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EPT Disclosure

25th Jul 2008 11:39

RNS Number : 8993Z
UBS AG (EPT)
25 July 2008
 



FORM 38.5(b)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

 

 

1. KEY INFORMATION

 

Name of exempt principal trader

UBS AG London Branch

Company dealt in

Rio Tinto Limited

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary

Date of dealing

24 JULY 2008

 

 

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

 

(a) Interests and short positions (following dealing) in the class of 

relevant security dealt in (Note 2)

 

 

Long

 

Short

 

 

Number

(%)

Number 

(%)

(1) Relevant securities 

0

0.00%

2,164

0.00%

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

0

0.00%

2,164

0.00%

(b) Interests and short positions in relevant securities of

the company, other than the class dealt in (Note 2)

 

Class of relevant security:

Long

 

Short

 

 

Number 

(%)

Number

(%)

(1) Relevant securities 

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

 

Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

 (a) Purchases and sales

Purchase/sale

Number of securities

Price per unit (Note 4)

SALE

191

11529 AUD Cents

SALE

1

11529

SALE

251

11534

SALE

248

11534

SALE

1

11534

PURCHASE

172

11534

PURCHASE

4

11535

PURCHASE

94

11535

PURCHASE

185

11535

SALE

600

11536

SALE

1

11536

PURCHASE

38

11536

PURCHASE

572

11536

SALE

228

11537

SALE

1

11537

PURCHASE

437

11538

SALE

956

11539

SALE

277

11540

SALE

133

11540

SALE

100

11540

PURCHASE

943

11540

SALE

134

11541

SALE

118

11541

SALE

48

11541

PURCHASE

1000

11542

SALE

190

11544

SALE

250

11547

SALE

166

11547

SALE

115

11547

SALE

443

11548

SALE

172

11548

SALE

76

11548

SALE

14

11548

SALE

113

11549

SALE

33

11549

SALE

1885

11550

PURCHASE

166

11551

SALE

868

11560

SALE

2

11560

PURCHASE

7

11560

PURCHASE

47

11560

PURCHASE

100

11560

PURCHASE

100

11560

PURCHASE

100

11560

PURCHASE

582

11560

SALE

1

11561

PURCHASE

94

11561

SALE

318

11562

PURCHASE

2

11567

PURCHASE

96

11567

PURCHASE

561

11569

SALE

500

11570

SALE

370

11570

SALE

100

11570

PURCHASE

15

11572

PURCHASE

54

11572

PURCHASE

498

11572

PURCHASE

554

11573

PURCHASE

1

11574

PURCHASE

172

11574

SALE

882

11575

SALE

500

11575

SALE

60

11575

SALE

50

11575

PURCHASE

50

11575

PURCHASE

76

11575

PURCHASE

105

11575

PURCHASE

114

11575

PURCHASE

120

11575

PURCHASE

496

11575

SALE

80

11576

SALE

19

11576

PURCHASE

18

11576

PURCHASE

52

11576

PURCHASE

89

11576

PURCHASE

402

11576

SALE

102

11579

SALE

17

11579

SALE

1

11579

SALE

441

11580

SALE

41

11580

PURCHASE

709

11580

SALE

166

11581

PURCHASE

15

11581

PURCHASE

147

11581

SALE

500

11582

SALE

207

11582

SALE

166

11582

PURCHASE

1

11582

PURCHASE

2

11582

PURCHASE

8

11582

PURCHASE

13

11582

PURCHASE

16

11582

PURCHASE

17

11582

PURCHASE

18

11582

PURCHASE

21

11582

PURCHASE

31

11582

PURCHASE

35

11582

PURCHASE

36

11582

PURCHASE

228

11582

SALE

125

11583

PURCHASE

2

11583

PURCHASE

87

11583

PURCHASE

96

11583

PURCHASE

246

11583

PURCHASE

565

11583

PURCHASE

12

11585

PURCHASE

17

11585

PURCHASE

23

11585

PURCHASE

36

11585

SALE

100

11588

PURCHASE

25

11588

PURCHASE

96

11588

PURCHASE

349

11588

SALE

700

11589

PURCHASE

68

11591

SALE

114

11595

SALE

14

11595

SALE

10

11595

SALE

153

11597

SALE

6

11597

SALE

304

11598

PURCHASE

188

11598

PURCHASE

225

11598

SALE

736

11599

SALE

669

11599

SALE

658

11599

SALE

180

11599

SALE

1

11599

SALE

1

11599

PURCHASE

1

11599

PURCHASE

28

11599

PURCHASE

76

11599

PURCHASE

92

11599

PURCHASE

185

11599

SALE

1741

11600

SALE

1235

11600

SALE

1195

11600

SALE

1192

11600

SALE

923

11600

SALE

491

11600

SALE

356

11600

SALE

151

11600

SALE

130

11600

SALE

119

11600

SALE

11

11600

SALE

2

11600

PURCHASE

9

11600

PURCHASE

11

11600

PURCHASE

50

11600

PURCHASE

51

11600

PURCHASE

93

11600

PURCHASE

96

11600

PURCHASE

382

11600

PURCHASE

711

11600

SALE

114

11601

PURCHASE

1

11601

PURCHASE

12

11601

PURCHASE

19

11601

PURCHASE

20

11601

PURCHASE

46

11601

PURCHASE

92

11601

PURCHASE

113

11601

PURCHASE

113

11601

PURCHASE

153

11601

PURCHASE

200

11601

PURCHASE

210

11601

PURCHASE

383

11601

PURCHASE

611

11601

PURCHASE

679

11601

PURCHASE

1892

11601

PURCHASE

84

11602

PURCHASE

1000

11602

SALE

171

11603

SALE

21

11603

SALE

11

11603

PURCHASE

154

11603

PURCHASE

979

11603

PURCHASE

65

11604

PURCHASE

218

11604

PURCHASE

614

11604

PURCHASE

1

11605

PURCHASE

421

11605

PURCHASE

113

11606

PURCHASE

173

11607

PURCHASE

114

11608

PURCHASE

12

11609

PURCHASE

15

11609

PURCHASE

169

11609

SALE

783

11610

SALE

100

11610

SALE

78

11610

SALE

45

11610

PURCHASE

1472

11610

PURCHASE

66

11612

PURCHASE

179

11612

SALE

857

11613

PURCHASE

3

11613

PURCHASE

246

11613

SALE

383

11614

SALE

132

11614

SALE

40

11614

PURCHASE

91

11615

PURCHASE

340

11615

SALE

3

11617

SALE

471

11619

SALE

338

11619

SALE

28

11619

SALE

1

11619

PURCHASE

96

11619

PURCHASE

19

11620

PURCHASE

57

11620

PURCHASE

92

11620

PURCHASE

133

11620

PURCHASE

211

11620

PURCHASE

289

11620

PURCHASE

295

11620

PURCHASE

321

11620

PURCHASE

337

11620

PURCHASE

610

11620

PURCHASE

737

11620

PURCHASE

18

11621

PURCHASE

183

11621

SALE

934

11622

PURCHASE

14

11622

PURCHASE

14

11622

PURCHASE

31

11622

PURCHASE

64

11622

SALE

1000

11623

SALE

752

11623

SALE

242

11623

SALE

169

11623

SALE

36

11623

PURCHASE

2

11623

PURCHASE

196

11623

SALE

800

11624

SALE

138

11624

SALE

97

11624

SALE

8

11624

PURCHASE

40

11624

PURCHASE

143

11624

SALE

542

11625

SALE

342

11625

SALE

200

11625

SALE

125

11625

SALE

64

11625

SALE

10

11625

PURCHASE

3

11625

PURCHASE

7

11625

PURCHASE

134

11625

PURCHASE

188

11625

PURCHASE

219

11625

PURCHASE

286

11625

PURCHASE

721

11625

SALE

68582

11625.43484

PURCHASE

68582

11625.43484

PURCHASE

473

11626

PURCHASE

188

11627

PURCHASE

500

11628

SALE

1000

11629

SALE

131

11629

SALE

109

11629

PURCHASE

146

11629

SALE

1892

11630

SALE

663

11630

SALE

506

11630

SALE

200

11630

SALE

100

11630

SALE

90

11630

SALE

53

11630

SALE

29

11630

PURCHASE

7

11630

PURCHASE

9

11630

PURCHASE

90

11630

PURCHASE

94

11630

PURCHASE

178

11630

PURCHASE

269

11630

PURCHASE

300

11630

SALE

68203

11630.0322

PURCHASE

68203

11630.0322

SALE

252

11631

SALE

430

11632

SALE

235

11632

SALE

174

11632

SALE

49

11632

PURCHASE

4

11632

PURCHASE

4

11632

PURCHASE

18

11632

PURCHASE

428

11632

PURCHASE

54

11633

PURCHASE

79

11633

PURCHASE

173

11633

PURCHASE

223

11633

PURCHASE

317

11633

SALE

688

11634

SALE

316

11634

SALE

59

11634

PURCHASE

2

11634

PURCHASE

93

11634

SALE

500

11635

SALE

368

11635

PURCHASE

17

11635

PURCHASE

527

11635

PURCHASE

785

11635

PURCHASE

832

11635

PURCHASE

6

11636

PURCHASE

98

11636

SALE

873

11637

SALE

753

11637

SALE

265

11637

PURCHASE

112

11637

PURCHASE

132

11637

PURCHASE

163

11637

PURCHASE

172

11637

SALE

890

11638

SALE

218

11638

SALE

150

11638

SALE

146

11638

SALE

64

11638

SALE

12

11638

SALE

10

11638

SALE

8

11638

PURCHASE

52

11638

PURCHASE

252

11639

PURCHASE

261

11640

PURCHASE

498

11640

PURCHASE

7

11641

PURCHASE

15

11641

PURCHASE

18

11641

PURCHASE

38

11641

PURCHASE

72

11641

PURCHASE

174

11641

PURCHASE

186

11641

PURCHASE

84

11642

PURCHASE

228

11642

SALE

231

11643

SALE

129

11643

SALE

43

11643

SALE

498

11644

PURCHASE

124

11644

PURCHASE

132

11644

PURCHASE

190

11644

PURCHASE

200

11644

PURCHASE

1572

11644

PURCHASE

500

11645

PURCHASE

644

11646

SALE

600

11647

SALE

241

11647

SALE

113

11647

SALE

1127

11648

SALE

27

11648

PURCHASE

7

11648

PURCHASE

174

11648

PURCHASE

411

11648

SALE

289

11649

SALE

8

11649

SALE

788

11650

PURCHASE

12

11651

PURCHASE

201

11651

PURCHASE

789

11651

SALE

161

11652

SALE

149

11652

SALE

73

11653

SALE

32

11653

SALE

20

11653

SALE

9

11654

PURCHASE

7

11654

PURCHASE

22

11654

PURCHASE

74

11654

PURCHASE

120

11654

PURCHASE

205

11654

PURCHASE

116

11655

SALE

71

11656

SALE

9

11656

PURCHASE

12

11656

PURCHASE

50

11656

PURCHASE

258

11656

PURCHASE

817

11656

PURCHASE

18

11657

PURCHASE

817

11657

SALE

262

11658

SALE

200

11658

SALE

83

11658

SALE

2

11658

PURCHASE

70

11658

PURCHASE

224

11658

PURCHASE

71

11659

PURCHASE

110

11659

PURCHASE

503

11659

PURCHASE

1641

11659

PURCHASE

6

11660

PURCHASE

95

11660

PURCHASE

100

11660

PURCHASE

100

11660

PURCHASE

189

11660

PURCHASE

200

11660

PURCHASE

300

11660

PURCHASE

400

11660

PURCHASE

1486

11660

PURCHASE

1520

11660

SALE

214

11661

PURCHASE

189

11661

PURCHASE

31

11662

SALE

200

11663

SALE

120

11663

SALE

35

11663

SALE

22

11663

PURCHASE

300

11663

SALE

1232

11664

SALE

152

11664

SALE

113

11664

PURCHASE

31

11664

SALE

1200

11665

SALE

148

11665

PURCHASE

6

11665

PURCHASE

87

11665

SALE

360

11666

SALE

60

11666

PURCHASE

7

11666

PURCHASE

334

11666

SALE

1892

11667

SALE

1892

11667

SALE

215

11667

SALE

190

11667

SALE

171

11667

SALE

39

11667

SALE

21

11667

SALE

4

11667

SALE

4

11667

PURCHASE

151

11667

PURCHASE

501

11667

PURCHASE

511

11667

PURCHASE

1391

11667

SALE

287

11668

SALE

180

11668

SALE

72

11668

SALE

50

11668

SALE

9

11668

PURCHASE

66

11668

SALE

330

11669

SALE

290

11669

SALE

135

11669

SALE

113

11669

SALE

109

11669

SALE

58

11669

SALE

37

11669

SALE

22

11669

SALE

7

11669

PURCHASE

3

11669

PURCHASE

15

11669

PURCHASE

37

11669

PURCHASE

84

11669

PURCHASE

104

11669

SALE

1621

11670

SALE

142

11670

PURCHASE

55

11670

PURCHASE

125

11670

PURCHASE

206

11670

PURCHASE

324

11670

PURCHASE

982

11670

SALE

610

11671

SALE

603

11671

SALE

455

11671

SALE

59

11671

SALE

1

11671

PURCHASE

100

11672

PURCHASE

287

11672

PURCHASE

877

11672

PURCHASE

1590

11672

SALE

432

11673

SALE

150

11673

PURCHASE

32

11673

PURCHASE

100

11673

PURCHASE

285

11673

SALE

100

11675

SALE

11

11675

PURCHASE

307

11676

SALE

206

11677

SALE

203

11677

SALE

180

11677

SALE

115

11677

SALE

1

11677

PURCHASE

72

11677

PURCHASE

1078

11677

SALE

376

11678

SALE

305

11678

SALE

170

11678

SALE

117

11678

PURCHASE

64

11678

SALE

110

11679

SALE

9

11679

PURCHASE

95

11679

SALE

77

11680

SALE

47

11680

PURCHASE

1658

11680

SALE

178

11683

SALE

90

11683

SALE

51

11683

SALE

9

11683

SALE

104

11685

PURCHASE

383

11685

PURCHASE

644

11685

PURCHASE

71

11688

PURCHASE

273

11688

PURCHASE

588

11689

PURCHASE

25

11691

SALE

1431

11694

SALE

213

11696

SALE

23

11696

PURCHASE

248

11696

SALE

180

11697

SALE

23

11697

SALE

18

11697

SALE

279

11699

PURCHASE

260

11700

SALE

14

11707

PURCHASE

371

11723

PURCHASE

624

11723

SALE

1000

11740

TOTAL PURCHASES

204,988

TOTAL SALES

205,367

(b) Derivatives transactions (other than options)

Product name, e.g CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

 

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

 

Product name,e.g. call option

Writing, selling, purchasing, varying etc

Number of securities to which the option relates (Note 6)

Exercise price 

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 4)

 

(ii) Exercising

 

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

 

(d) Other dealings (including new securities) (Note 3)

 

Nature of transaction(Note 7)

Details

Price per unit (if applicable)

 

4. OTHER INFORMATION

 

Agreements, arrangements or understandings relating to options or derivatives

 

 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

 

……………………………………………………………………

 

……………………………………………………………………

 

Is a Supplemental Form 38.5(b) attached? (Note 8) NO

 

Date of disclosure

25 JULY 2008

Contact name

LOUISE ROBINSON

Telephone number

020 7567 8762

Name of offeree/offeror with which connected

BHP Billiton PLC

BHP Billiton LTD

Nature of connection (Note 9)

CONNECTED ADVISER

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMBGGDRCXDGGIU

Related Shares:

Rio Tinto
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Change48.74