Become a Member
  • Track your favourite stocks
  • Create & monitor portfolios
  • Daily portfolio value
Sign Up
Quickpicks
Add shares to your
quickpicks to
display them here!

EPT Disclosure

26th Aug 2008 13:31

RNS Number : 0313C
Deutsche Bank AG
26 August 2008
 



DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

Deutsche Securities Australia Limited

 

Company dealt in

Rio Tinto Limited

 

Class of relevant security to which the dealings being disclosed relate (Note 1)

 

Ordinary

Date of dealing

22/08/2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number  (%)

Number (%)

(1) Relevant securities 

1,266,287 0.28%

-916,537 -0.20

(2) Derivatives (other than options)

739,989   0.16%

-1,194,117  -0.26

(3) Options and agreements to purchase/sell

1,208,000 0.26%

-850,100      -0.19

Total

3,214,276  0.70% 

-2,960,754  -0.65

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security:

Long

Short

Number (%)

Number  (%)

(1) Relevant securities 

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchase/sale

Number of securities

Price per unit (Note 4) 

AUD $

Purchase

20

118.90

Purchase

16953

121.00

Purchase

516

121.03

Purchase

775

121.06

Purchase

524

121.13

Purchase

171

121.15

Purchase

505

121.16

Purchase

43

121.21

Purchase

257

121.30

Purchase

385

121.33

Purchase

1100

121.36

Purchase

385

121.37

Purchase

534

121.40

Purchase

54

121.46

Purchase

42

121.47

Purchase

264

121.49

Purchase

702

121.52

Purchase

24

121.55

Purchase

55

121.56

Purchase

213

121.57

Purchase

85

121.60

Purchase

1285

121.61

Purchase

1439

121.63

Purchase

408

121.69

Purchase

247

121.80

Purchase

19

121.83

Purchase

15

121.86

Purchase

821

121.87

Purchase

3217

121.88

Purchase

75

121.88

Purchase

20

121.90

Purchase

583

121.91

Purchase

41

121.92

Purchase

16

121.93

Purchase

334

121.95

Purchase

33

121.96

Purchase

433

121.98

Purchase

1135

121.99

Purchase

1556

122.00

Purchase

1036

122.01

Purchase

277

122.02

Purchase

457

122.03

Purchase

432

122.04

Purchase

54

122.05

Purchase

1918

122.06

Purchase

2380

122.07

Purchase

1254

122.08

Purchase

735

122.09

Purchase

332

122.10

Purchase

393

122.11

Purchase

584

122.13

Purchase

952

122.14

Purchase

443

122.15

Purchase

55

122.16

Purchase

152

122.17

Purchase

56

122.18

Purchase

63

122.19

Purchase

259

122.20

Purchase

12

122.22

Purchase

32

122.24

Purchase

317

122.25

Purchase

517

122.26

Purchase

44

122.27

Purchase

613

122.28

Purchase

54

122.30

Purchase

35

122.31

Purchase

13

122.33

Purchase

52

122.34

Purchase

1453

122.35

Purchase

240

122.36

Purchase

14

122.37

Purchase

59

122.39

Purchase

2370

122.39

Purchase

1328

122.40

Purchase

18

122.41

Purchase

295

122.42

Purchase

28

122.43

Purchase

573

122.44

Purchase

688

122.48

Purchase

520

122.49

Purchase

3190

122.50

Purchase

4817

122.51

Purchase

839

122.51

Purchase

1219

122.52

Purchase

434

122.53

Purchase

2008

122.54

Purchase

21

122.55

Purchase

1341

122.56

Purchase

793

122.57

Purchase

88

122.58

Purchase

866

122.59

Purchase

877

122.60

Purchase

41

122.61

Purchase

809

122.62

Purchase

495

122.63

Purchase

697

122.64

Purchase

28

122.65

Purchase

38

122.67

Purchase

230

122.68

Purchase

3145

122.69

Purchase

383

122.70

Purchase

28

122.72

Purchase

95

122.73

Purchase

472

122.74

Purchase

700

122.75

Purchase

58

122.76

Purchase

24

122.77

Purchase

513

122.78

Purchase

1178

122.79

Purchase

601

122.81

Purchase

587

122.82

Purchase

208

122.83

Purchase

52

122.85

Purchase

186735

122.87

Purchase

25

122.87

Purchase

801

122.88

Purchase

90

122.89

Purchase

422

122.90

Purchase

353

122.91

Purchase

353

122.92

Purchase

374

122.94

Purchase

434

122.95

Purchase

393

122.97

Purchase

619

122.98

Purchase

766

122.99

Purchase

1124

123.00

Purchase

164

123.01

Purchase

50

123.02

Purchase

416

123.04

Purchase

852

123.05

Purchase

451

123.06

Purchase

604

123.07

Purchase

37

123.14

Purchase

198

123.16

Purchase

64

123.17

Purchase

2085

123.18

Purchase

372

123.19

Purchase

2031

123.20

Purchase

506

123.21

Purchase

585

123.22

Purchase

1860

123.23

Purchase

44

123.24

Purchase

457

123.25

Purchase

212

123.26

Purchase

49

123.27

Purchase

981

123.28

Purchase

155

123.29

Purchase

1175

123.30

Purchase

5

123.31

Purchase

459

123.32

Purchase

501

123.34

Purchase

796

123.37

Purchase

199

123.38

Purchase

224

123.39

Purchase

1431

123.40

Purchase

769

123.41

Purchase

622

123.42

Purchase

504

123.44

Purchase

1243

123.45

Purchase

40

123.46

Purchase

726

123.49

Purchase

925

123.50

Purchase

1568

123.51

Purchase

53

123.52

Purchase

198

123.53

Purchase

199

123.59

Purchase

198

123.66

Purchase

199

123.67

Purchase

36

123.68

Purchase

65

123.72

Purchase

559

123.79

Purchase

383

123.81

Purchase

36

123.87

Purchase

695

123.92

Purchase

420

123.94

Purchase

227

123.96

Purchase

456

123.98

Purchase

784

123.99

Purchase

198

124.00

Purchase

399

124.08

Purchase

39

124.09

Purchase

209

124.11

Purchase

113

124.12

Purchase

625

124.19

TOTAL PURCHASE

305,206

Sale

20

118.90

Sale

29427

121.00

Sale

43

121.35

Sale

1

121.36

Sale

43

121.37

Sale

129

121.38

Sale

170

121.39

Sale

99

121.40

Sale

58

121.44

Sale

27

121.46

Sale

71

121.47

Sale

111

121.49

Sale

32

121.52

Sale

24

121.55

Sale

537

121.57

Sale

300

121.58

Sale

1000

121.60

Sale

17

121.62

Sale

297

121.63

Sale

343

121.64

Sale

425

121.66

Sale

4

121.68

Sale

87

121.69

Sale

111

121.70

Sale

91

121.72

Sale

300

121.73

Sale

2595

121.77

Sale

70

121.93

Sale

380

121.94

Sale

39

121.97

Sale

1603

121.99

Sale

298

122.00

Sale

554

122.01

Sale

396

122.02

Sale

912

122.03

Sale

121

122.04

Sale

307

122.05

Sale

127

122.06

Sale

1060

122.07

Sale

1348

122.08

Sale

1097

122.09

Sale

1209

122.10

Sale

69

122.11

Sale

86

122.12

Sale

739

122.13

Sale

625

122.14

Sale

741

122.15

Sale

494

122.16

Sale

1436

122.17

Sale

317

122.18

Sale

760

122.19

Sale

221

122.20

Sale

42

122.21

Sale

196

122.24

Sale

65

122.25

Sale

296

122.26

Sale

373

122.27

Sale

86

122.28

Sale

614

122.29

Sale

474

122.30

Sale

1090

122.31

Sale

250

122.32

Sale

174

122.34

Sale

556

122.35

Sale

685

122.36

Sale

1193

122.37

Sale

222

122.38

Sale

496

122.40

Sale

454

122.41

Sale

377

122.42

Sale

97

122.43

Sale

426

122.44

Sale

750

122.45

Sale

632

122.46

Sale

128

122.47

Sale

297

122.48

Sale

171

122.49

Sale

3092

122.50

Sale

902

122.51

Sale

953

122.52

Sale

497

122.53

Sale

58

122.54

Sale

381

122.55

Sale

159

122.56

Sale

983

122.57

Sale

197

122.59

Sale

315

122.60

Sale

835

122.61

Sale

63

122.62

Sale

355

122.63

Sale

596

122.64

Sale

721

122.65

Sale

490

122.67

Sale

492

122.68

Sale

2652

122.69

Sale

286

122.70

Sale

71

122.71

Sale

192

122.74

Sale

135

122.75

Sale

116

122.76

Sale

210

122.77

Sale

363

122.78

Sale

17

122.79

Sale

77

122.80

Sale

1014

122.81

Sale

161

122.82

Sale

163

122.84

Sale

133

122.86

Sale

186735

122.87

Sale

42

122.87

Sale

2485

122.87

Sale

45

122.88

Sale

127

122.89

Sale

353

122.91

Sale

2162

122.93

Sale

613

122.94

Sale

300

122.95

Sale

227

122.96

Sale

350

122.97

Sale

127

122.98

Sale

1237

122.99

Sale

194

123.00

Sale

6

123.02

Sale

76

123.03

Sale

187

123.04

Sale

210

123.05

Sale

390

123.06

Sale

66

123.07

Sale

527

123.08

Sale

873

123.09

Sale

247

123.10

Sale

230

123.11

Sale

26

123.12

Sale

1623

123.13

Sale

33

123.14

Sale

156

123.15

Sale

10

123.16

Sale

349

123.17

Sale

897

123.18

Sale

1268

123.19

Sale

274

123.21

Sale

742

123.22

Sale

141

123.23

Sale

374

123.24

Sale

608

123.25

Sale

789

123.26

Sale

138

123.27

Sale

3

123.28

Sale

49

123.29

Sale

38

123.30

Sale

431

123.31

Sale

32

123.32

Sale

63

123.33

Sale

196

123.34

Sale

140

123.35

Sale

1497

123.36

Sale

48

123.37

Sale

248

123.38

Sale

572

123.39

Sale

86

123.40

Sale

64

123.41

Sale

663

123.42

Sale

457

123.43

Sale

489

123.44

Sale

45

123.47

Sale

934

123.49

Sale

788

123.50

Sale

427

123.51

Sale

907

123.54

Sale

140

123.59

Sale

4

123.61

Sale

105

123.62

Sale

602

123.66

Sale

147

123.67

Sale

519

123.77

Sale

271

123.78

Sale

45

123.81

Sale

16

123.84

Sale

8

123.87

Sale

299

123.88

Sale

464

123.89

Sale

283

123.90

Sale

68

123.92

Sale

40

123.94

Sale

30

123.95

Sale

420

123.98

Sale

386

123.99

Sale

117

124.03

Sale

13

124.08

Sale

88

124.09

Sale

63

124.10

Sale

32

124.19

TOTAL SALES

295,768

(b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4) 

AUD $

CFD

Long

20

118.90

CFD

Long

13100

121.00

CFD

Long

99

121.40

CFD

Long

58

121.44

CFD

Long

27

121.46

CFD

Long

71

121.47

CFD

Long

111

121.49

CFD

Long

17

121.62

CFD

Long

84

121.63

CFD

Long

87

121.69

CFD

Long

111

121.70

CFD

Long

71

121.72

CFD

Long

300

121.73

CFD

Long

2595

121.77

CFD

Long

70

121.93

CFD

Long

130

121.94

CFD

Long

489

121.99

CFD

Long

39

122.00

CFD

Long

169

122.01

CFD

Long

533

122.03

CFD

Long

78

122.04

CFD

Long

93

122.05

CFD

Long

123

122.06

CFD

Long

140

122.07

CFD

Long

783

122.08

CFD

Long

47

122.09

CFD

Long

211

122.10

CFD

Long

475

122.13

CFD

Long

373

122.14

CFD

Long

37

122.15

CFD

Long

130

122.16

CFD

Long

555

122.17

CFD

Long

106

122.18

CFD

Long

375

122.19

CFD

Long

36

122.20

CFD

Long

65

122.25

CFD

Long

212

122.26

CFD

Long

254

122.27

CFD

Long

40

122.28

CFD

Long

180

122.29

CFD

Long

22

122.30

CFD

Long

571

122.31

CFD

Long

31

122.36

CFD

Long

63

122.37

CFD

Long

86

122.38

CFD

Long

50

122.40

CFD

Long

91

122.41

CFD

Long

53

122.42

CFD

Long

97

122.43

CFD

Long

22

122.44

CFD

Long

251

122.46

CFD

Long

73

122.47

CFD

Long

43

122.49

CFD

Long

75

122.50

CFD

Long

557

122.51

CFD

Long

23

122.52

CFD

Long

110

122.53

CFD

Long

40

122.54

CFD

Long

150

122.55

CFD

Long

133

122.57

CFD

Long

106

122.59

CFD

Long

148

122.60

CFD

Long

81

122.61

CFD

Long

46

122.62

CFD

Long

58

122.63

CFD

Long

133

122.64

CFD

Long

19

122.65

CFD

Long

74

122.67

CFD

Long

131

122.69

CFD

Long

73

122.70

CFD

Long

192

122.74

CFD

Long

135

122.75

CFD

Long

116

122.76

CFD

Long

71

122.78

CFD

Long

133

122.84

CFD

Long

2485

122.87

CFD

Long

45

122.88

CFD

Long

84

122.98

CFD

Long

57

122.99

CFD

Long

135

123.04

CFD

Long

71

123.05

CFD

Long

359

123.06

CFD

Long

96

123.09

CFD

Long

300

123.17

CFD

Long

157

123.19

CFD

Long

143

123.21

CFD

Long

48

123.22

CFD

Long

141

123.23

CFD

Long

357

123.25

CFD

Long

150

123.31

CFD

Long

140

123.35

CFD

Long

248

123.38

CFD

Long

174

123.39

CFD

Long

70

123.40

CFD

Long

64

123.41

CFD

Long

143

123.43

CFD

Long

111

123.44

CFD

Long

45

123.47

CFD

Long

193

123.49

CFD

Long

41

123.51

CFD

Long

71

123.59

CFD

Long

34

123.78

CFD

Long

152

123.89

CFD

Long

40

123.94

CFD

Long

30

123.95

CFD

Long

65

123.99

CFD

Long

13

124.08

CFD

Long

43

124.10

CFD

Long

9

124.19

CFD

Short

20

118.90

CFD

Short

16252

121.00

CFD

Short

500

121.40

CFD

Short

100

121.49

CFD

Short

100

121.80

CFD

Short

3217

121.88

CFD

Short

210

121.99

CFD

Short

190

122.00

CFD

Short

2370

122.39

CFD

Short

300

122.48

CFD

Short

4817

122.51

CFD

Short

1091

123.00

CFD

Short

203

123.28

CFD

Short

5

123.31

CFD

Short

27

123.32

CFD

Short

80

123.34

CFD

Short

500

123.40

CFD

Short

622

123.42

CFD

Short

413

123.45

CFD

Short

53

123.52

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise

price 

Type, e.g. American, European etc.

Expiry 

date

Option money

paid/received per unit (Note 4) 

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8) NO

Date of disclosure

26/08/2008

 

Contact name

Artie Movsesian

 

Telephone number

020 7545 8515

 

Name of offeree/offeror with which connected

Rio Tinto plc

 

Nature of connection (Note 9)

Connected Advisor to Offeree

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

  

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMPFMTTMMTTBLP

Related Shares:

Rio Tinto
FTSE 100 Latest
Value8,684.56
Change50.81