.59 BUY 250.00 38.70 BUY 500.00 38.70 BUY 1320.00 38.70 BUY 200.00 38.70 BUY 622.00 38.70 BUY 1000.00 38.70 BUY 160.00 38.70 BUY 903.00 38.70 BUY 4198.00 38.70 BUY 500.00 38.70 BUY 347.00 38.70 BUY 500.00 38.62 BUY 250.00 38.62 BUY 663.00 38.62 BUY 850.00 38.58 BUY 10.00 38.62 BUY 119.00 38.62 BUY 17.00 38.62 BUY 4573.00 38.62 BUY 1618.00 38.62 BUY 17.00 38.62 BUY 1383.00 38.62 BUY 282.00 38.51 BUY 1000.00 38.51 BUY 237.00 38.78 BUY 96.00 38.78 BUY 75.00 38.79 BUY 498.00 38.79 BUY 1000.00 38.79 BUY 03.00 38.79 BUY 38.00 38.78 BUY 76.00 38.78 BUY 1618.00 38.65 BUY 4216.00 38.65 BUY 1655.00 38.60 BUY 405.00 38.60 BUY 569.00 38.61 BUY 215.00 38.47 BUY 50.00 38.47 BUY 250.00 38.47 BUY 294.00 38.47 BUY 153.00 38.65 BUY 05.00 38.65 BUY 119.00 38.56 BUY 393.00 38.56 BUY 1053.00 38.56 BUY 268.00 38.56 BUY 114.00 38.56 BUY 190.00 38.56 BUY 60.00 38.56 BUY 733.00 38.56 BUY 793.00 38.61 BUY 378.00 38.61 BUY 37.00 38.61 BUY 03.00 38.61 BUY 112.00 38.61 BUY 75.00 38.61 BUY 144.00 38.61 BUY 326.00 38.63 BUY 13.00 38.63 BUY 13.00 38.64 BUY 106.00 38.64 BUY 1398.00 38.65 BUY 31.00 38.63 BUY 119.00 38.65 BUY 50.00 38.65 BUY 500.00 38.56 BUY 130.00 38.55 BUY 70.00 38.55 BUY 500.00 38.65 BUY 100.00 38.68 BUY 400.00 38.72 BUY 400.00 38.64 BUY 1179.00 38.57 BUY 821.00 38.57 BUY 1500.00 38.54 BUY 116.00 38.74 BUY 384.00 38.77 BUY 200.00 38.74 BUY 500.00 38.72 BUY 100.00 38.54 BUY 917.00 38.57 BUY 83.00 38.57 BUY 300.00 38.60 BUY 100.00 38.60 BUY 200.00 38.60 BUY 1000.00 38.60 BUY 3907.00 38.58 BUY 178.00 38.58 BUY 915.00 38.58 BUY 5000.00 38.61 BUY 2700.00 71.81 BUY 100.00 73.24 BUY 100.00 73.25 BUY 100.00 73.25 BUY 200.00 73.25 BUY 100.00 73.25 BUY 100.00 73.25 BUY 500.00 73.25 BUY 500.00 73.25 BUY 300.00 73.25 BUY 100.00 73.24 BUY 100.00 73.24 BUY 100.00 73.25 BUY 1700.00 73.25 BUY 100.00 73.24 BUY 100.00 73.24 BUY 100.00 73.24 BUY 200.00 73.24 BUY 100.00 73.25 BUY 100.00 73.25 BUY 1300.00 73.25 SELL -2618.00 38.40 SELL -629.00 38.50 SELL -01.00 38.50 SELL -01.00 38.40 SELL -78.00 38.40 SELL -1432.00 38.40 SELL -1964.00 38.40 SELL -3907.00 38.40 SELL -10000.00 38.55 SELL -45.00 38.54 SELL -2040.00 38.54 SELL -2902.00 38.54 SELL -5013.00 38.54 SELL -719.00 38.78 SELL -719.00 38.78 SELL -3562.00 38.78 SELL -5000.00 38.60 SELL -32.00 38.60 SELL -9968.00 38.60 SELL -4044.00 38.61 SELL -4652.00 38.65 SELL -1304.00 38.65 SELL -5000.00 38.60 SELL -250.00 38.55 SELL -2750.00 38.60 SELL -412.00 38.51 SELL -181.00 38.46 SELL -1166.00 38.58 SELL -25.00 38.58 SELL -1607.00 38.58 SELL -793.00 38.68 SELL -01.00 38.68 SELL -633.00 38.57 SELL -999.00 38.54 SELL -102.00 38.42 SELL -148.00 38.42 SELL -200.00 38.40 SELL -250.00 38.42 SELL -250.00 38.42 SELL -700.00 38.40 SELL -300.00 38.40 SELL -51.00 38.40 SELL -128.00 38.40 SELL -1589.00 38.40 SELL -1250.00 38.42 SELL -1179.00 38.52 SELL -3162.00 38.54 SELL -355.00 38.60 SELL -800.00 38.69 SELL -134.00 38.67 SELL -28.00 38.67 SELL -38.00 38.67 SELL -564.00 38.74 SELL -500.00 38.73 SELL -300.00 38.73 SELL -662.00 38.78 SELL -338.00 38.78 SELL -134.00 38.78 SELL -282.00 38.78 SELL -18.00 38.78 SELL -15.00 38.78 SELL -105.00 38.78 SELL -130.00 38.78 SELL -148.00 38.78 SELL -208.00 38.78 SELL -208.00 38.78 SELL -208.00 38.78 SELL -250.00 38.76 SELL -02.00 38.76 SELL -05.00 38.76 SELL -05.00 38.76 SELL -31.00 38.76 SELL -79.00 38.76 SELL -128.00 38.76 SELL -797.00 38.71 SELL -156.00 38.71 SELL -242.00 38.71 SELL -150.00 38.78 SELL -832.00 38.80 SELL -1371.00 38.78 SELL -32.00 38.78 SELL -238.00 38.78 SELL -903.00 38.78 SELL -77.00 38.78 SELL -29.00 38.78 SELL -632.00 38.78 SELL -519.00 38.78 SELL -53.00 38.78 SELL -26.00 38.78 SELL -338.00 38.63 SELL -490.00 38.63 SELL -919.00 38.59 SELL -81.00 38.59 SELL -250.00 38.63 SELL -46.00 38.63 SELL -204.00 38.63 SELL -236.00 38.56 SELL -19.00 38.56 SELL -226.00 38.56 SELL -96.00 38.56 SELL -1775.00 38.57 SELL -52.00 38.57 SELL -324.00 38.57 SELL -229.00 38.57 SELL -222.00 38.57 SELL -1999.00 38.60 SELL -1837.00 38.60 SELL -825.00 38.60 SELL -207.00 38.61 SELL -3148.00 38.62 SELL -55.00 38.62 SELL -297.00 38.62 SELL -609.00 38.61 SELL -2748.00 38.60 SELL -1283.00 38.60 SELL -966.00 38.60 SELL -87.00 38.60 SELL -163.00 38.60 SELL -749.00 38.77 SELL -1748.00 38.78 SELL -937.00 38.60 SELL -400.00 38.59 SELL -25.00 38.59 SELL -100.00 38.67 SELL -800.00 38.78 SELL -100.00 38.73 SELL -100.00 38.77 SELL -384.00 38.45 SELL -116.00 38.45 SELL -500.00 38.60 SELL -2000.00 38.60 SELL -1500.00 38.60 SELL -10000.00 74.05 SELL -1300.00 72.33 SELL -49.00 72.30 SELL -1200.00 72.30 SELL -100.00 72.30 SELL -100.00 72.30 SELL -200.00 72.30 SELL -851.00 72.30 SELL -200.00 72.33 SELL -200.00 72.33 SELL -100.00 72.33 SELL -100.00 72.33 SELL -600.00 72.33 SELL -100.00 72.60 SELL -400.00 72.60 SELL -1700.00 72.60 SELL -300.00 72.60 SELL -100.00 73.50 SELL -1300.00 73.50 SELL -100.00 73.50 SELL -1000.00 73.50 SELL -50.00 73.50 SELL -90.00 73.50 SELL -100.00 73.50 SELL -100.00 73.50 SELL -100.00 73.50 SELL -2060.00 73.50 SELL -2300.00 73.30 SELL -200.00 73.30 SELL -100.00 73.35 SELL -700.00 73.35 SELL -200.00 73.35 SELL -1500.00 73.40 SELL -700.00 73.40 SELL -300.00 73.40 SELL -100.00 73.36 SELL -100.00 73.36 SELL -100.00 73.36 SELL -200.00 73.36 SELL -200.00 73.36 SELL -1000.00 73.36 SELL -100.00 73.36 SELL -100.00 73.36 SELL -400.00 73.36 SELL -100.00 73.35 SELL -100.00 73.35 35198.00 OTC sale to custodian at market. TOTAL BUYS 152,661 TOTAL SELLS 155,678 ANNEXURE B Type BuySell Exec Quantity Exec Price CFDS BUY 400.00 38.59 CFDS BUY 25.00 38.59 CFDS BUY 500.00 38.62 CFDS BUY 100.00 38.67 CFDS BUY 800.00 38.78 CFDS BUY 384.00 38.45 CFDS BUY 100.00 38.73 CFDS BUY 100.00 38.77 CFDS BUY 116.00 38.45 CFDS BUY 500.00 38.60 CFDS BUY 2000.00 38.60 CFDS BUY 1500.00 38.60 CFDS SELL -130.00 38.55 CFDS SELL -106.00 38.64 CFDS SELL -1398.00 38.65 CFDS SELL -144.00 38.61 CFDS SELL -13.00 38.63 CFDS SELL -119.00 38.65 CFDS SELL -13.00 38.64 CFDS SELL -31.00 38.63 CFDS SELL -326.00 38.63 CFDS SELL -50.00 38.65 CFDS SELL -500.00 38.56 CFDS SELL -70.00 38.55 CFDS SELL -100.00 38.68 CFDS SELL -500.00 38.65 CFDS SELL -400.00 38.72 CFDS SELL -400.00 38.64 CFDS SELL -821.00 38.57 CFDS SELL -1179.00 38.57 CFDS SELL -1500.00 38.54 CFDS SELL -116.00 38.74 CFDS SELL -384.00 38.77 CFDS SELL -200.00 38.74 CFDS SELL -500.00 38.72 CFDS SELL -83.00 38.57 CFDS SELL -100.00 38.54 CFDS SELL -917.00 38.57 CFDS SELL -300.00 38.60 CFDS SELL -200.00 38.60 CFDS SELL -1000.00 38.60 CFDS SELL -100.00 38.60 TOTAL BUYS 6,525 TOTAL SELLS 11,700 ANNEXURE C Call/Put Buy Sell Exec Quantity Exec Price Strike Amer/Euro ExpiryCall Option BUY 5000.00 00.62 40.00 European 20080529Call Option BUY 45000.00 00.39 45.00 American 20080626Put Option BUY 12000.00 00.13 35.00 European 20080423Call Option BUY 20000.00 01.02 38.00 American 20080626Put Option BUY 50000.00 00.31 37.00 European 20080423Put Option BUY 10000.00 00.21 32.00 European 20080529Put Option BUY 1202.00 02.80 29.12 American 20110728Put Option BUY 950.00 23.87 17.16 European 29/06/2012Put Option BUY 250.00 30.60 08.65 European 30/06/2010Put Option BUY 1179.00 14.03 25.00 European 19/05/2016Put Option BUY 564.00 14.25 25.00 European 19/05/2016Put Option BUY 250.00 14.27 25.00 European 19/05/2016Put Option BUY 250.00 14.27 25.00 European 19/05/2016Put Option BUY 500.00 10.90 32.00 European 17/11/2016Put Option BUY 220.00 10.86 32.00 European 17/11/2016Put Option BUY 500.00 11.12 32.00 European 17/11/2016Put Option BUY 500.00 11.12 32.00 European 17/11/2016Put Option BUY 250.00 11.12 32.00 European 17/11/2016Put Option BUY 250.00 11.12 32.00 European 17/11/2016Put Option BUY 250.00 11.12 32.00 European 17/11/2016Put Option BUY 180.00 11.12 32.00 European 17/11/2016Put Option BUY 1000.00 11.13 32.00 European 17/11/2016Put Option BUY 1000.00 11.00 32.00 European 17/11/2016Put Option BUY 1000.00 10.96 32.00 European 17/11/2016Put Option BUY 250.00 10.98 32.00 European 17/11/2016Put Option BUY 1000.00 00.01 32.00 European 27/03/2008Put Option BUY 250.00 18.92 20.00 European 19/05/2016Put Option BUY 2750.00 18.97 20.00 European 19/05/2016Put Option BUY 250.00 18.79 20.00 European 19/05/2016Put Option BUY 250.00 18.79 20.00 European 19/05/2016Put Option BUY 250.00 18.79 20.00 European 19/05/2016Put Option BUY 1250.00 18.79 20.00 European 19/05/2016Put Option BUY 500.00 19.10 20.00 European 19/05/2016Put Option BUY 300.00 19.10 20.00 European 19/05/2016Put Option BUY 250.00 19.00 20.00 European 19/05/2016Put Option BUY 250.00 19.00 20.00 European 19/05/2016Put Option BUY 750.00 24.52 15.72 European 30/06/2011Put Option BUY 1750.00 24.50 15.72 European 30/06/2011Put Option BUY 1000.00 17.22 22.00 European 26/06/2008Put Option BUY 9000.00 01.25 40.00 European 23/04/2008Put Option BUY 1000.00 01.26 40.00 European 23/04/2008Put Option BUY 5000.00 01.26 40.00 European 23/04/2008Put Option BUY 2300.00 01.28 40.00 European 23/04/2008Put Option BUY 2000.00 14.29 28.00 European 20/12/2007Put Option BUY 1400.00 00.01 35.00 European 27/03/2008Put Option BUY 2000.00 00.01 35.00 European 27/03/2008Put Option BUY 410.00 00.01 35.00 European 27/03/2008Put Option BUY 1800.00 00.01 35.00 European 27/03/2008Put Option BUY 1000.00 08.89 34.00 European 25/10/2007Put Option BUY 1000.00 09.14 34.00 European 25/10/2007Put Option BUY 2000.00 08.96 34.00 European 25/10/2007Put Option BUY 2250.00 08.97 34.00 European 25/10/2007Put Option BUY 2750.00 08.97 34.00 European 25/10/2007Put Option BUY 1250.00 16.82 23.00 European 28/06/2007Put Option BUY 1750.00 16.82 23.00 European 28/06/2007Put Option SELL -10000.00 00.14 35.00 European 20080423Put Option SELL -2000.00 00.14 35.00 European 20080423Call Option SELL -8000.00 01.00 37.00 European 20080529Put Option SELL -20000.00 00.30 37.00 European 20080423Put Option SELL -20000.00 00.30 37.00 European 20080423Put Option SELL -10000.00 00.30 37.00 European 20080423Put Option SELL -20000.00 00.21 32.00 European 20080529Put Option SELL -15500.00 00.21 32.00 European 20080529Put Option SELL -20000.00 00.21 32.00 European 20080529Put Option SELL -5000.00 00.21 32.00 European 20080529Put Option SELL -20000.00 00.21 32.00 European 20080529Put Option SELL -10000.00 00.21 32.00 European 20080529Put Option SELL -1250.00 26.03 23.00 European 29/06/2018Put Option SELL -750.00 26.03 23.00 European 29/06/2018Put Option SELL -870.00 26.03 23.00 European 29/06/2018Put Option SELL -2000.00 10.98 32.00 European 17/11/2016Put Option SELL -866.00 23.10 20.00 European 28/06/2013Put Option SELL -169.00 23.66 20.00 European 28/06/2013Put Option SELL -547.00 23.58 20.00 European 28/06/2013Put Option SELL -847.00 23.63 20.00 European 28/06/2013Put Option SELL -646.00 23.22 20.00 European 28/06/2013Put Option SELL -2000.00 05.75 32.00 European 27/09/2007Put Option SELL -5000.00 01.37 40.00 European 23/04/2008Put Option SELL -300.00 01.37 40.00 European 23/04/2008 TOTAL BUYS 200,255 TOTAL SELLS 175,745 This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
BHP Group