2nd Oct 2008 10:58
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
|
Name of exempt principal trader |
(GS) GOLDMAN SACHS INTERNATIONAL |
|
Company dealt in |
BHP BILLITON PLC |
|
Class of relevant security to which the dealings being disclosed relate (Note 1) |
Ordinary Shares |
|
Date of dealing |
01 October 2008 |
2. DEALINGS (Note 2)
(a) Purchases and sales
|
Total number of securities purchased |
Highest price paid (Note 3) |
Lowest price paid (Note 3) |
|
2133285 |
13.30 GBP |
11.95 GBP |
|
Total number of securities sold |
Highest price received (Note 3) |
Lowest price received (Note 3) |
|
1919924 |
13.30 GBP |
11.93 GBP |
(b) Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short (Note 4) |
Number of securities (Note 5) |
Price per unit (Note 3) |
|
SWAP |
Long |
2200 |
12.7191 GBP |
|
SWAP |
Long |
2400 |
12.7191 GBP |
|
CFD |
Long |
800 |
12.3045 GBP |
|
CFD |
Long |
5405 |
12.3045 GBP |
|
CFD |
Long |
500 |
12.3045 GBP |
|
CFD |
Short |
41977 |
12.8929 GBP |
|
CFD |
Short |
68000 |
12.8929 GBP |
|
CFD |
Short |
140940 |
12.8929 GBP |
|
CFD |
Short |
7300 |
12.9719 GBP |
|
CFD |
Short |
154700 |
12.9719 GBP |
|
CFD |
Long |
600986 |
12.25 GBP |
|
CFD |
Long |
826453 |
12.25 GBP |
|
CFD |
Long |
172281 |
12.25 GBP |
|
CFD |
Long |
1343120 |
12.25 GBP |
|
CFD |
Short |
28235 |
12.7125 GBP |
|
CFD |
Short |
39765 |
12.7125 GBP |
|
CFD |
Long |
50000 |
12.9418 GBP |
|
CFD |
Short |
88000 |
12.9719 GBP |
|
CFD |
Short |
8144 |
12.59 GBP |
|
CFD |
Short |
10569 |
12.0287 GBP |
|
CFD |
Short |
20094 |
12.59 GBP |
|
CFD |
Short |
3469 |
12.0287 GBP |
|
CFD |
Short |
15709 |
12.0287 GBP |
|
CFD |
Long |
5031 |
12.59 GBP |
|
CFD |
Long |
14000 |
12.7351 GBP |
|
CFD |
Long |
5558 |
12.59 GBP |
|
CFD |
Long |
17649 |
12.59 GBP |
|
CFD |
Short |
1304 |
12.0287 GBP |
|
CFD |
Long |
2800 |
13.0374 GBP |
|
CFD |
Long |
31920 |
13.1803 GBP |
|
CFD |
Short |
31920 |
12.0899 GBP |
|
CFD |
Long |
10000 |
12.7351 GBP |
|
CFD |
Short |
10000 |
12.3125 GBP |
|
CFD |
Long |
25000 |
12.4363 GBP |
|
CFD |
Short |
25000 |
12.2437 GBP |
|
CFD |
Short |
579369 |
12.25 GBP |
|
CFD |
Short |
824393 |
12.25 GBP |
|
CFD |
Short |
173234 |
12.25 GBP |
|
CFD |
Short |
1365844 |
12.25 GBP |
|
CFD |
Long |
197432 |
12.9678 GBP |
|
CFD |
Long |
293422 |
12.9678 GBP |
|
CFD |
Long |
64786 |
12.9678 GBP |
|
CFD |
Long |
24360 |
12.9678 GBP |
|
CFD |
Short |
8800 |
13.0901 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 5) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 3) |
|
Call Option |
B |
10750 |
17.00 GBP |
European |
25/11/08 |
0.3603 GBP |
|
Call Option |
B |
10750 |
17.00 GBP |
European |
24/11/08 |
0.3603 GBP |
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 3) |
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
|
Date of disclosure |
02 October 2008 |
|
Contact name |
Peter Highton |
|
Telephone number |
+44-207-774-1935 |
|
Name of offeree/offeror with which connected |
BHP BILLITON PLC |
|
Nature of connection (Note 6) |
Advisor |
Notes
The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
Related Shares:
BHP Group