22nd Oct 2009 10:34
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Hansen Transmissions International NV |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
21/10/2009 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
17,122 |
GBP 1.27 |
GBP 1.24 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
24,022 |
GBP 1.27 |
GBP 1.24 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
6,900 |
GBP 1.25 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
22/10/2009 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
Hansen Transmissions International NV |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
National Express Group Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
21/10/2009 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
187,661 |
GBP 4.18 |
GBP 4.08 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
184,720 |
GBP 4.17 |
GBP 4.08 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
13,487 |
GBP 4.15 |
|
Long Swap |
LONG |
6,458 |
GBP 4.17 |
|
Long Swap |
LONG |
5,212 |
GBP 4.15 |
|
Long Swap |
LONG |
3,419 |
GBP 4.17 |
|
Long Swap |
LONG |
2,592 |
GBP 4.15 |
|
Long Swap |
LONG |
1,630 |
GBP 4.18 |
|
Long Swap |
LONG |
114 |
GBP 4.17 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
1 |
GBP 4.16 |
|
Short Swap |
SHORT |
1 |
GBP 4.16 |
|
Short Swap |
SHORT |
3 |
GBP 4.16 |
|
Short Swap |
SHORT |
9 |
GBP 4.16 |
|
Short Swap |
SHORT |
5,212 |
GBP 4.16 |
|
Short Swap |
SHORT |
24,745 |
GBP 4.16 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
22/10/2009 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
National Express Group |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Stagecoach Group Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
21/10/2009 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
1,524,917 |
GBP 1.60 |
GBP 1.59 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
592,299 |
GBP 1.60 |
GBP 1.59 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
3,100 |
GBP 1.59 |
|
Long Swap |
LONG |
6,738 |
GBP 1.59 |
|
Long Swap |
LONG |
34,050 |
GBP 1.60 |
|
Long Swap |
LONG |
1,100,950 |
GBP 1.60 |
|
Long Swap |
LONG |
3,000 |
GBP 1.59 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
12,408 |
GBP 1.59 |
|
Short Swap |
SHORT |
55,910 |
GBP 1.59 |
|
Short Swap |
SHORT |
23,464 |
GBP 1.59 |
|
Short Swap |
SHORT |
21,886 |
GBP 1.59 |
|
Short Swap |
SHORT |
15,400 |
GBP 1.59 |
|
Short Swap |
SHORT |
13,028 |
GBP 1.59 |
|
Short Swap |
SHORT |
1,458 |
GBP 1.59 |
|
Short Swap |
SHORT |
10,210 |
GBP 1.59 |
|
Short Swap |
SHORT |
7,219 |
GBP 1.59 |
|
Short Swap |
SHORT |
5,859 |
GBP 1.59 |
|
Short Swap |
SHORT |
4,925 |
GBP 1.59 |
|
Short Swap |
SHORT |
4,580 |
GBP 1.59 |
|
Short Swap |
SHORT |
4,456 |
GBP 1.59 |
|
Short Swap |
SHORT |
3,083 |
GBP 1.59 |
|
Short Swap |
SHORT |
3,000 |
GBP 1.59 |
|
Short Swap |
SHORT |
2,900 |
GBP 1.59 |
|
Short Swap |
SHORT |
13,712 |
GBP 1.59 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
22/10/2009 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
National Express Group Plc |
|
Nature of connection # |
Advisor |
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