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EPT Disclosure

29th Jul 2008 11:37

RNS Number : 1052A
Deutsche Bank AG
29 July 2008
 



DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

Deutsche Securities Australia Limited

Company dealt in

Rio Tinto Limited

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary

Date of dealing

28/07/2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number  (%)

Number (%)

(1) Relevant securities 

806,712  0.18%

-1,181,658   -0.26

(2) Derivatives (other than options)

981,692  0.21%

-1,006,712  -0.22

(3) Options and agreements to purchase/sell

1,158,000 0.25%

-832,000     -0.18

Total

2,946,404 0.64% 

-3,020,370 -0.66

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security:

Long

Short

Number (%)

Number  (%)

(1) Relevant securities 

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchase/sale

Number of securities

Price per unit (Note 4) 

AUD $

Purchase

7217

113.80

Purchase

252

115.52

Purchase

214

115.54

Purchase

498

115.55

Purchase

1089

115.57

Purchase

239

115.58

Purchase

210

115.59

Purchase

354

115.60

Purchase

21

115.61

Purchase

111

115.62

Purchase

365

115.65

Purchase

353

115.66

Purchase

111

115.68

Purchase

354

115.69

Purchase

963

115.70

Purchase

125

115.71

Purchase

1620

115.72

Purchase

710

115.73

Purchase

1496

115.74

Purchase

502

115.75

Purchase

328

115.76

Purchase

452

115.77

Purchase

434

115.78

Purchase

251

115.80

Purchase

510

115.81

Purchase

710

115.82

Purchase

913

115.83

Purchase

749

115.84

Purchase

581

115.85

Purchase

710

115.86

Purchase

1288

115.87

Purchase

2029

115.88

Purchase

710

115.89

Purchase

8595

115.90

Purchase

370

115.92

Purchase

596

115.94

Purchase

710

115.95

Purchase

890

115.96

Purchase

343

115.97

Purchase

359

115.99

Purchase

3845

116.00

Purchase

541

116.01

Purchase

891

116.03

Purchase

200

116.04

Purchase

504

116.05

Purchase

3

116.06

Purchase

2

116.07

Purchase

318

116.08

Purchase

1489

116.08

Purchase

20000

116.08

Purchase

878

116.10

Purchase

2014

116.11

Purchase

44

116.15

Purchase

355

116.16

Purchase

16

116.17

Purchase

1114

116.18

Purchase

893

116.19

Purchase

35

116.20

Purchase

457

116.21

Purchase

465

116.22

Purchase

10

116.23

Purchase

436

116.24

Purchase

513

116.25

Purchase

221

116.26

Purchase

656

116.28

Purchase

944

116.29

Purchase

232

116.31

Purchase

212

116.36

Purchase

175

116.37

Purchase

721

116.38

Purchase

465

116.55

Purchase

236

116.58

Purchase

129

116.61

Purchase

236

116.63

Purchase

650

116.69

Purchase

196

116.70

Purchase

302

116.71

Purchase

867

116.75

Purchase

595

116.79

Purchase

493

116.81

Purchase

555

116.84

Purchase

188

116.85

Purchase

75

116.86

Purchase

669

116.87

Purchase

69

116.88

Purchase

546

116.90

Purchase

323

116.91

Purchase

308

116.93

Purchase

5

116.94

Purchase

560

116.96

Purchase

1958

116.97

Purchase

880

116.98

Purchase

1424

116.99

Purchase

1038

117.00

Purchase

1337

117.01

Purchase

1822

117.02

Purchase

1362

117.03

Purchase

355

117.06

Purchase

710

117.07

Purchase

681

117.08

Purchase

1255

117.09

Purchase

579

117.10

Purchase

25

117.14

Purchase

1013

117.16

Purchase

28

117.17

Purchase

16

117.18

Purchase

160

117.20

Purchase

285

117.21

Purchase

349

117.22

Purchase

9

117.25

Purchase

13

117.26

Purchase

110

117.28

Purchase

64

117.29

Purchase

3

117.34

Purchase

474

117.36

Purchase

484

117.37

Purchase

178

117.39

Purchase

319

117.40

Purchase

1000

117.41

Purchase

355

117.42

Purchase

160

117.45

Purchase

219

117.46

Purchase

785

117.48

Purchase

417

117.49

Purchase

355

117.51

Purchase

393

117.52

Purchase

251

117.53

Purchase

484

117.54

Purchase

266

117.56

Purchase

140

117.57

Purchase

1347

117.58

Purchase

1281

117.59

Purchase

710

117.60

Purchase

563

117.63

Purchase

38

117.64

Purchase

152

117.65

Purchase

355

117.66

Purchase

161

117.70

Purchase

2400

117.76

Purchase

355

117.77

Purchase

92

117.79

Purchase

102

117.80

Purchase

120

117.81

Purchase

654

117.82

Purchase

260

117.84

Purchase

275

117.86

Purchase

799

117.87

Purchase

423

117.88

Purchase

63

117.89

Purchase

244

117.90

Purchase

227

117.91

Purchase

372

117.92

Purchase

534

117.93

Purchase

222

117.95

Purchase

49

117.96

Purchase

399

117.97

Purchase

168

117.98

Purchase

874

117.99

Purchase

3932

118.00

Purchase

1615

118.01

Purchase

771

118.02

Purchase

233

118.03

Purchase

294

118.04

Purchase

385

118.05

Purchase

7

118.06

Purchase

240

118.09

Purchase

565

118.10

Purchase

63

118.11

Purchase

692

118.12

Purchase

710

118.13

Purchase

137

118.15

Purchase

656

118.17

Purchase

658

118.18

Purchase

115

118.19

Purchase

16

118.20

Purchase

865

118.21

Purchase

355

118.22

Purchase

1068

118.27

Purchase

94

118.30

Purchase

110

118.31

Purchase

355

118.37

Purchase

4

118.54

Purchase

90

118.55

Purchase

355

118.56

Purchase

17611

118.60

Purchase

292

118.62

Purchase

100

118.63

Purchase

27

118.64

Purchase

481

118.65

Purchase

355

118.69

Purchase

59

120.10

TOTAL PURCHASE

152,288

Sale

155

113.80

Sale

35

115.59

Sale

87

115.60

Sale

96

115.61

Sale

163

115.62

Sale

61

115.66

Sale

202

115.67

Sale

26

115.68

Sale

146

115.69

Sale

396

115.70

Sale

1096

115.72

Sale

120

115.73

Sale

1

115.74

Sale

9

115.84

Sale

355

115.85

Sale

377

115.86

Sale

203

115.87

Sale

654

115.88

Sale

691

115.89

Sale

1802

115.90

Sale

633

115.91

Sale

457

115.92

Sale

792

115.93

Sale

354

115.94

Sale

273

115.95

Sale

937

115.96

Sale

875

115.97

Sale

1159

115.98

Sale

1887

115.99

Sale

36

116.00

Sale

226

116.01

Sale

207

116.02

Sale

365

116.03

Sale

389

116.04

Sale

293

116.05

Sale

84

116.06

Sale

27

116.07

Sale

297

116.08

Sale

164

116.09

Sale

48

116.10

Sale

314

116.11

Sale

148

116.12

Sale

9

116.13

Sale

136

116.14

Sale

221

116.16

Sale

131

116.17

Sale

928

116.19

Sale

195

116.20

Sale

610

116.21

Sale

232

116.22

Sale

1

116.23

Sale

446

116.24

Sale

176

116.25

Sale

193

116.26

Sale

222

116.27

Sale

86

116.29

Sale

475

116.35

Sale

181

116.36

Sale

483

116.37

Sale

939

116.38

Sale

76

116.44

Sale

81

116.47

Sale

42

116.48

Sale

647

116.49

Sale

53

116.50

Sale

143

116.54

Sale

142

116.55

Sale

339

116.56

Sale

55

116.57

Sale

213

116.58

Sale

175

116.59

Sale

167

116.60

Sale

136

116.62

Sale

200

116.63

Sale

268

116.65

Sale

220

116.66

Sale

28

116.68

Sale

22

116.69

Sale

170

116.70

Sale

556

116.71

Sale

173

116.72

Sale

733

116.74

Sale

246

116.75

Sale

80

116.76

Sale

383

116.81

Sale

227

116.84

Sale

3919

116.85

Sale

200

116.85

Sale

28

116.86

Sale

501

116.87

Sale

160

116.88

Sale

140

116.89

Sale

1860

116.90

Sale

137

116.91

Sale

33

116.92

Sale

571

116.93

Sale

230

116.94

Sale

297

116.95

Sale

350

116.96

Sale

59

116.97

Sale

426

116.98

Sale

1035

116.99

Sale

51

117.00

Sale

94

117.01

Sale

51

117.02

Sale

22

117.03

Sale

46

117.04

Sale

65

117.06

Sale

55

117.07

Sale

27

117.08

Sale

237

117.09

Sale

2000

117.10

Sale

77

117.13

Sale

217

117.17

Sale

250

117.19

Sale

101

117.21

Sale

311

117.22

Sale

41

117.24

Sale

176

117.25

Sale

100

117.28

Sale

122

117.29

Sale

1010

117.31

Sale

398

117.33

Sale

2382

117.34

Sale

11

117.35

Sale

6

117.36

Sale

111

117.37

Sale

363

117.38

Sale

747

117.40

Sale

630

117.41

Sale

45

117.42

Sale

40

117.43

Sale

219

117.44

Sale

226

117.45

Sale

267

117.46

Sale

115

117.47

Sale

165

117.48

Sale

1166

117.49

Sale

40

117.50

Sale

28

117.51

Sale

973

117.53

Sale

337

117.54

Sale

25

117.55

Sale

59

117.56

Sale

32

117.57

Sale

215

117.59

Sale

793

117.60

Sale

1430

117.61

Sale

286

117.62

Sale

276

117.63

Sale

170

117.64

Sale

269

117.65

Sale

355

117.66

Sale

23

117.68

Sale

2550

117.68

Sale

328

117.69

Sale

31

117.71

Sale

409

117.75

Sale

714

117.76

Sale

122

117.79

Sale

8

117.80

Sale

281

117.83

Sale

642

117.84

Sale

292

117.85

Sale

423

117.86

Sale

1387

117.87

Sale

2558

117.88

Sale

1006

117.89

Sale

404

117.90

Sale

598

117.91

Sale

44

117.92

Sale

975

117.95

Sale

168

117.97

Sale

897

117.98

Sale

1480

117.99

Sale

6120

118.00

Sale

1473

118.01

Sale

108

118.02

Sale

285

118.03

Sale

114

118.04

Sale

1550

118.05

Sale

3

118.06

Sale

59

118.09

Sale

196

118.11

Sale

23

118.12

Sale

42

118.13

Sale

251

118.15

Sale

731

118.16

Sale

172

118.17

Sale

385

118.18

Sale

246

118.19

Sale

142

118.20

Sale

164

118.21

Sale

236

118.22

Sale

19

118.23

Sale

119

118.27

Sale

115

118.28

Sale

1429

118.29

Sale

230

118.30

Sale

132

118.37

Sale

11

118.38

Sale

38

118.39

Sale

64

118.40

Sale

371

118.41

Sale

246

118.43

Sale

181

118.48

Sale

61

118.49

Sale

79

118.50

Sale

53

118.51

Sale

26

118.52

Sale

18

118.53

Sale

18

118.56

Sale

552

118.57

Sale

12100

118.60

Sale

370

118.67

Sale

116

118.75

Sale

57

118.77

TOTAL SALES

99,102

(b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4) 

AUD $

CFD

Long

155

113.80

CFD

Long

114

115.67

CFD

Long

92

115.69

CFD

Long

220

115.70

CFD

Long

1

115.74

CFD

Long

125

115.94

CFD

Long

239

115.97

CFD

Long

109

115.99

CFD

Long

253

116.08

CFD

Long

114

116.09

CFD

Long

131

116.17

CFD

Long

118

116.19

CFD

Long

193

116.26

CFD

Long

181

116.36

CFD

Long

133

116.37

CFD

Long

118

116.59

CFD

Long

118

116.60

CFD

Long

136

116.62

CFD

Long

136

116.65

CFD

Long

3919

116.85

CFD

Long

2000

117.10

CFD

Long

101

117.21

CFD

Long

99

117.25

CFD

Long

2382

117.34

CFD

Long

111

117.37

CFD

Long

111

117.38

CFD

Long

11

117.40

CFD

Long

630

117.41

CFD

Long

261

117.54

CFD

Long

25

117.55

CFD

Long

182

117.59

CFD

Long

2550

117.68

CFD

Long

251

117.69

CFD

Long

409

117.75

CFD

Long

409

117.76

CFD

Long

442

117.84

CFD

Long

151

117.87

CFD

Long

150

117.89

CFD

Long

44

117.92

CFD

Long

114

117.97

CFD

Long

302

117.98

CFD

Long

194

117.99

CFD

Long

558

118.00

CFD

Long

737

118.01

CFD

Long

547

118.05

CFD

Long

59

118.09

CFD

Long

133

118.11

CFD

Long

13

118.12

CFD

Long

189

118.16

CFD

Long

139

118.17

CFD

Long

32

118.18

CFD

Long

158

118.19

CFD

Long

155

118.21

CFD

Long

39

118.22

CFD

Long

1244

118.29

CFD

Long

9100

118.60

CFD

Short

155

113.80

CFD

Short

133

115.54

CFD

Short

109

115.55

CFD

Short

133

115.57

CFD

Short

239

115.58

CFD

Short

138

115.59

CFD

Short

85

115.60

CFD

Short

21

115.61

CFD

Short

121

115.65

CFD

Short

125

115.66

CFD

Short

111

115.68

CFD

Short

125

115.71

CFD

Short

123

115.72

CFD

Short

400

115.74

CFD

Short

19

115.80

CFD

Short

259

115.81

CFD

Short

42

115.87

CFD

Short

1550

116.00

CFD

Short

97

116.04

CFD

Short

149

116.05

CFD

Short

1489

116.08

CFD

Short

20000

116.08

CFD

Short

112

116.18

CFD

Short

121

116.22

CFD

Short

118

116.29

CFD

Short

118

116.31

CFD

Short

129

116.61

CFD

Short

512

116.75

CFD

Short

1

117.01

CFD

Short

100

117.28

CFD

Short

36

117.29

CFD

Short

1000

117.41

CFD

Short

419

117.48

CFD

Short

417

117.49

CFD

Short

2400

117.76

CFD

Short

102

117.80

CFD

Short

120

117.81

CFD

Short

121

117.82

CFD

Short

117

117.87

CFD

Short

319

117.88

CFD

Short

63

117.89

CFD

Short

22

117.90

CFD

Short

1000

118.00

CFD

Short

242

118.01

CFD

Short

9150

118.60

CFD

Short

100

118.63

CFD

Short

59

120.10

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise

price 

Type, e.g. American, European etc.

Expiry 

date

Option money

paid/received per unit (Note 4) 

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8) NO

Date of disclosure

29/07/2008

Contact name

Artie Movsesian

Telephone number

020 7545 8515

Name of offeree/offeror with which connected

Rio Tinto plc

Nature of connection (Note 9)

Connected Advisor to Offeree

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

  

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMRLMMTMMJTBIP

Related Shares:

Rio Tinto
FTSE 100 Latest
Value8,633.75
Change48.74