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EPT Disclosure

15th Aug 2008 11:41

RNS Number : 4329B
Credit Suisse Sydney Branch
15 August 2008
 

FORM 38.5 (b)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION 

Name of exempt principal trader

Credit Suisse Sydney branch

 

Company dealt in

BHP Billiton Limited

 

Class of relevant security to which the dealings being disclosed relate (Note 1)

 

Ordinary Shares

Date of dealing

14-08-2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) 

 

Long

Short

 

Number

(%)

Number

(%)

(1) Relevant securities

531,740

0.016

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell 

1,470,000

0.044

Total

2,001,740

0.060

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) 

Class Of Relevant Security : Ordinary Shares 

Long

Short

(1) Relevant Securities 

 

 

(2) Derivatives (other than options) 

 

 

(3) Options and agreements to purchasesell 

 

 

Total

(c) Rights to subscribe (Note 2) 

Class of relevant security:

Details

 

 

3. DEALINGS (Note 3)

(a) Purchases and sales 

Purchase/sale

Number of securities

Price per unit (Note 4)

Purchase

2,971

38.70

Purchase

43

38.67

Purchase

148

38.67

Purchase

1,838

38.67

Purchase

5,000

38.80

Purchase

642

38.85

Purchase

3,163

38.85

Purchase

211

38.85

Purchase

984

38.85

Purchase

2,265

38.22

Purchase

28

38.22

Purchase

2,357

38.22

Purchase

350

38.21

Sale

-1,592

38.89

Sale

-2,671

38.90

Sale

-970

38.90

Sale

-1,000

38.90

Sale

-857

38.89

Sale

-9

38.89

Sale

-3

38.89

Sale

-2,000

38.89

Sale

-539

38.89

Sale

-6

38.90

Sale

-353

38.90

Sale

-1,113

38.90

Sale

-1,200

38.90

Sale

-1,678

38.90

Sale

-588

38.90

Sale

-11

38.90

Sale

-410

38.90

Sale

-4,080

38.93

Sale

-1,090

38.93

Sale

-1,213

38.93

Sale

-760

38.93

Sale

-586

38.93

Sale

-2,271

38.93

Sale

-602

38.97

Sale

-29

38.97

Sale

-920

38.97

Sale

-963

38.97

Sale

-551

38.97

Sale

-3,823

38.97

Sale

-3,112

38.98

TOTAL BUYS: 20,000

TOTAL SELLS:35,000

(b) Derivatives transactions (other than options) 

Product name, e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

 

 

 

 

(c) Options transactions in respect of existing securities 

(i) Writing, selling, purchasing or varying 

Product name,e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 4)

 

 

 

 

 

 

 

(ii) Exercising 

Product name, e.g. call option

Number of securities

Exercise price per unit (Note 4)

 

 

 

(d) Other dealings (including new securities) (Note 3) 

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

 

 

 

4. OTHER INFORMATION 

Agreements, arrangements or understandings relating to options or derivatives 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8)  yes

Date of disclosure

15-08-2008

 

Contact name

Simon Crawley

 

Telephone number

44 20 7888 0241

 

Name of offeree/offeror with which connected

Rio Tinto Plc

 

Nature of connection (Note 9)

ADVISOR

Notes  The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk. 

Product Description

Written/Purchased

No. of Securities

Exercise Price

Type

Expiry Date

Call Option

PURCHASED

200,000

32.00

American

Jan 29 2009

Call Option

PURCHASED

100,000

37.00

American

Sep 25 2008

Call Option

PURCHASED

28,000

40.00

American

Sep 25 2008

Call Option

PURCHASED

17,000

40.00

American

Aug 28 2008

Call Option

PURCHASED

2,000

41.00

American

Sep 25 2008

Call Option

PURCHASED

47,000

42.00

American

Aug 28 2008

Call Option

PURCHASED

2,000

43.00

American

Sep 25 2008

Call Option

PURCHASED

67,000

43.00

American

Aug 28 2008

Call Option

PURCHASED

200,000

44.00

American

Mar 25 2010

Call Option

PURCHASED

30,000

44.00

American

Aug 28 2008

Call Option

PURCHASED

63,000

45.00

American

Aug 28 2008

Call Option

PURCHASED

3,000

46.00

American

Aug 28 2008

Call Option

PURCHASED

50,000

50.00

American

Dec 18 2008

Call Option

PURCHASED

25,000

55.00

American

Jun 25 2009

Call Option

PURCHASED

50,000

56.00

American

Sep 25 2008

Call Option

PURCHASED

10,000

60.00

American

Jan 29 2009

Call Option

PURCHASED

10,000

41.50

American

Aug 28 2008

Call Option

PURCHASED

26,000

42.50

American

Aug 28 2008

Call Option

PURCHASED

10,000

52.00

American

Sep 25 2008

Call Option

PURCHASED

50,000

57.00

American

Sep 25 2008

Call Option

PURCHASED

18,000

58.00

American

Dec 18 2008

Call Option

PURCHASED

2,000

43.50

American

Aug 28 2008

Call Option

PURCHASED

5,000

44.50

American

Aug 28 2008

Call Option

WRITTEN

1,248,000

0.01

American

Dec 18 2008

Call Option

WRITTEN

55,000

39.00

American

Dec 18 2008

Call Option

WRITTEN

3,000

39.00

American

Sep 25 2008

Call Option

WRITTEN

475,000

41.00

American

Aug 28 2008

Call Option

WRITTEN

10,000

42.00

American

Sep 25 2008

Call Option

WRITTEN

170,000

46.00

American

Dec 18 2008

Call Option

WRITTEN

300,000

50.00

American

Jun 25 2009

Call Option

WRITTEN

52,000

50.00

American

Mar 25 2010

Put Option

PURCHASED

1,000

30.00

American

Sep 25 2008

Put Option

PURCHASED

250,000

32.00

American

Sep 25 2008

Put Option

PURCHASED

4,000

33.00

American

Aug 28 2008

Put Option

PURCHASED

63,000

34.00

American

Aug 28 2008

Put Option

PURCHASED

5,000

34.00

American

Oct 30 2008

Put Option

PURCHASED

75,000

35.00

American

Dec 18 2008

Put Option

PURCHASED

107,000

35.00

American

Aug 28 2008

Put Option

PURCHASED

11,000

36.00

American

Aug 28 2008

Put Option

PURCHASED

29,000

37.00

American

Aug 28 2008

Put Option

PURCHASED

63,000

38.00

American

Aug 28 2008

Put Option

PURCHASED

50,000

40.00

American

Aug 28 2008

Put Option

PURCHASED

32,000

41.00

American

Aug 28 2008

Put Option

PURCHASED

50,000

43.00

American

Aug 28 2008

Put Option

PURCHASED

50,000

50.00

American

Jun 25 2009

Put Option

PURCHASED

100,000

50.00

American

Mar 26 2009

Put Option

WRITTEN

20,000

31.00

American

Sep 25 2008

Put Option

WRITTEN

100,000

35.00

American

Sep 25 2008

Put Option

WRITTEN

200,000

37.00

American

Sep 25 2008

Put Option

WRITTEN

4,000

38.00

American

Dec 18 2008

Put Option

WRITTEN

22,000

39.00

American

Dec 18 2008

Put Option

WRITTEN

17,000

40.00

American

Sep 25 2008

Put Option

WRITTEN

50,000

41.00

American

Sep 25 2008

Put Option

WRITTEN

150,000

42.00

American

Aug 28 2008

Put Option

WRITTEN

5,000

43.00

American

Sep 25 2008

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMILFVITAIELIT

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