6th May 2008 12:10
Macquarie Group Limited06 May 2008 DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) Part 3 of 3 1. KEY INFORMATION Name of exempt principal trader Macquarie Bank Limited Company dealt in BHP Billiton Limited Class of relevant security to which the Ordinary shares ISIN: AU000000BHP4dealings being disclosed relate (Note 1) Date of dealing 02 May 2008 & 05 May 2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class ofrelevant security dealt in (Note 2) Long Short Number (%) Number (%) (1) Relevant securities 5,227,816 0.15% (2) Derivatives (other than options) 2,367 0.00% (3) Options and agreements to purchase/sell 5,753,717 0.17% Total 2,367 0.00% 10,981,533 0.32% (c) Interests and short positions in relevant securities of the company,other than the class dealt in (Note 2) Class of relevant security: Long Short Number (%) Number (%) (1) Relevant securities (2) Derivatives (other than options) (3) Options and agreements to purchase/sell Total (d) Rights to subscribe (Note 2) Class of relevant security: Details 3. DEALINGS (Note 3) (c) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4) See Part 2 - Annexure A (b) Derivatives transactions (other than options) Product name, Long/short (Note 5) Number of securities (Note 6) Price per unit (Note 4) e.g. CFDSee Part 2 - Annexure B I Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product name, Writing, Number of securities Exercise Type, e.g. Expiry Option money selling, to which the option American,e.g. call option purchasing, relates (Note 6) price European etc. date paid/received varying etc. per unit (Note 4)See Part 2 - Annexure C (d) Exercising Product name, e.g. call option Number of securities Exercise price per unit (Note 4) (e) Other dealings (including new securities) (Note 3) Nature of Transaction Quantity Price Per Unit (if applicable)Stock Loans 700 N/ACollateral Delivery Returns 90,000 N/ACollateral Received Returns 86,000 N/ACollateral Delivered 200,000 N/A 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the person disclosing and any other person relatingto the voting rights of any relevant securities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form isreferenced. If none, this should be stated. Is a Supplemental Form 38.5(b) attached? (Note 8) YES Date of disclosure 6 May 2008 Contact name Johanna Uy Telephone number +44 (0) 2030374339 Name of offeree/offeror with which connected Rio Tinto PlcNature of connection (Note 9) Connected principal trader Annexure A - Transactions Dated 02/05/2008 B = 483089 S = -363242 Buy Sell Exec Quantity Exec Price BUY 76000.00 44.43 BUY 83000.00 43.53 BUY 10000.00 43.18 BUY 105.00 43.30 BUY 9895.00 43.30 BUY 7790.00 43.34 BUY 1000.00 43.34 BUY 33.00 43.34 BUY 1177.00 43.34 BUY 499.00 43.20 BUY 01.00 43.20 BUY 3070.00 43.20 BUY 01.00 43.20 BUY 01.00 43.20 BUY 697.00 43.20 BUY 1849.00 43.05 BUY 731.00 43.20 BUY 683.00 43.14 BUY 240.00 43.14 BUY 02.00 43.14 BUY 2000.00 43.14 BUY 750.00 43.14 BUY 272.00 43.14 BUY 92.00 43.14 BUY 961.00 43.14 BUY 300.00 43.26 BUY 1000.00 43.26 BUY 1000.00 43.26 BUY 1000.00 43.26 BUY 3000.00 43.26 BUY 3700.00 43.26 BUY 2000.00 43.05 BUY 3000.00 43.05 BUY 3151.00 43.05 BUY 10000.00 43.16 BUY 600.00 43.29 BUY 300.00 43.29 BUY 235.00 43.29 BUY 2000.00 43.29 BUY 4000.00 43.29 BUY 476.00 43.29 BUY 192.00 43.29 BUY 84.00 43.29 BUY 148.00 43.29 BUY 59.00 43.29 BUY 64.00 43.29 BUY 496.00 43.29 BUY 1346.00 43.29 BUY 400.00 43.23 BUY 9600.00 43.23 BUY 1498.00 43.44 BUY 88.00 43.44 BUY 5414.00 43.44 BUY 10000.00 43.44 BUY 3000.00 43.44 BUY 206.00 42.97 BUY 51.00 42.98 BUY 01.00 42.98 BUY 02.00 42.98 BUY 912.00 42.98 BUY 966.00 42.98 BUY 39.00 42.97 BUY 11.00 42.97 BUY 708.00 42.97 BUY 25.00 43.24 BUY 1759.00 43.15 BUY 400.00 43.15 BUY 10000.00 43.15 BUY 1466.00 43.15 BUY 3000.00 43.15 BUY 1500.00 43.15 BUY 300.00 43.15 BUY 2000.00 43.15 BUY 26.00 43.15 BUY 72.00 43.15 BUY 350.00 43.15 BUY 500.00 43.15 BUY 25.00 43.15 BUY 1500.00 43.15 BUY 2000.00 43.15 BUY 102.00 43.15 BUY 919.00 43.21 BUY 919.00 43.21 BUY 1567.00 43.31 BUY 08.00 43.31 BUY 35.00 43.31 BUY 88.00 43.28 BUY 1000.00 43.30 BUY 522.00 43.31 BUY 230.00 43.31 BUY 3599.00 43.15 BUY 02.00 43.15 BUY 02.00 43.15 BUY 126.00 43.15 BUY 1217.00 43.15 BUY 90.00 43.15 BUY 02.00 43.15 BUY 360.00 43.19 BUY 1080.00 43.29 BUY 436.00 43.27 BUY 18.00 43.28 BUY 450.00 43.34 BUY 1386.00 43.34 BUY 1833.00 43.34 BUY 167.00 43.34 BUY 14.00 43.34 BUY 359.00 43.34 BUY 495.00 43.33 BUY 183.00 43.32 BUY 65.00 43.32 BUY 963.00 43.35 BUY 225.00 43.34 BUY 136.00 43.34 BUY 314.00 43.37 BUY 209.00 43.42 BUY 269.00 43.19 BUY 334.00 43.19 BUY 01.00 43.19 BUY 108.00 43.19 BUY 200.00 43.19 BUY 84.00 43.34 BUY 205.00 43.34 BUY 02.00 43.34 BUY 22.00 43.34 BUY 03.00 43.34 BUY 184.00 43.34 BUY 200.00 43.15 BUY 161.00 43.12 BUY 01.00 43.11 BUY 313.00 42.98 BUY 987.00 42.98 BUY 2080.00 43.35 BUY 143.00 43.35 BUY 10.00 43.35 BUY 3000.00 43.35 BUY 860.00 43.35 BUY 3907.00 43.35 BUY 1000.00 43.38 BUY 600.00 43.38 BUY 400.00 43.38 BUY 269.00 43.45 BUY 65.00 43.45 BUY 2066.00 43.45 BUY 8587.00 43.30 BUY 1200.00 43.15 BUY 3475.00 43.15 BUY 45.00 43.13 BUY 01.00 43.13 BUY 114.00 43.13 BUY 61.00 43.13 BUY 1159.00 43.13 BUY 4902.00 43.34 BUY 1655.00 43.34 BUY 3104.00 43.32 BUY 974.00 43.31 BUY 733.00 43.31 BUY 5000.00 43.42 BUY 1600.00 81.43 BUY 30000.00 79.49 BUY 35900.00 83.54 BUY 1700.00 83.55 BUY 100.00 83.55 BUY 700.00 83.55 SELL -2677.00 43.15 SELL -7923.00 43.15 SELL -12540.00 43.15 SELL -250.00 42.95 SELL -70.00 43.15 SELL -8391.00 42.95 SELL -1000.00 42.95 SELL -1759.00 43.15 SELL -1279.00 43.15 SELL -274.00 43.15 SELL -78.00 43.15 SELL -359.00 42.95 SELL -4644.00 43.17 SELL -1871.00 43.17 SELL -428.00 43.17 SELL -3057.00 43.17 SELL -3239.00 43.30 SELL -4275.00 43.30 SELL -2486.00 43.30 SELL -1650.00 43.24 SELL -8350.00 43.24 SELL -450.00 43.12 SELL -7545.00 43.33 SELL -87.00 43.33 SELL -1506.00 43.33 SELL -1400.00 43.33 SELL -7545.00 43.33 SELL -1917.00 43.33 SELL -2137.00 43.12 SELL -2949.00 43.12 SELL -4464.00 43.12 SELL -500.00 43.11 SELL -2999.00 43.11 SELL -5000.00 43.11 SELL -1000.00 43.11 SELL -501.00 43.11 SELL -9328.00 43.08 SELL -747.00 43.08 SELL -441.00 43.08 SELL -48.00 43.08 SELL -9436.00 43.08 SELL -488.00 43.22 SELL -768.00 43.22 SELL -300.00 43.22 SELL -980.00 43.22 SELL -100.00 43.22 SELL -1804.00 43.22 SELL -2892.00 43.22 SELL -2668.00 43.22 SELL -1604.00 43.05 SELL -219.00 43.05 SELL -927.00 43.05 SELL -300.00 43.21 SELL -94.00 43.21 SELL -139.00 43.21 SELL -615.00 43.21 SELL -31.00 43.21 SELL -1109.00 43.21 SELL -08.00 43.21 SELL -459.00 43.21 SELL -990.00 43.21 SELL -25000.00 43.30 SELL -3959.00 43.25 SELL -317.00 43.27 SELL -200.00 43.30 SELL -278.00 43.30 SELL -5441.00 43.31 SELL -1792.00 43.33 SELL -3094.00 43.32 SELL -49.00 43.33 SELL -244.00 43.30 SELL -602.00 43.30 SELL -47.00 43.33 SELL -4322.00 43.30 SELL -698.00 43.15 SELL -58.00 43.15 SELL -89.00 43.15 SELL -150.00 43.15 SELL -1350.00 43.14 SELL -702.00 43.14 SELL -1547.00 43.13 SELL -3215.00 43.13 SELL -53.00 43.13 SELL -100.00 43.13 SELL -117.00 43.13 SELL -1000.00 43.13 SELL -461.00 43.13 SELL -92.00 43.14 SELL -1000.00 43.12 SELL -3918.00 43.12 SELL -82.00 43.12 SELL -429.00 43.25 SELL -76.00 42.94 SELL -18.00 42.94 SELL -121.00 42.94 SELL -13.00 42.94 SELL -247.00 42.94 SELL -760.00 42.94 SELL -3703.00 42.94 SELL -26.00 43.10 SELL -4593.00 43.10 SELL -503.00 43.10 SELL -1764.00 43.10 SELL -451.00 43.10 SELL -600.00 43.18 SELL -4538.00 43.32 SELL -867.00 43.31 SELL -143.00 43.31 SELL -1463.00 43.31 SELL -27.00 43.31 SELL -95.00 43.31 SELL -88.00 43.31 SELL -317.00 43.31 SELL -72.00 43.34 SELL -428.00 43.34 SELL -602.00 43.34 SELL -398.00 43.34 SELL -1000.00 43.34 SELL -500.00 43.34 SELL -1000.00 43.34 SELL -1000.00 43.34 SELL -336.00 43.37 SELL -102.00 43.37 SELL -144.00 43.37 SELL -835.00 43.35 SELL -1034.00 43.35 SELL -49.00 43.35 SELL -1000.00 43.35 SELL -460.00 43.35 SELL -2622.00 43.35 SELL -2000.00 43.15 SELL -2000.00 43.29 SELL -490.00 43.29 SELL -500.00 43.29 SELL -204.00 43.29 SELL -806.00 43.29 SELL -806.00 43.29 SELL -194.00 43.29 SELL -996.00 43.18 SELL -1000.00 43.15 SELL -2000.00 42.93 SELL -23.00 42.88 SELL -200.00 42.88 SELL -277.00 42.88 SELL -500.00 42.94 SELL -300.00 42.94 SELL -100.00 42.94 SELL -92.00 42.94 SELL -08.00 42.94 SELL -500.00 42.95 SELL -500.00 43.22 SELL -1000.00 43.20 SELL -4000.00 43.20 SELL -500.00 43.14 SELL -230.00 43.19 SELL -240.00 43.19 SELL -30.00 43.19 SELL -100.00 43.33 SELL -1584.00 43.31 SELL -1750.00 43.31 SELL -99.00 43.31 SELL -1567.00 43.31 SELL -100.00 43.31 SELL -100.00 43.27 SELL -200.00 43.19 SELL -500.00 43.26 SELL -285.00 43.25 SELL -15.00 43.25 SELL -400.00 43.27 SELL -300.00 43.28 SELL -500.00 43.40 SELL -397.00 43.06 SELL -35.00 43.06 SELL -1633.00 43.06 SELL -666.00 43.05 SELL -319.00 43.05 SELL -481.00 43.28 SELL -4519.00 43.28 SELL -25200.00 82.68 SELL -15000.00 83.54 SELL -30000.00 79.49 SELL -10000.00 84.00 SELL -1700.00 83.40 SELL -500.00 83.40 SELL -100.00 83.40 SELL -100.00 83.40 SELL -100.00 83.40 SELL -100.00 84.05 SELL -2300.00 84.05 SELL -100.00 84.08 SELL -200.00 84.08 SELL -100.00 84.08 SELL -100.00 84.07 SELL -100.00 84.07 SELL -100.00 84.06 SELL -100.00 84.06 SELL -200.00 84.06 SELL -100.00 84.06 SELL -100.00 84.06 SELL -300.00 84.06 SELL -1000.00 84.06 SELL -100.00 84.06 SELL -1000.00 83.92 SELL -100.00 83.92 SELL -1400.00 83.92 SELL -100.00 83.92 SELL -2400.00 83.92 48665.00 OTC sale to custodian at market. Total 119847.00 Transactions Dated 05/05/2008 B = 273931 S = -235238 Buy Sell Exec Quantity Exec Price BUY 25000.00 44.74 BUY 21279.00 44.73 BUY 3721.00 44.73 BUY 2500.00 83.55 BUY 330.00 44.70 BUY 3420.00 44.74 BUY 2904.00 44.74 BUY 1000.00 44.74 BUY 750.00 44.74 BUY 150.00 44.74 BUY 250.00 44.74 BUY 500.00 44.74 BUY 1026.00 44.74 BUY 4364.00 44.74 BUY 5636.00 44.74 BUY 950.00 44.70 BUY 1287.00 44.70 BUY 500.00 44.70 BUY 300.00 44.70 BUY 6633.00 44.70 BUY 7119.00 44.55 BUY 1800.00 44.55 BUY 100.00 44.55 BUY 840.00 44.55 BUY 141.00 44.55 BUY 78.00 44.54 BUY 1261.00 44.54 BUY 78.00 44.54 BUY 2000.00 44.54 BUY 250.00 44.54 BUY 1300.00 44.54 BUY 33.00 44.54 BUY 1964.00 44.58 BUY 996.00 44.58 BUY 850.00 44.58 BUY 1190.00 44.58 BUY 389.00 44.46 BUY 9611.00 44.46 BUY 10000.00 44.32 BUY 206.00 44.60 BUY 650.00 44.60 BUY 1000.00 44.60 BUY 800.00 44.60 BUY 450.00 44.60 BUY 600.00 44.60 BUY 83.00 44.60 BUY 1300.00 44.60 BUY 170.00 44.60 BUY 300.00 44.60 BUY 1000.00 44.60 BUY 200.00 44.60 BUY 400.00 44.60 BUY 1000.00 44.60 BUY 600.00 44.60 BUY 700.00 44.60 BUY 100.00 44.60 BUY 441.00 44.60 BUY 10000.00 44.35 BUY 1086.00 44.22 BUY 100.00 44.22 BUY 600.00 44.22 BUY 150.00 44.22 BUY 100.00 44.22 BUY 4000.00 44.24 BUY 186.00 44.22 BUY 1000.00 44.22 BUY 225.00 44.22 BUY 1000.00 44.22 BUY 553.00 44.22 BUY 300.00 44.12 BUY 1225.00 44.51 BUY 10.00 44.51 BUY 1265.00 44.51 BUY 2500.00 44.51 BUY 821.00 44.59 BUY 499.00 44.59 BUY 202.00 44.58 BUY 286.00 44.58 BUY 121.00 44.59 BUY 36.00 44.60 BUY 220.00 44.60 BUY 519.00 44.60 BUY 1142.00 44.62 BUY 1263.00 44.62 BUY 91.00 44.54 BUY 904.00 44.54 BUY 1000.00 44.54 BUY 1000.00 44.54 BUY 840.00 44.54 BUY 155.00 44.54 BUY 27.00 44.49 BUY 60.00 44.49 BUY 18.00 44.49 BUY 219.00 44.49 BUY 69.00 44.49 BUY 149.00 44.49 BUY 135.00 44.49 BUY 407.00 44.50 BUY 900.00 44.33 BUY 307.00 44.33 BUY 1207.00 44.33 BUY 200.00 44.44 BUY 43.00 44.43 BUY 252.00 44.44 BUY 159.00 44.44 BUY 1282.00 44.45 BUY 78.00 44.48 BUY 78.00 44.48 BUY 09.00 44.48 BUY 90.00 44.48 BUY 143.00 44.48 BUY 2457.00 44.43 BUY 1228.00 44.43 BUY 1835.00 44.38 BUY 466.00 44.37 BUY 39.00 44.35 BUY 178.00 44.35 BUY 200.00 44.35 BUY 100.00 44.35 BUY 78.00 44.35 BUY 78.00 44.35 BUY 175.00 44.35 BUY 398.00 44.35 BUY 02.00 44.35 BUY 262.00 44.35 BUY 100.00 44.35 BUY 2750.00 44.35 BUY 384.00 44.35 BUY 249.00 44.35 BUY 950.00 44.45 BUY 400.00 44.45 BUY 3635.00 44.45 BUY 243.00 44.41 BUY 3581.00 44.41 BUY 804.00 44.39 BUY 2492.00 44.38 BUY 7476.00 44.32 BUY 653.00 44.25 BUY 200.00 44.58 BUY 22.00 44.58 BUY 300.00 44.58 BUY 100.00 44.58 BUY 599.00 44.58 BUY 182.00 44.58 BUY 62.00 44.58 BUY 06.00 44.33 BUY 341.00 44.33 BUY 416.00 44.63 BUY 84.00 44.63 BUY 100.00 44.43 BUY 225.00 44.55 BUY 62.00 44.55 BUY 50.00 44.55 BUY 840.00 44.55 BUY 36.00 44.55 BUY 500.00 44.39 BUY 500.00 44.39 BUY 171.00 44.41 BUY 500.00 44.49 BUY 26.00 44.48 BUY 303.00 44.49 BUY 1000.00 44.34 BUY 482.00 44.49 BUY 750.00 44.49 BUY 400.00 44.49 BUY 1368.00 44.49 BUY 300.00 44.36 BUY 500.00 44.43 BUY 192.00 44.40 BUY 08.00 44.40 BUY 1000.00 44.30 BUY 500.00 44.28 BUY 3387.00 44.39 BUY 111.00 44.39 BUY 101.00 44.39 BUY 78.00 44.39 BUY 2200.00 44.39 BUY 50.00 44.39 BUY 156.00 44.39 BUY 78.00 44.39 BUY 3081.00 44.39 BUY 250.00 44.37 BUY 692.00 44.37 BUY 250.00 44.37 BUY 261.00 44.36 BUY 3593.00 44.38 BUY 26.00 44.38 BUY 1332.00 44.39 BUY 300.00 44.39 BUY 709.00 44.39 BUY 469.00 44.36 BUY 2952.00 44.36 BUY 5000.00 44.12 BUY 136.00 44.12 BUY 1126.00 84.04 SELL -01.00 44.63 SELL -2500.00 83.40 SELL -5000.00 83.48 SELL -5000.00 82.63 SELL -5350.00 44.75 SELL -3000.00 44.75 SELL -1650.00 44.75 SELL -2170.00 44.65 SELL -500.00 44.65 SELL -1171.00 44.65 SELL -2000.00 44.65 SELL -500.00 44.65 SELL -3659.00 44.65 SELL -10000.00 44.44 SELL -10000.00 44.45 SELL -896.00 44.46 SELL -14.00 44.46 SELL -171.00 44.46 SELL -4183.00 44.44 SELL -1275.00 44.44 SELL -5700.00 44.41 SELL -1000.00 44.41 SELL -1000.00 44.41 SELL -1000.00 44.46 SELL -2200.00 44.46 SELL -171.00 44.46 SELL -90.00 44.44 SELL -805.00 44.41 SELL -1000.00 44.41 SELL -52.00 44.41 SELL -443.00 44.41 SELL -9900.00 44.36 SELL -100.00 44.36 SELL -1792.00 44.39 SELL -804.00 44.39 SELL -657.00 44.34 SELL -247.00 44.34 SELL -396.00 44.34 SELL -250.00 44.34 SELL -250.00 44.34 SELL -1437.00 44.29 SELL -3563.00 44.29 SELL -19.00 44.65 SELL -1119.00 44.65 SELL -05.00 44.65 SELL -250.00 44.64 SELL -934.00 44.65 SELL -175.00 44.65 SELL -05.00 44.65 SELL -05.00 44.65 SELL -1149.00 44.64 SELL -350.00 44.64 SELL -115.00 44.64 SELL -232.00 44.64 SELL -155.00 44.64 SELL -249.00 44.64 SELL -238.00 44.65 SELL -500.00 44.68 SELL -200.00 44.68 SELL -250.00 44.68 SELL -274.00 44.62 SELL -842.00 44.53 SELL -1877.00 44.53 SELL -123.00 44.53 SELL -27.00 44.53 SELL -171.00 44.53 SELL -549.00 44.53 SELL -937.00 44.44 SELL -2200.00 44.57 SELL -65.00 44.56 SELL -226.00 44.57 SELL -300.00 44.56 SELL -17.00 44.56 SELL -103.00 44.54 SELL -666.00 44.54 SELL -354.00 44.54 SELL -415.00 44.54 SELL -769.00 44.54 SELL -769.00 44.54 SELL -28.00 44.54 SELL -91.00 44.54 SELL -216.00 44.54 SELL -141.00 44.54 SELL -94.00 44.54 SELL -250.00 44.31 SELL -788.00 44.41 SELL -788.00 44.41 SELL -591.00 44.41 SELL -750.00 44.46 SELL -109.00 44.47 SELL -141.00 44.47 SELL -407.00 44.47 SELL -117.00 44.47 SELL -82.00 44.46 SELL -117.00 44.46 SELL -250.00 44.46 SELL -551.00 44.46 SELL -250.00 44.46 SELL -226.00 44.46 SELL -500.00 44.46 SELL -400.00 44.46 SELL -900.00 44.46 SELL -200.00 44.46 SELL -1300.00 44.46 SELL -200.00 44.46 SELL -84.00 44.54 SELL -117.00 44.48 SELL -228.00 44.47 SELL -117.00 44.47 SELL -604.00 44.48 SELL -920.00 44.47 SELL -117.00 44.47 SELL -220.00 44.47 SELL -1745.00 44.45 SELL -419.00 44.45 SELL -1940.00 44.46 SELL -1199.00 44.53 SELL -479.00 44.53 SELL -24.00 44.53 SELL -900.00 44.53 SELL -300.00 44.52 SELL -220.00 44.52 SELL -41.00 44.52 SELL -117.00 44.53 SELL -117.00 44.53 SELL -206.00 44.52 SELL -100.00 44.52 SELL -428.00 44.52 SELL -1000.00 44.52 SELL -1384.00 44.42 SELL -616.00 44.42 SELL -933.00 44.38 SELL -2087.00 44.35 SELL -1000.00 44.35 SELL -2970.00 44.35 SELL -100.00 44.34 SELL -400.00 44.34 SELL -3227.00 44.33 SELL -808.00 44.33 SELL -185.00 44.43 SELL -94.00 44.43 SELL -9721.00 44.43 SELL -2326.00 44.45 SELL -363.00 44.43 SELL -143.00 44.43 SELL -1193.00 44.40 SELL -3792.00 44.40 SELL -2243.00 44.40 SELL -2541.00 44.38 SELL -450.00 44.38 SELL -1602.00 44.38 SELL -392.00 44.38 SELL -2492.00 44.38 SELL -1495.00 44.30 SELL -498.00 44.30 SELL -230.00 44.30 SELL -1010.00 44.30 SELL -255.00 44.30 SELL -997.00 44.30 SELL -256.00 44.30 SELL -45.00 44.30 SELL -1035.00 44.30 SELL -1010.00 44.30 SELL -86.00 44.30 SELL -10.00 44.30 SELL -3040.00 44.30 SELL -249.00 44.28 SELL -986.00 44.25 SELL -150.00 44.23 SELL -05.00 44.23 SELL -647.00 44.23 SELL -4191.00 44.21 SELL -466.00 44.24 SELL -466.00 44.12 SELL -998.00 44.65 SELL -251.00 44.57 SELL -896.00 44.43 SELL -241.00 44.61 SELL -259.00 44.61 SELL -377.00 44.46 SELL -32.00 44.46 SELL -91.00 44.46 SELL -80.00 44.54 SELL -20.00 44.54 SELL -200.00 44.30 SELL -500.00 44.27 SELL -01.00 44.24 SELL -999.00 44.24 SELL -318.00 44.12 SELL -982.00 44.12 SELL -1000.00 44.12 SELL -11650.00 85.15 SELL -3350.00 85.55 SELL -1044.00 85.20 SELL -900.00 84.80 SELL -30.00 84.95 SELL -1300.00 84.95 SELL -100.00 84.80 SELL -100.00 84.95 SELL -100.00 84.95 SELL -100.00 84.80 SELL -100.00 84.95 SELL -100.00 84.75 SELL -400.00 84.75 SELL -400.00 84.75 SELL -700.00 84.75 SELL -200.00 84.75 SELL -500.00 84.76 SELL -100.00 84.76 SELL -100.00 84.76 SELL -300.00 84.80 SELL -800.00 84.80 SELL -200.00 84.80 SELL -970.00 84.80 SELL -1300.00 84.85 SELL -1000.00 84.85 SELL -200.00 84.85 SELL -100.00 85.15 SELL -900.00 85.15 SELL -100.00 85.15 SELL -1100.00 85.15 SELL -300.00 85.15 SELL -700.00 85.18 SELL -400.00 85.18 SELL -100.00 85.18 SELL -500.00 85.18 SELL -300.00 85.18 SELL -100.00 85.18 SELL -400.00 85.18 SELL -500.00 85.12 SELL -300.00 85.12 SELL -900.00 85.12 SELL -300.00 85.12 SELL -500.00 85.12 SELL -300.00 85.16 SELL -900.00 85.16 SELL -1300.00 85.16 SELL -4100.00 84.90 32524.00 OTC sale to custodian at market. Total 38693.00 Annexure B BHP.N Type BuySell Exec Quantity Exec Price CMBO SELL -05.00 41755.00 Total -05.00 BHP.AX Transactions Dated 02/05/2008 Type BuySell Exec Quantity Exec Price CFDS BUY 100.00 42.94 CFDS BUY 1000.00 43.15 CFDS BUY 2000.00 42.93 CFDS BUY 23.00 42.88 CFDS BUY 200.00 42.88 CFDS BUY 277.00 42.88 CFDS BUY 500.00 42.94 CFDS BUY 300.00 42.94 CFDS BUY 92.00 42.94 CFDS BUY 08.00 42.94 CFDS BUY 500.00 42.95 CFDS BUY 500.00 43.22 CFDS BUY 1000.00 43.20 CFDS BUY 4000.00 43.20 CFDS BUY 100.00 43.31 CFDS BUY 500.00 43.14 CFDS BUY 1584.00 43.31 CFDS BUY 230.00 43.19 CFDS BUY 240.00 43.19 CFDS BUY 30.00 43.19 CFDS BUY 100.00 43.33 CFDS BUY 1750.00 43.31 CFDS BUY 99.00 43.31 CFDS BUY 1567.00 43.31 CFDS BUY 100.00 43.27 CFDS BUY 200.00 43.19 CFDS BUY 500.00 43.26 CFDS BUY 285.00 43.25 CFDS BUY 15.00 43.25 CFDS BUY 400.00 43.27 CFDS BUY 500.00 43.40 CFDS BUY 300.00 43.28 CFDS SELL -200.00 43.19 CFDS SELL -205.00 43.34 CFDS SELL -22.00 43.34 CFDS SELL -03.00 43.34 CFDS SELL -84.00 43.34 CFDS SELL -184.00 43.34 CFDS SELL -02.00 43.34 CFDS SELL -200.00 43.15 CFDS SELL -01.00 43.11 CFDS SELL -161.00 43.12 CFDS SELL -313.00 42.98 CFDS SELL -987.00 42.98 CFDS SELL -10.00 43.35 CFDS SELL -860.00 43.35 CFDS SELL -2080.00 43.35 CFDS SELL -3907.00 43.35 CFDS SELL -3000.00 43.35 CFDS SELL -143.00 43.35 CFDS SELL -600.00 43.38 CFDS SELL -400.00 43.38 CFDS SELL -1000.00 43.38 CFDS SELL -2066.00 43.45 CFDS SELL -269.00 43.45 CFDS SELL -65.00 43.45 CMBO SELL -01.00 00.01 Total Buy 19,000 Total Sell 16,763 Transactions Dated 05/05/2008 Type BuySell Exec Quantity Exec Price CFDS BUY 259.00 44.61 CFDS BUY 241.00 44.61 CFDS BUY 80.00 44.54 CFDS BUY 377.00 44.46 CFDS BUY 32.00 44.46 CFDS BUY 91.00 44.46 CFDS BUY 20.00 44.54 CFDS BUY 200.00 44.30 CFDS BUY 500.00 44.27 CFDS BUY 01.00 44.24 CFDS BUY 999.00 44.24 CFDS BUY 982.00 44.12 CFDS BUY 318.00 44.12 CFDS BUY 1000.00 44.12 CFDS SELL -416.00 44.63 CFDS SELL -84.00 44.63 CFDS SELL -100.00 44.43 CFDS SELL -225.00 44.55 CFDS SELL -50.00 44.55 CFDS SELL -62.00 44.55 CFDS SELL -840.00 44.55 CFDS SELL -36.00 44.55 CFDS SELL -500.00 44.39 CFDS SELL -500.00 44.39 CFDS SELL -171.00 44.41 CFDS SELL -500.00 44.49 CFDS SELL -303.00 44.49 CFDS SELL -26.00 44.48 CFDS SELL -482.00 44.49 CFDS SELL -1000.00 44.34 CFDS SELL -750.00 44.49 CFDS SELL -1368.00 44.49 CFDS SELL -400.00 44.49 CFDS SELL -300.00 44.36 CFDS SELL -500.00 44.43 CFDS SELL -192.00 44.40 CFDS SELL -08.00 44.40 CFDS SELL -1000.00 44.30 CFDS SELL -500.00 44.28 Total Buy 5,100 Total Sell 10,313 Annexure C Transactions Dated 02/05/2008 B = 1310515.92 S = -1192949.92 Call/Put Buy Sell Exec Quantity Exec Price Strike Amer/Euro Expiry Put Option BUY 10.00 11.91 50.00 American 20111222 Put Option BUY 10.00 11.91 50.00 American 20111222 Put Option BUY 94650.34 00.01 47.64 European 20090401 Put Option BUY 86419.87 00.01 47.64 European 20080530 Put Option BUY 94650.34 00.01 47.64 European 20080801 Put Option BUY 90535.10 00.01 47.64 European 20081001 Put Option BUY 86419.87 00.01 47.64 European 20081201 Put Option BUY 82304.64 00.01 47.64 European 20090130 Put Option BUY 82304.64 00.01 47.64 European 20090504 Put Option BUY 86419.87 00.01 47.64 European 20080701 Put Option BUY 86419.87 00.01 47.64 European 20080901 Put Option BUY 90535.10 00.01 47.64 European 20081031 Put Option BUY 82304.64 00.01 47.64 European 20081231 Put Option BUY 82304.64 00.01 47.64 European 20090227 Call Option BUY 10000.00 00.97 42.00 American 20080626 Call Option BUY 8000.00 00.52 46.00 American 20080626 Call Option BUY 30000.00 01.30 40.00 American 20080626 Call Option BUY 15000.00 01.28 40.00 American 20080626 Call Option BUY 3100.00 00.35 45.00 American 20080529 Call Option BUY 30000.00 00.35 45.00 American 20080529 Call Option BUY 44000.00 00.35 45.00 American 20080529 Call Option BUY 1000.00 77.21 00.00 European 20080815 Call Option BUY 477.00 77.21 00.00 European 20080815 Put Option BUY 1000.00 03.75 37.00 European 30/10/2007 Put Option BUY 5000.00 03.66 37.00 European 30/10/2007 Put Option BUY 1500.00 03.65 37.00 European 30/10/2007 Put Option BUY 900.00 03.73 37.00 European 30/10/2007 Put Option BUY 2000.00 16.75 26.93 European 30/06/2008 Put Option BUY 2000.00 26.04 17.58 European 30/06/2008 Put Option BUY 2000.00 26.04 17.58 European 30/06/2008 Put Option BUY 1000.00 26.04 17.58 European 30/06/2008 Put Option BUY 600.00 18.34 25.00 European 19/05/2016 Put Option BUY 2500.00 18.47 25.00 European 19/05/2016 Put Option BUY 500.00 18.45 25.00 European 19/05/2016 Put Option BUY 500.00 18.50 25.00 European 19/05/2016 Put Option BUY 1000.00 18.50 25.00 European 19/05/2016 Put Option BUY 1000.00 18.50 25.00 European 19/05/2016 Put Option BUY 500.00 18.50 25.00 European 19/05/2016 Put Option BUY 1000.00 18.50 25.00 European 19/05/2016 Put Option BUY 1000.00 18.50 25.00 European 19/05/2016 Put Option BUY 5000.00 18.55 25.00 European 19/05/2016 Put Option BUY 1000.00 18.55 25.00 European 19/05/2016 Put Option BUY 1750.00 14.15 32.00 European 17/11/2016 Put Option BUY 1250.00 14.15 32.00 European 17/11/2016 Put Option BUY 1250.00 14.29 32.00 European 17/11/2016 Put Option BUY 1250.00 14.24 32.00 European 17/11/2016 Put Option BUY 500.00 14.24 32.00 European 17/11/2016 Put Option BUY 2000.00 14.40 32.00 European 17/11/2016 Put Option BUY 4750.00 14.37 32.00 European 17/11/2016 Put Option BUY 100.00 14.24 32.00 European 17/11/2016 Put Option BUY 5500.00 14.20 32.00 European 17/11/2016 Put Option BUY 2500.00 14.20 32.00 European 17/11/2016 Put Option BUY 25000.00 18.35 26.00 European 20/12/2007 Put Option BUY 1000.00 08.68 32.00 European 27/09/2007 Put Option BUY 4000.00 08.69 32.00 European 27/09/2007 Put Option BUY 1750.00 08.60 32.00 European 27/09/2007 Put Option BUY 3250.00 08.60 32.00 European 27/09/2007 Put Option BUY 5000.00 08.60 32.00 European 27/09/2007 Put Option BUY 1000.00 08.43 32.00 European 27/09/2007 Put Option BUY 250.00 08.43 32.00 European 27/09/2007 Put Option BUY 3750.00 08.40 32.00 European 27/09/2007 Put Option BUY 25000.00 21.72 22.00 European 26/06/2008 Put Option BUY 1800.00 00.01 40.00 European 23/04/2008 Put Option BUY 1000.00 13.66 30.21 European 30/06/2008 Call Option SELL -01.00 00.55 47.00 American 20080529 Call Option SELL -30.00 00.55 47.00 American 20080529 Call Option SELL -02.00 13.95 43.00 American 20111222 Call Option SELL -20.00 00.39 48.00 American 20080529 Call Option SELL -11.00 00.39 48.00 American 20080529 Call Option SELL -2268.00 00.01 38.10 European 20080901 Call Option SELL -2268.00 00.01 38.10 European 20080701 Call Option SELL -2160.00 00.01 38.10 European 20081231 Call Option SELL -2376.00 00.01 38.10 European 20081031 Call Option SELL -2484.00 00.01 38.10 European 20090401 Call Option SELL -2376.00 00.01 38.10 European 20081001 Call Option SELL -2484.00 00.01 38.10 European 20080801 Call Option SELL -2160.00 00.01 38.10 European 20090130 Call Option SELL -2268.00 00.01 38.10 European 20081201 Call Option SELL -2268.00 00.01 38.10 European 20080530 Call Option SELL -2160.00 00.01 38.10 European 20090227 Call Option SELL -2160.00 00.01 38.10 European 20090504 Put Option SELL -82304.64 00.01 48.64 European 20090130 Put Option SELL -86419.87 00.01 48.64 European 20081201 Put Option SELL -82304.64 00.01 48.64 European 20090227 Put Option SELL -86419.87 00.01 48.64 European 20080530 Put Option SELL -90535.10 00.01 48.64 European 20081031 Put Option SELL -86419.87 00.01 48.64 European 20080901 Put Option SELL -82304.64 00.01 48.64 European 20081231 Put Option SELL -94650.34 00.01 48.64 European 20090401 Put Option SELL -82304.64 00.01 48.64 European 20090504 Put Option SELL -86419.87 00.01 48.64 European 20080701 Put Option SELL -94650.34 00.01 48.64 European 20080801 Put Option SELL -90535.10 00.01 48.64 European 20081001 Call Option SELL -2000.00 01.29 40.00 American 20080626 Call Option SELL -15000.00 01.27 40.00 American 20080626 Call Option SELL -10000.00 00.32 45.00 American 20080529 Call Option SELL -10000.00 00.32 45.00 American 20080529 Call Option SELL -10000.00 00.32 45.00 American 20080529 Put Option SELL -2250.00 03.77 37.00 European 30/10/2007 Put Option SELL -950.00 03.77 37.00 European 30/10/2007 Put Option SELL -750.00 03.78 37.00 European 30/10/2007 Put Option SELL -2000.00 03.78 37.00 European 30/10/2007 Put Option SELL -650.00 03.80 37.00 European 30/10/2007 Put Option SELL -1000.00 14.30 32.00 European 17/11/2016 Put Option SELL -1000.00 14.30 32.00 European 17/11/2016 Put Option SELL -1750.00 14.39 32.00 European 17/11/2016 Put Option SELL -1750.00 14.39 32.00 European 17/11/2016 Put Option SELL -250.00 14.39 32.00 European 17/11/2016 Put Option SELL -100.00 14.25 32.00 European 17/11/2016 Put Option SELL -735.00 27.10 20.00 European 28/06/2013 Put Option SELL -25000.00 16.14 25.00 European 24/01/2008 Put Option SELL -5000.00 08.62 32.00 European 27/09/2007 Put Option SELL -250.00 08.78 32.00 European 27/09/2007 Put Option SELL -500.00 08.79 32.00 European 27/09/2007 Put Option SELL -3250.00 08.80 32.00 European 27/09/2007 Put Option SELL -1000.00 08.80 32.00 European 27/09/2007 Put Option SELL -25000.00 21.57 22.00 European 26/06/2008 Total 117566.00 Transactions Dated 05/05/2008 B = 349639 S = -294608 Call/Put Buy Sell Exec Quantity Exec Price Strike Amer/Euro Expiry Put Option BUY 02.00 00.53 31.00 American 20081030 Put Option BUY 20.00 00.92 28.00 American 20090625 Put Option BUY 6000.00 00.18 38.00 European 20080626 Put Option BUY 97000.00 00.18 38.00 European 20080626 Call Option BUY 20000.00 00.26 60.00 American 20080925 Call Option BUY 10000.00 01.50 40.00 American 20080626 Call Option BUY 12000.00 01.49 40.00 American 20080626 Call Option BUY 20000.00 00.73 43.00 American 20080529 Call Option BUY 5000.00 00.73 43.00 American 20080529 Call Option BUY 20000.00 00.70 43.00 American 20080529 Call Option BUY 5000.00 00.70 43.00 American 20080529 Call Option BUY 4000.00 01.95 37.00 European 20080529 Call Option BUY 20000.00 01.84 38.00 American 20080626 Call Option BUY 50000.00 00.42 45.00 American 20080529 Call Option BUY 15000.00 00.40 45.00 American 20080529 Put Option BUY 1037.00 01.13 33.73 American 20090625 Put Option BUY 500.00 21.09 25.00 European 17/11/2016 Put Option BUY 500.00 04.33 37.00 European 30/10/2007 Put Option BUY 5000.00 04.30 37.00 European 30/10/2007 Put Option BUY 1600.00 04.30 37.00 European 30/10/2007 Put Option BUY 500.00 19.60 25.00 European 19/05/2016 Put Option BUY 750.00 19.60 25.00 European 19/05/2016 Put Option BUY 250.00 19.60 25.00 European 19/05/2016 Put Option BUY 750.00 19.60 25.00 European 19/05/2016 Put Option BUY 750.00 19.60 25.00 European 19/05/2016 Put Option BUY 250.00 19.60 25.00 European 19/05/2016 Put Option BUY 250.00 19.60 25.00 European 19/05/2016 Put Option BUY 400.00 19.60 25.00 European 19/05/2016 Put Option BUY 2200.00 19.60 25.00 European 19/05/2016 Put Option BUY 200.00 19.60 25.00 European 19/05/2016 Put Option BUY 200.00 19.60 25.00 European 19/05/2016 Put Option BUY 500.00 19.48 25.00 European 19/05/2016 Put Option BUY 750.00 19.57 25.00 European 19/05/2016 Put Option BUY 1750.00 19.57 25.00 European 19/05/2016 Put Option BUY 7500.00 19.57 25.00 European 19/05/2016 Put Option BUY 3000.00 15.42 32.00 European 17/11/2016 Put Option BUY 280.00 18.30 28.56 European 30/06/2009 Put Option BUY 1000.00 18.21 28.56 European 30/06/2009 Put Option BUY 500.00 15.15 32.00 European 17/11/2016 Put Option BUY 500.00 15.15 32.00 European 17/11/2016 Put Option BUY 500.00 24.78 20.00 European 19/05/2016 Put Option BUY 250.00 24.78 20.00 European 19/05/2016 Put Option BUY 200.00 24.78 20.00 European 19/05/2016 Put Option BUY 250.00 24.42 20.00 European 19/05/2016 Put Option BUY 1000.00 24.63 20.00 European 19/05/2016 Put Option BUY 2000.00 24.53 20.00 European 19/05/2016 Put Option BUY 2750.00 09.92 32.00 European 27/09/2007 Put Option BUY 1750.00 09.88 32.00 European 27/09/2007 Put Option BUY 250.00 09.84 32.00 European 27/09/2007 Put Option BUY 5000.00 09.83 32.00 European 27/09/2007 Put Option BUY 2250.00 09.83 32.00 European 27/09/2007 Put Option BUY 3000.00 09.82 32.00 European 27/09/2007 Put Option BUY 2000.00 09.81 32.00 European 27/09/2007 Put Option BUY 2500.00 09.81 32.00 European 27/09/2007 Put Option BUY 500.00 09.73 32.00 European 27/09/2007 Put Option BUY 1500.00 09.73 32.00 European 27/09/2007 Put Option BUY 1500.00 09.73 32.00 European 27/09/2007 Put Option BUY 1000.00 09.73 32.00 European 27/09/2007 Put Option BUY 5500.00 09.73 32.00 European 27/09/2007 Put Option BUY 1000.00 14.97 30.21 European 30/06/2008 Call Option SELL -14.00 03.78 50.00 American 20081218 Call Option SELL -07.00 03.78 50.00 American 20081218 Call Option SELL -20.00 02.38 55.00 American 20081218 Call Option SELL -11.00 02.38 55.00 American 20081218 Put Option SELL -20000.00 00.18 38.00 European 20080626 Put Option SELL -20000.00 00.18 38.00 European 20080626 Put Option SELL -20000.00 00.18 38.00 European 20080626 Put Option SELL -20000.00 00.18 38.00 European 20080626 Put Option SELL -7000.00 00.18 38.00 European 20080626 Put Option SELL -10000.00 00.18 38.00 European 20080626 Put Option SELL -20000.00 00.18 38.00 European 20080626 Put Option SELL -20000.00 00.18 38.00 European 20080626 Put Option SELL -15000.00 00.18 38.00 European 20080626 Call Option SELL -10000.00 00.27 60.00 American 20080925 Call Option SELL -10000.00 01.49 40.00 American 20080626 Call Option SELL -9500.00 01.48 40.00 American 20080626 Call Option SELL -1000.00 00.73 43.00 American 20080529 Call Option SELL -10000.00 00.45 45.00 American 20080529 Call Option SELL -10000.00 00.45 45.00 American 20080529 Call Option SELL -10000.00 00.45 45.00 American 20080529 Call Option SELL -10000.00 00.42 45.00 American 20080529 Call Option SELL -10000.00 00.42 45.00 American 20080529 Call Option SELL -20000.00 00.43 45.00 American 20080529 Call Option SELL -10000.00 00.43 45.00 American 20080529 Put Option SELL -1500.00 04.35 37.00 European 30/10/2007 Put Option SELL -1000.00 04.30 37.00 European 30/10/2007 Put Option SELL -250.00 04.30 37.00 European 30/10/2007 Put Option SELL -750.00 04.30 37.00 European 30/10/2007 Put Option SELL -1500.00 04.23 37.00 European 30/10/2007 Put Option SELL -700.00 15.16 32.00 European 17/11/2016 Put Option SELL -1250.00 28.31 20.00 European 28/06/2013 Put Option SELL -250.00 28.32 20.00 European 28/06/2013 Put Option SELL -356.00 28.08 20.00 European 28/06/2013 Put Option SELL -500.00 10.02 32.00 European 27/09/2007 Put Option SELL -2000.00 09.97 32.00 European 27/09/2007 Put Option SELL -2000.00 09.97 32.00 European 27/09/2007 Put Option SELL -1250.00 09.78 32.00 European 27/09/2007 Put Option SELL -750.00 09.78 32.00 European 27/09/2007 Put Option SELL -250.00 09.78 32.00 European 27/09/2007 Put Option SELL -2750.00 09.78 32.00 European 27/09/2007 Put Option SELL -5000.00 09.88 32.00 European 27/09/2007 Put Option SELL -7500.00 09.75 32.00 European 27/09/2007 Put Option SELL -2500.00 09.80 32.00 European 27/09/2007 Total 55031.00 BHP.N B = 0 S = -30 Call/Put Buy Sell Exec Quantity Exec Price Strike Amer/Euro Expiry Put Option SELL -30.00 08.79 80.00 American 20090116 Total -30.00 This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
BHP Group