19th Nov 2007 11:32
Macquarie Bank Ld19 November 2007 DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader Macquarie Capital Securities ( Australia) LimitedCompany dealt in Rio Tinto LimitedClass of relevant security to which the dealings Ordinary shares ISIN:being disclosed relate (Note 1) AU000000RIO1 Date of dealing 16 November 2007 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class of relevantsecurity dealt in (Note 2) Long Short Number (%) Number (%)(1) Relevant securities(2) Derivatives (other than options)(3) Options and agreements to purchase/sell Total 0 0.00% 0 0.00% (b) Interests and short positions in relevant securities of the company, otherthan the class dealt in (Note 2) Class of relevant security: Long Short Number (%) Number (%)(1) Relevant securities(2) Derivatives (other than options)(3) Options and agreements to purchase/sell Total (c) Rights to subscribe (Note 2) Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4)See Annexure A (b) Derivatives transactions (other than options) Product Long/short (Note Number of securities (Note Price per unit (Notename, 5) 6) 4)e.g. CFD (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product Writing, Number of Exercise Type, e.g. Expiry Optionname, selling, securities to American, money purchasing, which the option European varying etc. relates (Note 6) etc.e.g. price date paid/call receivedoption per unit (Note 4) (ii) Exercising Product name, e.g. call Number of Exercise price per unit (Noteoption securities 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the persondisclosing and any other person relating to the voting rights of any relevantsecurities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which anyderivative referred to on this form is referenced. If none, this should bestated. Is a Supplemental Form 38.5(b) attached? (Note 8) YES/NO Date of disclosure 19 November 2007 Contact name Johanna Uy Telephone number +44 (0) 2030374339 Name of offeree/offeror with which connected Rio Tinto PlcNature of connection (Note 9) Connected principal trader Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk Annexure A Purchase/Sale Securities Price per unit (AUD)Sale 7000 134.2Purchase 7000 134.2Sale 1906 133Sale 1310 132.88Sale 1453 132.6Sale 877 132.7Sale 954 133.73Sale 5 133.73Sale 751 133.9Sale 664 134.02Sale 602 135Sale 672 134.89Sale 671 134.48Sale 597 134.48Sale 530 134.45Sale 250 134.48Sale 265 134.47Sale 18 134.47Sale 10 134.44Sale 75 134.44Sale 402 134.44Sale 432 134.27Sale 452 134.2Sale 80 134.55Sale 322 134.54Sale 487 134.63Sale 406 134.77Sale 384 134.31Sale 60 134.26Sale 589 134.26Sale 519 134.53Sale 150 134.69Sale 204 134.69Sale 521 134.53Sale 347 134.68Sale 40 134.6Sale 40 134.6Sale 40 134.6Sale 40 134.6Sale 40 134.6Sale 40 134.6Sale 40 134.6Sale 40 134.6Sale 6 134.6Sale 122 134.63Sale 9 134.6Sale 13 134.6Sale 27 134.6Sale 16 134.6Sale 40 134.6Sale 40 134.6Sale 40 134.6Sale 29 134.6Sale 103 134.58Sale 284 134.58Sale 322 134.84Sale 349 134.85Sale 266 134.87Sale 36 134.94Sale 230 134.94Sale 200 134.99Sale 29 134.99Sale 205 134.93Sale 182 134.94Sale 239 134.83Sale 229 134.83Sale 106 134.95Sale 86 134.94Sale 253 134.94Sale 146 135.33Sale 140 135.17Sale 251 135.15Sale 271 134.6Sale 331 134.41Sale 332 134.59Sale 317 134.6Sale 204 134.44Sale 317 134.39Sale 450 133.77Sale 200 133.78Sale 225 133.78Sale 23 133.78Sale 1525 133.47Sale 100 133.8Sale 75 133.8Sale 438 133.8Sale 573 133.87Sale 675 133.6Sale 712 133.64Sale 300 133.53Sale 354 133.28Sale 20 133.45Sale 40 133.45Sale 40 133.45Sale 40 133.45Sale 40 133.45Sale 40 133.45Sale 40 133.45Sale 40 133.45Sale 40 133.45Sale 40 133.45Sale 12 133.45Sale 147 133.28Sale 560 133.13Sale 812 133.17Sale 706 132.95Sale 492 132.67Sale 279 132.67Sale 805 132.35Sale 804 132.35Sale 166 131.86Sale 5 131.86Sale 803 131.86Sale 1053 131.64Sale 87 131.34Sale 150 131.34Sale 232 131.34Sale 555 131.34Sale 1148 131.22Sale 19 131.2Sale 1080 131.2Sale 1000 131.25Sale 2000 131.2Sale 2 131.19Sale 2 131.16Sale 50 131.15Sale 1500 131.15Sale 1446 131.15Purchase 45000 133.0645 This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Rio Tinto