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FORM 38.5 (b)
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
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WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
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BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
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(Rule 38.5(b) of the Takeover Code)
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1. KEY INFORMATION
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Name of exempt principal trader
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Credit Suisse Equities (Australia) Limited
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Company dealt in
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Rio Tinto Limited
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Class of relevant security to which the dealings being disclosed relate (Note 1)
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Ordinary Shares
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Date of dealing
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17-10-2008
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2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
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(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
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Long
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Short
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Number
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(%)
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Number
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(%)
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(1) Relevant securities
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2010640
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0.440
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(2) Derivatives (other than options)
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(3) Options and agreements to purchase/sell
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Total
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2010640
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0.440
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(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
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Class Of Relevant Security : Ordinary Shares
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Long
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Short
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(1) Relevant Securities
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(2) Derivatives (other than options)
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(3) Options and agreements to purchasesell
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Total
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(c) Rights to subscribe (Note 2)
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Class of relevant security:
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Details
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3. DEALINGS (Note 3)
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(a) Purchases and sales
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Purchase/sale
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Number of securities
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Price per unit (Note 4)
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Purchase
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100
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62.66
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Purchase
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175
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66.37
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Purchase
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375
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66.37
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Purchase
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54
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66.37
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Purchase
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30
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66.85
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Purchase
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45
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66.79
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Purchase
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112
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66.82
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Purchase
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113
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66.82
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Purchase
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261
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66.79
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Purchase
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270
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66.82
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Purchase
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421
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66.70
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Purchase
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428
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66.85
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Purchase
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530
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66.81
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Purchase
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580
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66.71
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Purchase
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606
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66.78
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Purchase
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611
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66.79
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Purchase
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712
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66.79
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Purchase
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788
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67.00
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Purchase
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1,080
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66.81
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Purchase
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1,699
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66.78
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Purchase
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63
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66.37
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Purchase
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614
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66.37
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Purchase
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2
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66.36
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Purchase
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717
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66.36
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Purchase
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3
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66.82
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Purchase
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3
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66.84
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Purchase
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4
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66.82
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Purchase
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4
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66.80
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Purchase
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5
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66.84
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Purchase
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5
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66.82
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Purchase
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5
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66.80
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Purchase
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7
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66.83
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Purchase
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7
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66.84
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Purchase
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8
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66.83
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Purchase
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8
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66.80
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Purchase
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8
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66.79
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Purchase
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9
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66.81
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Purchase
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9
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66.72
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Purchase
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10
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66.80
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Purchase
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10
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66.82
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Purchase
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10
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66.84
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Purchase
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10
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66.80
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Purchase
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12
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66.85
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Purchase
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12
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66.74
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Purchase
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13
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66.83
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Purchase
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13
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66.80
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Purchase
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13
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66.80
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Purchase
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14
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66.84
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Purchase
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14
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66.82
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Purchase
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15
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66.79
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Purchase
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15
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66.84
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Purchase
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16
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66.84
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Purchase
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18
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66.84
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Purchase
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19
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66.82
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Purchase
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19
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66.80
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Purchase
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20
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66.80
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Purchase
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23
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66.80
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Purchase
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26
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66.83
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Purchase
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26
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66.80
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Purchase
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27
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66.80
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Purchase
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30
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66.71
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Purchase
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31
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66.82
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Purchase
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31
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66.80
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Purchase
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32
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66.74
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Purchase
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33
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66.71
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Purchase
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34
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66.84
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Purchase
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34
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66.80
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Purchase
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36
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66.84
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Purchase
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37
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66.80
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Purchase
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43
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66.84
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Purchase
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45
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66.79
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Purchase
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45
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66.84
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Purchase
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50
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66.80
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Purchase
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56
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66.81
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Purchase
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60
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66.72
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Purchase
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67
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66.80
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Purchase
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71
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66.80
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Purchase
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75
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66.73
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Purchase
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75
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66.72
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Purchase
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96
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66.84
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Purchase
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97
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66.84
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Purchase
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100
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66.82
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Purchase
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100
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66.80
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Purchase
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100
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66.85
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Purchase
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100
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66.84
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Purchase
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100
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66.84
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Purchase
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105
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66.84
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Purchase
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106
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66.83
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Purchase
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113
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66.72
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Purchase
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114
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66.81
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Purchase
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116
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66.80
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Purchase
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119
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66.83
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Purchase
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136
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66.84
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Purchase
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136
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66.80
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Purchase
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136
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66.71
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Purchase
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138
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66.77
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Purchase
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139
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66.71
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Purchase
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144
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66.80
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Purchase
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148
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66.80
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Purchase
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162
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66.77
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Purchase
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177
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66.81
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Purchase
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184
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67.00
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Purchase
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197
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66.73
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Purchase
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199
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66.81
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Purchase
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201
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66.80
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Purchase
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205
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66.71
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Purchase
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208
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66.80
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Purchase
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215
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66.71
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Purchase
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235
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66.74
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Purchase
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242
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66.84
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Purchase
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274
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66.82
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Purchase
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297
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66.76
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Purchase
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300
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66.99
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Purchase
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309
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66.84
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Purchase
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334
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66.80
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Purchase
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336
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66.80
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Purchase
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366
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66.80
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Purchase
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426
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66.71
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Purchase
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450
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66.84
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Purchase
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532
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66.83
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Purchase
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581
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66.83
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Purchase
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595
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66.71
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Purchase
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690
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66.80
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Purchase
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734
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66.80
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Purchase
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779
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66.80
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Purchase
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793
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66.81
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Purchase
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1,250
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66.99
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Purchase
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1,350
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66.78
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Purchase
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2,121
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67.00
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Purchase
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2,577
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66.80
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Purchase
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3,652
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66.79
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Purchase
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4,032
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62.62
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Purchase
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252
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68.51
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Purchase
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110,000
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79.75
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Sale
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-100
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62.01
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Sale
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-4,032
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64.66
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Sale
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-32,925
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66.80
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Sale
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-345
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84.25
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TOTAL BUYS:149309
TOTAL SELLS:37402
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(b) Derivatives transactions (other than options)
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Product name, e.g. CFD
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Long/short (Note 5)
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Number of securities (Note 6)
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Price per unit (Note 4)
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(c) Options transactions in respect of existing securities
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(i) Writing, selling, purchasing or varying
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Product name,e.g. call option
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Writing, selling, purchasing, varying etc.
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Number of securities to which the option relates (Note 6)
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Exercise price
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Type, e.g. American, European etc.
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Expiry date
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Option money paid/received per unit (Note 4)
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(ii) Exercising
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Product name, e.g. call option
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Number of securities
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Exercise price per unit (Note 4)
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(d) Other dealings (including new securities) (Note 3)
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Nature of transaction (Note 7)
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Details
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Price per unit (if applicable) (Note 4)
|
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4. OTHER INFORMATION
|
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Agreements, arrangements or understandings relating to options or derivatives
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Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
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Is a Supplemental Form 38.5(b) attached? (Note 8) No
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Date of disclosure
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20-10-2008
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Contact name
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Simon Crawley;
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Telephone number
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44 20 7888 0241
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Name of offeree/offeror with which connected
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Rio Tinto Plc
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Nature of connection (Note 9)
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ADVISOR
|
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Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk.
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