Become a Member
  • Track your favourite stocks
  • Create & monitor portfolios
  • Daily portfolio value
Sign Up
Quickpicks
Add shares to your
quickpicks to
display them here!

EPT Disclosure

30th Sep 2008 11:54

RNS Number : 6744E
Deutsche Bank AG
30 September 2008
 



DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

Deutsche Securities Australia Limited

 

Company dealt in

Rio Tinto Limited

 

Class of relevant security to which the dealings being disclosed relate (Note 1)

 

Ordinary

Date of dealing

29/09/2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number  (%)

Number (%)

(1) Relevant securities 

2,503,451 0.55

-678,221 -0.15

(2) Derivatives (other than options)

678,221 0.15

-1,627,853 -0.36

(3) Options and agreements to purchase/sell

576,000 0.13

-908,100 -0.20

Total

3,757,672 0.83

-3,214,174 -0.71

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security:

Long

Short

Number (%)

Number  (%)

(1) Relevant securities 

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchase/sale

Number of securities

Price per unit (Note 4) 

AUD $

Purchase

16390

95.50

Purchase

462

95.57

Purchase

198

95.62

Purchase

1000

95.64

Purchase

1766

95.65

Purchase

390

95.66

Purchase

460

95.67

Purchase

867

95.68

Purchase

2392

95.69

Purchase

1639

95.70

Purchase

250

95.71

Purchase

2986

95.72

Purchase

8

95.73

Purchase

3594

95.74

Purchase

5821

95.75

Purchase

6

95.76

Purchase

53

95.77

Purchase

5

95.80

Purchase

775

95.82

Purchase

1005

95.83

Purchase

3136

95.84

Purchase

1472

95.85

Purchase

2183

95.86

Purchase

555

95.87

Purchase

891

95.88

Purchase

1185

95.89

Purchase

484

95.90

Purchase

1861

95.91

Purchase

1072

95.92

Purchase

1622

95.93

Purchase

446

95.94

Purchase

3563

95.95

Purchase

794

95.96

Purchase

1115

95.97

Purchase

302

95.98

Purchase

2330

95.99

Purchase

11802

96.00

Purchase

357

96.01

Purchase

1125

96.02

Purchase

1350

96.03

Purchase

7234

96.04

Purchase

1286

96.05

Purchase

839

96.06

Purchase

1703

96.07

Purchase

42

96.08

Purchase

414

96.09

Purchase

3366

96.10

Purchase

8

96.11

Purchase

489

96.12

Purchase

3324

96.13

Purchase

305

96.14

Purchase

2681

96.15

Purchase

2811

96.16

Purchase

500

96.17

Purchase

774

96.18

Purchase

883

96.19

Purchase

1042

96.20

Purchase

379

96.21

Purchase

899

96.22

Purchase

5

96.23

Purchase

30

96.24

Purchase

13

96.25

Purchase

1

96.26

Purchase

355

96.27

Purchase

976

96.28

Purchase

203

96.29

Purchase

4070

96.30

Purchase

510

96.31

Purchase

61

96.32

Purchase

6

96.33

Purchase

166

96.34

Purchase

4

96.35

Purchase

561

96.36

Purchase

630

96.37

Purchase

166

96.38

Purchase

316

96.39

Purchase

578

96.40

Purchase

1138

96.41

Purchase

87

96.42

Purchase

76

96.44

Purchase

199

96.45

Purchase

2

96.50

Purchase

3

96.51

Purchase

1

96.59

Purchase

2

96.63

Purchase

663

96.64

Purchase

499

96.70

Purchase

3500

96.72

Purchase

539

96.76

Purchase

506

96.80

Purchase

1

96.88

Purchase

7

96.90

Purchase

100

96.93

Purchase

4

96.94

Purchase

7

96.95

Purchase

459

96.96

Purchase

1

96.97

Purchase

3

96.98

Purchase

756

96.99

Purchase

292

97.00

Purchase

1003

97.01

Purchase

4

97.02

Purchase

215

97.03

Purchase

699

97.04

Purchase

3

97.05

Purchase

471

97.07

Purchase

1009

97.08

Purchase

582

97.09

Purchase

3

97.10

Purchase

1013

97.12

Purchase

1540

97.13

Purchase

1051

97.14

Purchase

463

97.15

Purchase

3

97.16

Purchase

163

97.17

Purchase

60

97.18

Purchase

456

97.19

Purchase

2568

97.20

Purchase

524

97.23

Purchase

109

97.25

Purchase

180

97.26

Purchase

134

97.28

Purchase

1216

97.29

Purchase

15627

97.30

Purchase

813

97.31

Purchase

1113

97.33

Purchase

1900

97.34

Purchase

893

97.34

Purchase

400

97.35

Purchase

491

97.36

Purchase

638

97.37

Purchase

946

97.38

Purchase

485

97.39

Purchase

1776

97.40

Purchase

506

97.41

Purchase

781

97.42

Purchase

963

97.43

Purchase

5

97.44

Purchase

1659

97.45

Purchase

192

97.46

Purchase

216

97.47

Purchase

1193

97.48

Purchase

1367

97.49

Purchase

1677

97.50

Purchase

4

97.51

Purchase

3

97.52

Purchase

220

97.54

Purchase

1266

97.55

Purchase

5

97.56

Purchase

7

97.57

Purchase

495

97.58

Purchase

4

97.59

Purchase

409

97.60

Purchase

540

97.61

Purchase

1

97.64

Purchase

532

97.65

Purchase

133

97.67

Purchase

2

97.68

Purchase

254

97.70

Purchase

3

97.75

Purchase

1200

97.77

Purchase

505

97.91

Purchase

200

97.96

Purchase

559

98.00

Purchase

2

98.01

Purchase

1

98.09

Purchase

4

98.17

Purchase

487

98.23

Purchase

5

98.25

Purchase

466

98.26

Purchase

2

98.27

Purchase

6369

98.27

Purchase

456

98.31

Purchase

4

98.32

Purchase

423

98.33

Purchase

810

98.34

Purchase

300

98.35

Purchase

359

98.36

Purchase

4

98.39

Purchase

2

98.40

Purchase

1115

98.41

Purchase

3

98.42

Purchase

879

98.45

Purchase

464

98.46

Purchase

294

98.47

Purchase

522

98.48

Purchase

362

98.50

Purchase

420

98.51

Purchase

1

98.53

Purchase

4

98.64

Purchase

1

98.71

Purchase

494

98.72

Purchase

4

98.73

Purchase

534

98.75

Purchase

2014

98.76

Purchase

93

98.81

Purchase

10255

98.82

Purchase

1

98.83

Purchase

6

98.90

Purchase

345

98.92

Purchase

417

98.93

Purchase

8

98.94

Purchase

981

98.97

Purchase

1046

98.98

Purchase

15050

99.00

Purchase

1134

99.01

Purchase

793

99.02

Purchase

1287

99.03

Purchase

1482

99.04

Purchase

643

99.08

Purchase

9814

99.10

Purchase

5

99.11

Purchase

328

99.12

Purchase

1

99.13

Purchase

283

99.15

Purchase

354

99.16

Purchase

389

99.18

Purchase

460

99.20

Purchase

2

99.21

Purchase

6

99.22

Purchase

1655

99.23

Purchase

8635

99.24

Purchase

11916

99.25

Purchase

3162

99.26

Purchase

3241

99.27

Purchase

100

99.28

Purchase

462

99.29

Purchase

12347

99.30

Purchase

517

99.31

Purchase

4520

99.32

Purchase

475

99.34

Purchase

626

99.35

Purchase

104

99.36

Purchase

844

99.37

Purchase

1050

99.38

Purchase

516

99.39

Purchase

1858

99.40

Purchase

536

99.41

Purchase

552

99.42

Purchase

773

99.43

Purchase

832

99.44

Purchase

4

99.45

Purchase

631

99.46

Purchase

541

99.48

Purchase

160

99.49

Purchase

217

99.50

Purchase

346

99.51

Purchase

59

99.52

Purchase

4

99.53

Purchase

141

99.54

Purchase

1725

99.55

Purchase

227

99.56

Purchase

22

99.57

Purchase

575

99.58

Purchase

63

99.59

Purchase

3257

99.60

Purchase

71

99.61

Purchase

222

99.62

Purchase

19

99.63

Purchase

10

99.64

Purchase

24

99.66

Purchase

83

99.67

Purchase

61

99.68

Purchase

4

99.70

Purchase

8

99.72

Purchase

1

99.90

Purchase

458

99.94

Purchase

10

99.99

Purchase

55

100.00

Purchase

23165

101.00

Purchase

650

101.07

Total Purchases

327,161

Sale

41323

95.50

Sale

792

95.59

Sale

576

95.64

Sale

88

95.66

Sale

90

95.67

Sale

55

95.68

Sale

620

95.69

Sale

610

95.70

Sale

233

95.71

Sale

73

95.72

Sale

27

95.73

Sale

1124

95.74

Sale

20715

95.75

Sale

528

95.76

Sale

29

95.78

Sale

284

95.79

Sale

494

95.80

Sale

4871

95.83

Sale

883

95.84

Sale

319

95.85

Sale

1773

95.86

Sale

1723

95.87

Sale

602

95.88

Sale

1742

95.89

Sale

1324

95.90

Sale

212

95.91

Sale

68

95.92

Sale

83

95.93

Sale

946

95.94

Sale

1647

95.95

Sale

835

95.96

Sale

1156

95.97

Sale

926

95.98

Sale

1675

95.99

Sale

1451

96.00

Sale

1839

96.01

Sale

1573

96.02

Sale

357

96.03

Sale

793

96.04

Sale

607

96.05

Sale

523

96.06

Sale

934

96.07

Sale

730

96.08

Sale

664

96.09

Sale

1410

96.11

Sale

2297

96.12

Sale

121

96.13

Sale

1269

96.14

Sale

1355

96.15

Sale

610

96.16

Sale

644

96.17

Sale

817

96.18

Sale

1558

96.19

Sale

1178

96.20

Sale

544

96.21

Sale

1180

96.22

Sale

205

96.23

Sale

273

96.25

Sale

543

96.26

Sale

782

96.27

Sale

978

96.28

Sale

20

96.29

Sale

116

96.30

Sale

1001

96.32

Sale

33

96.33

Sale

496

96.34

Sale

1

96.35

Sale

46

96.36

Sale

652

96.38

Sale

705

96.39

Sale

120

96.40

Sale

87

96.44

Sale

199

96.45

Sale

115

96.47

Sale

25

96.49

Sale

200

96.56

Sale

716

96.59

Sale

189

96.64

Sale

11

96.86

Sale

255

96.87

Sale

14

96.90

Sale

421

96.91

Sale

541

96.92

Sale

93

96.93

Sale

1053

96.94

Sale

357

96.95

Sale

128

96.96

Sale

159

96.97

Sale

626

96.98

Sale

633

96.99

Sale

1775

97.00

Sale

1288

97.01

Sale

1033

97.02

Sale

103

97.03

Sale

635

97.04

Sale

418

97.05

Sale

1409

97.07

Sale

154

97.08

Sale

954

97.09

Sale

69

97.12

Sale

771

97.13

Sale

252

97.14

Sale

40

97.15

Sale

102

97.16

Sale

121

97.17

Sale

605

97.18

Sale

14

97.19

Sale

211

97.20

Sale

78

97.21

Sale

4725

97.22

Sale

25

97.26

Sale

459

97.27

Sale

466

97.28

Sale

163

97.29

Sale

16197

97.30

Sale

692

97.31

Sale

107

97.32

Sale

427

97.34

Sale

772

97.35

Sale

704

97.35

Sale

93

97.36

Sale

1011

97.37

Sale

1406

97.38

Sale

1996

97.39

Sale

1415

97.40

Sale

807

97.41

Sale

239

97.42

Sale

351

97.43

Sale

1367

97.44

Sale

90

97.45

Sale

250

97.46

Sale

705

97.47

Sale

304

97.48

Sale

353

97.49

Sale

53

97.50

Sale

123

97.51

Sale

106

97.52

Sale

504

97.54

Sale

483

97.55

Sale

198

97.56

Sale

693

97.57

Sale

212

97.58

Sale

489

97.59

Sale

170

97.62

Sale

563

97.63

Sale

125

97.64

Sale

209

97.66

Sale

52

97.67

Sale

2070

97.68

Sale

365

97.69

Sale

30

97.70

Sale

2940

97.71

Sale

450

97.71

Sale

398

97.74

Sale

272

97.89

Sale

93

98.24

Sale

57

98.25

Sale

51

98.29

Sale

1167

98.34

Sale

278

98.35

Sale

1032

98.36

Sale

13

98.37

Sale

73

98.41

Sale

43

98.42

Sale

50

98.43

Sale

77

98.44

Sale

13

98.45

Sale

212

98.46

Sale

244

98.48

Sale

83

98.49

Sale

67

98.50

Sale

466

98.51

Sale

499

98.54

Sale

100

98.63

Sale

2

98.75

Sale

518

98.76

Sale

1

98.78

Sale

436

98.81

Sale

25092

98.82

Sale

567

98.83

Sale

35

98.89

Sale

17

98.90

Sale

1

98.91

Sale

296

98.92

Sale

1580

98.93

Sale

467

98.97

Sale

662

98.98

Sale

483

98.99

Sale

1251

99.00

Sale

370

99.01

Sale

1318

99.03

Sale

91

99.04

Sale

60

99.05

Sale

100

99.08

Sale

103

99.10

Sale

703

99.11

Sale

349

99.12

Sale

142

99.13

Sale

113

99.16

Sale

52

99.17

Sale

1479

99.18

Sale

15

99.19

Sale

35

99.20

Sale

130

99.21

Sale

170

99.22

Sale

997

99.23

Sale

486

99.24

Sale

1230

99.25

Sale

1593

99.26

Sale

1397

99.27

Sale

475

99.28

Sale

474

99.29

Sale

320

99.30

Sale

190

99.31

Sale

15943

99.32

Sale

2971

99.33

Sale

66

99.34

Sale

25

99.35

Sale

134

99.36

Sale

15692

99.37

Sale

20472

99.38

Sale

29

99.39

Sale

5406

99.40

Sale

818

99.41

Sale

45

99.42

Sale

425

99.43

Sale

388

99.44

Sale

180

99.45

Sale

1

99.46

Sale

92

99.48

Sale

466

99.49

Sale

38

99.51

Sale

337

99.52

Sale

316

99.54

Sale

51

99.55

Sale

231

99.56

Sale

8

99.57

Sale

315

99.58

Sale

62

99.59

Sale

576

99.60

Sale

119

99.61

Sale

337

99.62

Sale

70

99.64

Sale

24

99.66

Sale

2

99.69

Sale

10

99.72

Sale

35

99.87

Sale

18

99.92

Sale

33

99.98

Sale

2

99.99

Sale

92

100.00

Sale

264

100.20

Sale

23165

101.00

Sale

150

102.93

Total Sales

316,180

(b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4) 

AUD $

CFD

Long

200

95.95

CFD

Long

100

96.15

CFD

Long

100

96.17

CFD

Long

4725

97.22

CFD

Long

2940

97.71

CFD

Long

80

98.99

CFD

Long

370

99.01

CFD

Long

100

99.08

CFD

Long

701

99.18

CFD

Long

67

99.25

CFD

Long

25

99.35

CFD

Long

580

99.37

CFD

Long

3592

99.40

CFD

Long

1

99.41

CFD

Long

38

99.51

CFD

Long

337

99.52

CFD

Long

23165

101.00

CFD

Long

150

102.93

CFD

Short

500

95.50

CFD

Short

250

95.88

CFD

Short

100

96.13

CFD

Short

4000

96.30

CFD

Short

100

96.39

CFD

Short

3500

96.72

CFD

Short

100

96.93

CFD

Short

200

97.00

CFD

Short

50

97.09

CFD

Short

1200

97.20

CFD

Short

25

97.30

CFD

Short

1900

97.34

CFD

Short

250

97.70

CFD

Short

1200

97.77

CFD

Short

6369

98.27

CFD

Short

150

99.43

CFD

Short

650

101.07

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise

price 

Type, e.g. American, European etc.

Expiry 

date

Option money

paid/received per unit (Note 4) 

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8) NO

Date of disclosure

30/09/2008

 

Contact name

Artie Movsesian

 

Telephone number

020 7545 8515

 

Name of offeree/offeror with which connected

Rio Tinto plc

 

Nature of connection (Note 9)

Connected Advisor to Offeree

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

  

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMLMMMTMMIJBTP

Related Shares:

Rio Tinto
FTSE 100 Latest
Value8,644.51
Change-40.05